0001127602-16-058530.txt : 20160725
0001127602-16-058530.hdr.sgml : 20160725
20160725165733
ACCESSION NUMBER: 0001127602-16-058530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160722
FILED AS OF DATE: 20160725
DATE AS OF CHANGE: 20160725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pant Muktesh
CENTRAL INDEX KEY: 0001456722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 161782527
MAIL ADDRESS:
STREET 1: 14841 NORTH DALLAS PARKWAY
STREET 2: THE ABERDEEN
CITY: DALLAS
STATE: TX
ZIP: 75254
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-07-22
0001041061
YUM BRANDS INC
YUM
0001456722
Pant Muktesh
14841 NORTH DALLAS PARKWAY
DALLAS
TX
75254
1
CEO China
Common Stock
2016-07-22
4
M
0
49844
29.61
A
62660
D
Common Stock
2016-07-22
4
D
0
16399
90.00
D
46261
D
Common Stock
2016-07-22
4
S
0
33445
89.94
D
12816
D
Common Stock
2016-07-22
4
M
0
98682
37.30
A
111498
D
Common Stock
2016-07-22
4
D
0
40899
90.00
D
70599
D
Common Stock
2016-07-22
4
S
0
57783
89.9416
D
12816
D
Common Stock
1993.054
I
By 401(k) Account
Stock Appreciation Right
29.61
2016-07-22
4
M
0
49844
0
D
2011-01-19
2017-01-19
Common Stock
49844
0
D
Stock Appreciation Right
37.30
2016-07-22
4
M
0
98682
0
D
2013-01-24
2018-01-24
Common Stock
98682
35174
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2016-07-25