0001104659-23-109744.txt : 20231018 0001104659-23-109744.hdr.sgml : 20231018 20231018061827 ACCESSION NUMBER: 0001104659-23-109744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231016 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Jesse CENTRAL INDEX KEY: 0001997116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23661 FILM NUMBER: 231330874 MAIL ADDRESS: STREET 1: 851 DUPORTAIL ROAD STREET 2: SECOND FLOOR CITY: CHESTERBROOK STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC. CENTRAL INDEX KEY: 0001041024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383317208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 8004493353 MAIL ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20120530 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC. DATE OF NAME CHANGE: 20120525 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19970722 4 1 tm2328668-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-10-16 0 0001041024 ROCKWELL MEDICAL, INC. RMTI 0001997116 Neri Jesse C/O ROCKWELL MEDICAL, INC. 30142 WIXOM ROAD WIXOM MI 48393 0 1 0 0 SVP, FINANCE 0 Stock Option (Right to Buy) 1.88 2023-10-16 4 A 0 75000 0 A 2033-10-16 Common Stock 75000 75000 D Stock options vest in four equal installments on the first, second, third and fourth anniversaries of October 16, 2023, subject to the Reporting Person's continued service to the Issuer. /s/ Megan Timmins, Attorney-in-Fact for Jesse Neri 2023-10-18