0001127602-18-002272.txt : 20180123 0001127602-18-002272.hdr.sgml : 20180123 20180123155439 ACCESSION NUMBER: 0001127602-18-002272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180122 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niccol Brian R CENTRAL INDEX KEY: 0001628588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 18542378 MAIL ADDRESS: STREET 1: 1 GLEN BELL WAY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-01-22 0001041061 YUM BRANDS INC YUM 0001628588 Niccol Brian R 1 GLEN BELL WAY IRVINE CA 92618 1 CEO, Taco Bell Common Stock 2018-01-22 4 M 0 8000 45.88 A 10160 D Common Stock 2018-01-22 4 D 0 5706 82.28 D 4454 D Common Stock 2018-01-22 4 S 0 2294 84.90 D 2160 D Common Stock 4969.49 I By 401(k) Plan Stock Appreciation Right 45.88 2018-01-22 4 M 0 8000 0 D 2013-02-08 2022-02-08 Common Stock 8000 24668 D Pursuant to 10b5-1 Plan Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2018-01-23