-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qbzi/qKdwV6FY57YrZ9nIWj2FLsfGCjDBT/921sbYIfP6acYp1f8Zd0ioBDwMN+a Kde33TQDyya7MYedXYjOkw== 0000892303-04-000140.txt : 20041025 0000892303-04-000140.hdr.sgml : 20041025 20041025160133 ACCESSION NUMBER: 0000892303-04-000140 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041018 FILED AS OF DATE: 20041025 DATE AS OF CHANGE: 20041025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carucci Richard CENTRAL INDEX KEY: 0001306837 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 041094112 BUSINESS ADDRESS: BUSINESS PHONE: (502) 874-8300 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 47113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2004-10-18 0 0001041061 YUM BRANDS INC YUM 0001306837 Carucci Richard 1441 GARDINER LANE LOUISVILLE KY 47113 0 1 0 0 Sr. VP Finance & CFO Des. Employee Stock Option (right to buy) 13.625 2002-01-20 2008-01-20 Common Stock 42202 D Employee Stock Option (right to buy) 23.4844 2003-01-21 2009-01-21 Common Stock 29808 D Phantom Stock Common Stock 1512 D Phantom Stock Common Stock 5232 D Employee Stock Option (right to buy) 15.14 2004-01-27 2010-01-27 Common Stock 72654 D Employee Stock Option (right to buy) 16.7825 2002-01-25 2011-01-25 Common Stock 65546 D Employee Stock Option 24.4075 2002-12-31 2011-12-31 Common Stock 30904 D Phantom Stock Common Stock 786.87 D Phantom Stock Common Stock 6086.37 D Employee Stock Option (right to buy) 24.325 2003-01-23 2013-01-23 Common Stock 35045 D Phantom Stock Common Stock 1842 D Employee Stock Option (right to buy) 34.46 2005-01-27 2014-01-27 Common Stock 27100 D Employee Stock Option (right to buy) 34.46 2006-01-27 2014-01-27 Common Stock 14510 D Phantom Stock Common Stock 3300 D Phantom Stock Common Stock 4046 D Phantom Stock Common Stock 3388 D Phantom Stock Common Stock 3046 D Shares of phantom stock payable on 04/01/2008 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Conversion occurs on a one-for-one basis. Shares of phantom stock payable on 04/01/2007 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Shares of phantom stock payable on 04/01/2012 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Shares of phantom stock are payable on 04/01/2013 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Shares of phantom stock are payable on 04/01/2009 or retirement or termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred compensation plan. Shares of phantom stock are payable on 04/01/2010 or retirement or termination and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred compensation plan. Shares of phantom stock payable on 04/01/2009 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Shares of phantom stock payable on 04/01/2006 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Shares of phantom stock payable on 04/01/2011 and are subject to earlier withdrawal in accordance with the terms of YUM! Brands, Inc. deferred plan. Richard Carucci 2004-10-25 -----END PRIVACY-ENHANCED MESSAGE-----