-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRkPmq7wKtJpPhCnPtakMVTSPZm2GF58za5B9tAfngxcvS7caJkl7TPivjK7cn72 /SRuG1RG3OSJQ55K4LX9MA== 0001127602-10-025270.txt : 20101008 0001127602-10-025270.hdr.sgml : 20101008 20101008155544 ACCESSION NUMBER: 0001127602-10-025270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101007 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allan Graham D CENTRAL INDEX KEY: 0001315750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 101116161 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-10-07 0001041061 YUM BRANDS INC YUM 0001315750 Allan Graham D 14841 DALLAS PARKWAY DALLAS TX 75254 1 President - YRI Common Stock 2010-10-07 4 M 0 15300 8.3913 A 443526 D Common Stock 2010-10-07 4 S 0 15300 47.2203 D 428226 D Employee Stock Option (Right to Buy) 8.3913 2010-10-07 4 M 0 15300 0 D 2002-01-24 2011-01-25 Common Stock 15300 4700 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $47.20 to $47.20. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2010-10-08 -----END PRIVACY-ENHANCED MESSAGE-----