0001127602-15-006403.txt : 20150218 0001127602-15-006403.hdr.sgml : 20150216 20150217163649 ACCESSION NUMBER: 0001127602-15-006403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BYERLEIN HOLLAN ANNE CENTRAL INDEX KEY: 0001238487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 15623395 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-02-13 0001041061 YUM BRANDS INC YUM 0001238487 BYERLEIN HOLLAN ANNE 1441 GARDINER LANE LOUISVILLE KY 40213 1 Chief People Officer Common Stock 2015-02-13 4 M 0 81467 49.30 A 81471 D Common Stock 2015-02-13 4 D 0 67450 74.67 D 14021 D Common Stock 2015-02-13 4 S 0 14017 47.4095 D 4 D Common Stock 2015-02-13 4 M 0 50201 32.98 A 50205 D Common Stock 2015-02-13 4 D 0 36008 74.67 D 14197 D Common Stock 2015-02-13 4 S 0 14193 74.4095 D 4 D Common Stock 2015-02-13 4 M 0 67659 29.29 A 67663 D Common Stock 2015-02-13 4 D 0 46836 74.67 D 20827 D Common Stock 2015-02-13 4 S 0 20823 74.4095 D 4 D Common Stock 2015-02-13 4 M 0 29601 29.29 A 29605 D Common Stock 2015-02-13 4 D 0 20492 74.67 D 9113 D Common Stock 2015-02-13 4 S 0 9109 74.4095 D 4 D Common Stock 1732.61 I By 401(k) Account Stock Appreciation Right 49.30 2015-02-13 4 M 0 81467 0 D 2012-02-04 2021-02-04 Common Stock 81467 0 D Stock Appreciation Right 32.98 2015-02-13 4 M 0 50201 0 D 2011-02-05 2020-02-05 Common Stock 50201 0 D Stock Appreciation Right 29.29 2015-02-13 4 M 0 67659 0 D 2013-02-05 2019-02-05 Common Stock 67659 0 D Stock Appreciation Right 29.29 2015-02-13 4 M 0 29601 0 D 2013-02-05 2019-02-05 Common Stock 29601 0 D This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Vesting occurs 25% per year beginning 02/05/2011. /s/ M. Gayle Hobson, POA 2015-02-17