0001127602-17-005391.txt : 20170213
0001127602-17-005391.hdr.sgml : 20170213
20170213161136
ACCESSION NUMBER: 0001127602-17-005391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Niccol Brian R
CENTRAL INDEX KEY: 0001628588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 17599200
MAIL ADDRESS:
STREET 1: 1 GLEN BELL WAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-10
0001041061
YUM BRANDS INC
YUM
0001628588
Niccol Brian R
1 GLEN BELL WAY
IRVINE
CA
92618
1
CEO, Taco Bell
Common Stock
2017-02-10
4
M
0
35231
28.22
A
36910
D
Common Stock
2017-02-10
4
D
0
23293
68.1757
D
13617
D
Common Stock
2017-02-10
4
S
0
11938
68.1734
D
1679
D
Common Stock
4969.49
I
By 401(k) Plan
Stock Appreciation Right
68.00
2017-02-10
4
A
0
70423
0
A
2027-02-10
Common Stock
70423
70423
D
Stock Appreciation Right
28.22
2017-02-10
4
M
0
35231
0
D
2015-05-20
2020-02-05
Common Stock
35231
25172
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $68.12 to $68.25. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $68.11 to $68.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Vesting occurs 25% per year beginning one year from grant date.
/s/ M. Gayle Hobson, POA
2017-02-13