-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtTu3hHVUkfnzwr0YzAOu8v3Z6mS9izQN302VSVp7I10twBAjX4nCkhXhfAcUyxI I1qAbKYC1IBuVEABnLmkAQ== 0001127602-10-003722.txt : 20100208 0001127602-10-003722.hdr.sgml : 20100208 20100208132534 ACCESSION NUMBER: 0001127602-10-003722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100205 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 10580308 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1120 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-05 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 40213 1 Sr VP Fin/CFO Common Stock 2010-02-05 4 M 0 18.5991 A 12608.5991 D Common Stock 2010-02-05 4 F 0 18.5991 33.40 D 12590 D Common Stock 6000 I Carucci Trust Stock Appreciation Right 32.98 2010-02-05 4 A 0 172118 32.98 A 2011-02-05 2020-02-05 Common Stock 172118 172118 D Phantom Stock 2010-02-05 4 M 0 18.5991 D Common Stock 18.5991 853.071 D Vesting occurs 25% per year beginning 02/05/2011. Conversion occurs on a one-for-one basis. Phantom Exercise Date The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. /s/ M. Gayle Hobson, POA 2010-02-08 -----END PRIVACY-ENHANCED MESSAGE-----