0001127602-11-031703.txt : 20111209
0001127602-11-031703.hdr.sgml : 20111209
20111209141412
ACCESSION NUMBER: 0001127602-11-031703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111209
FILED AS OF DATE: 20111209
DATE AS OF CHANGE: 20111209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eaton Roger G.
CENTRAL INDEX KEY: 0001423752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13163
FILM NUMBER: 111253037
MAIL ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YUM BRANDS INC
CENTRAL INDEX KEY: 0001041061
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133951308
STATE OF INCORPORATION: NC
FISCAL YEAR END: 0526
BUSINESS ADDRESS:
STREET 1: 1441 GARDINER LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
BUSINESS PHONE: 5028748300
MAIL ADDRESS:
STREET 1: 1900 COLONEL SANDERS LANE
CITY: LOUISVILLE
STATE: KY
ZIP: 40213
FORMER COMPANY:
FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC
DATE OF NAME CHANGE: 19970627
FORMER COMPANY:
FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO
DATE OF NAME CHANGE: 19970618
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-09
0001041061
YUM BRANDS INC
YUM
0001423752
Eaton Roger G.
1441 GARDINER LANE
LOUISVILLE
KY
40213
1
CEO - KFC
Common Stock
2011-12-09
4
M
0
60608
12.1625
A
66668
D
Common Stock
2011-12-09
4
S
0
60608
58.12
D
6060
D
Employee Stock Option (Right to Buy)
12.1625
2011-12-09
4
M
0
60608
0
D
2004-01-23
2013-01-23
Common Stock
60608
0
D
Pursuant to 10b5-1 Plan
This transaction was executed in multiple trades at prices ranging from $57.94 to $58.47. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ M. Gayle Hobson, POA
2011-12-09