0001104659-23-109742.txt : 20231018 0001104659-23-109742.hdr.sgml : 20231018 20231018061725 ACCESSION NUMBER: 0001104659-23-109742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231016 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lau Joan CENTRAL INDEX KEY: 0001881621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23661 FILM NUMBER: 231330873 MAIL ADDRESS: STREET 1: C/O RENOVACOR, INC. STREET 2: 5 MEAD POINT DRIVE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC. CENTRAL INDEX KEY: 0001041024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383317208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 8004493353 MAIL ADDRESS: STREET 1: 30142 WIXOM ROAD CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20120530 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC. DATE OF NAME CHANGE: 20120525 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19970722 4 1 tm2328668-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-10-16 0 0001041024 ROCKWELL MEDICAL, INC. RMTI 0001881621 Lau Joan C/O ROCKWELL MEDICAL, INC. 30142 WIXOM ROAD WIXOM MI 48393 1 0 0 0 0 Common Stock 2023-10-16 4 A 0 25000 0 A 25000 D Stock Option (Right to Buy) 1.88 2023-10-16 4 A 0 25000 0 A 2033-10-16 Common Stock 25000 25000 D Restricted stock units vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer. Stock options vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer. /s/ Megan Timmins, Attorney-in-Fact for Joan Lau 2023-10-18