0001127602-17-006671.txt : 20170216 0001127602-17-006671.hdr.sgml : 20170216 20170216174348 ACCESSION NUMBER: 0001127602-17-006671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 17619016 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 President, CFO Common Stock 2017-02-15 4 M 0 6127 24.32 A 39098 D Common Stock 2017-02-15 4 D 0 2179 68.39 D 36919 D Common Stock 2017-02-15 4 S 0 3948 68.3056 D 32971 D Common Stock 2017-02-15 4 M 0 6603 26.56 A 39574 D Common Stock 2017-02-15 4 D 0 2565 68.39 D 37009 D Common Stock 2017-02-15 4 S 0 4038 68.3593 D 32971 D Stock Appreciation Right 24.32 2017-02-15 4 M 0 6127 0 D 2011-09-20 2017-09-20 Common Stock 6127 12254 D Stock Appreciation Right 26.56 2017-02-15 4 M 0 6603 0 D 2009-01-24 2018-01-24 Common Stock 6603 19811 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2017-02-16