0001127602-16-058530.txt : 20160725 0001127602-16-058530.hdr.sgml : 20160725 20160725165733 ACCESSION NUMBER: 0001127602-16-058530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160722 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pant Muktesh CENTRAL INDEX KEY: 0001456722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 161782527 MAIL ADDRESS: STREET 1: 14841 NORTH DALLAS PARKWAY STREET 2: THE ABERDEEN CITY: DALLAS STATE: TX ZIP: 75254 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-22 0001041061 YUM BRANDS INC YUM 0001456722 Pant Muktesh 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 CEO China Common Stock 2016-07-22 4 M 0 49844 29.61 A 62660 D Common Stock 2016-07-22 4 D 0 16399 90.00 D 46261 D Common Stock 2016-07-22 4 S 0 33445 89.94 D 12816 D Common Stock 2016-07-22 4 M 0 98682 37.30 A 111498 D Common Stock 2016-07-22 4 D 0 40899 90.00 D 70599 D Common Stock 2016-07-22 4 S 0 57783 89.9416 D 12816 D Common Stock 1993.054 I By 401(k) Account Stock Appreciation Right 29.61 2016-07-22 4 M 0 49844 0 D 2011-01-19 2017-01-19 Common Stock 49844 0 D Stock Appreciation Right 37.30 2016-07-22 4 M 0 98682 0 D 2013-01-24 2018-01-24 Common Stock 98682 35174 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2016-07-25