-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dpe1+DN1HQt2OksHdXD6WMW/upZaPD5Ydz/8jxjLXZgtjWKsVxIkSf7V7fxaukXt bGTG1Mj9RsaFGqjePunE5A== 0000892303-04-000112.txt : 20040803 0000892303-04-000112.hdr.sgml : 20040803 20040803160721 ACCESSION NUMBER: 0000892303-04-000112 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04948625 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2004-08-02 2004-08-03 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 26225.08 D Common Stock 2004-08-02 2004-08-02 4 M 0 7000 11.4085 A 7220 I By Daughter Common Stock 2004-08-02 2004-08-02 4 S 0 2000 38.05 D 5220 I By Daughter Common Stock 2004-08-02 2004-08-02 4 S 0 3300 37.95 D 1920 I By Daughter Common Stock 2004-08-02 2004-08-02 4 S 0 700 37.97 D 1220 I By Daughter Common Stock 2004-08-02 2004-08-02 4 S 0 1000 38.07 D 220 I By Daughter Employee Stock Option (right to buy) 11.4085 2006-01-25 Common Stock 76124 D Employee Stock Option (right to buy) 11.4085 2004-08-02 2004-08-02 4 M 0 7000 11.4085 D 2000-01-25 2006-01-25 Common Stock 7000 102000 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. Period end holdings This amendment is filed to correct a prior report filed on August 3, 2004. The original report was incorrectly filed as a result of a computer error. David C. Novak by M. Gayle Hobson, POA 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----