0001127602-13-025038.txt : 20130814 0001127602-13-025038.hdr.sgml : 20130814 20130814105322 ACCESSION NUMBER: 0001127602-13-025038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergren Scott CENTRAL INDEX KEY: 0001381049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 131035756 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-08-12 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 1 CEO PH and YUM Innov. Common Stock 2013-08-12 4 M 0 71444 29.61 A 89833 D Common Stock 2013-08-12 4 D 0 46346 75.00 D 43487 D Common Stock 2013-08-12 4 S 0 6590 75.0818 D 36897 D Stock Appreciation Right 29.61 2013-08-12 4 M 0 71444 0 D 2011-01-19 2017-01-19 Common Stock 71444 0 D Pursuant to 10b5-1 Plan /s/ M. Gayle Hobson, POA 2013-08-14