0001628280-21-012671.txt : 20210622 0001628280-21-012671.hdr.sgml : 20210622 20210622172615 ACCESSION NUMBER: 0001628280-21-012671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smiley Andrea Heslin CENTRAL INDEX KEY: 0001703767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23661 FILM NUMBER: 211036369 MAIL ADDRESS: STREET 1: 600 LEE ROAD, SUITE 100 CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC. CENTRAL INDEX KEY: 0001041024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383317208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 8004493353 MAIL ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20120530 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC. DATE OF NAME CHANGE: 20120525 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19970722 4 1 wf-form4_162439714172479.xml FORM 4 X0306 4 2021-06-17 0 0001041024 ROCKWELL MEDICAL, INC. RMTI 0001703767 Smiley Andrea Heslin C/O ROCKWELL MEDICAL, INC. 30142 WIXOM ROAD WIXOM MI 48393 1 0 0 0 Common Stock 2021-06-17 4 A 0 50000 0 A 68601 D Stock Option (Right to Buy) 0.9 2021-06-17 4 A 0 72857 0 A 2031-06-17 Common Stock 72857.0 72857 D Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer. Includes 18,601 shares of common stock underlying unvested restricted stock units that vest on December 11, 2021, subject to the Reporting Person's continued service to the Issuer. Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer. /s/ Michael G. Costello, Attorney-in-Fact for Andrea Heslin Smiley 2021-06-22