-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lpxd6RsAK227bxCF++fhdrFU9b2/uIJ5JNmNp5UHrjYlUk6sYjuLP3o0mp0mWYaC 56kVQRS6z5fizrhdioZgnw== 0000892303-04-000116.txt : 20040804 0000892303-04-000116.hdr.sgml : 20040804 20040804135942 ACCESSION NUMBER: 0000892303-04-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04951014 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-02 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A 3111 W ALLEGHENY AVE PHILADELPHIA PA 19132 0 1 0 0 President YRI Common Stock 2004-08-02 2004-08-02 4 M 0 13234 11.4085 A 25143 D Common Stock 2004-08-02 2004-08-02 4 S 0 3033 38.09 D 22110 D Common Stock 2004-08-02 2004-08-02 4 S 0 1188 38.1 D 20922 D Common Stock 2004-08-02 2004-08-02 4 S 0 1626 38.11 D 19296 D Common Stock 2004-08-02 2004-08-02 4 S 0 1808 38.12 D 17488 D Common Stock 2004-08-02 2004-08-02 4 S 0 164 38.13 D 17324 D Common Stock 2004-08-02 2004-08-02 4 S 0 201 38.14 D 17123 D Common Stock 2004-08-02 2004-08-02 4 S 0 858 38.15 D 16265 D Common Stock 2004-08-02 2004-08-02 4 S 0 767 38.16 D 15498 D Common Stock 2004-08-02 2004-08-02 4 S 0 885 38.17 D 14613 D Common Stock 2004-08-02 2004-08-02 4 S 0 1114 38.18 D 13499 D Common Stock 2004-08-02 2004-08-02 4 S 0 786 38.19 D 12713 D Common Stock 2004-08-02 2004-08-02 4 S 0 530 38.2 D 12183 D Common Stock 2004-08-02 2004-08-02 4 S 0 18 38.21 D 12165 D Common Stock 2004-08-02 2004-08-02 4 S 0 256 38.24 D 11909 D Common Stock 220 I 1995 Family Trust Employee Stock Option (right to buy) 11.4085 2004-08-02 2004-08-02 4 M 0 13234 11.4085 D 2000-01-25 2006-01-25 Common Stock 13234 30248 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi by M. Gayle Hobson, POA 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----