0001127602-18-018268.txt : 20180521 0001127602-18-018268.hdr.sgml : 20180521 20180521160649 ACCESSION NUMBER: 0001127602-18-018268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eaton Roger G. CENTRAL INDEX KEY: 0001423752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 18849644 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-05-17 0001041061 YUM BRANDS INC YUM 0001423752 Eaton Roger G. 1441 GARDINER LANE LOUISVILLE KY 40213 1 CEO, KFC Common Stock 2018-05-17 4 M 0 141493 23.48 A 181655 D Common Stock 2018-05-17 4 D 0 79810 83.50 D 101845 D Common Stock 2018-05-17 4 S 0 61683 83.26 D 40162 D Stock Appreciation Right 23.98 2018-05-17 4 M 0 141493 0 D 2011-02-05 2020-02-05 Common Stock 141493 0 D Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2018-05-21