0001127602-14-035284.txt : 20141216 0001127602-14-035284.hdr.sgml : 20141216 20141216170455 ACCESSION NUMBER: 0001127602-14-035284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141216 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavanagh Michael J CENTRAL INDEX KEY: 0001304481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 141290288 MAIL ADDRESS: STREET 1: 1 BANK ONE PLAZA STREET 2: IL1-0877 CITY: CHICAGO STATE: IL ZIP: 60670 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-12-16 0001041061 YUM BRANDS INC YUM 0001304481 Cavanagh Michael J 270 PARK AVENUE 47TH FLOOR NEW YORK NY 10017 1 Common Stock 2014-12-16 4 P 0 10000 69.1818 A 10000 D This transaction was executed in multiple trades at prices ranging from $69.14 to $69.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2014-12-16