0001104659-23-109742.txt : 20231018
0001104659-23-109742.hdr.sgml : 20231018
20231018061725
ACCESSION NUMBER: 0001104659-23-109742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231016
FILED AS OF DATE: 20231018
DATE AS OF CHANGE: 20231018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lau Joan
CENTRAL INDEX KEY: 0001881621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23661
FILM NUMBER: 231330873
MAIL ADDRESS:
STREET 1: C/O RENOVACOR, INC.
STREET 2: 5 MEAD POINT DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC.
CENTRAL INDEX KEY: 0001041024
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 383317208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30142 WIXOM ROAD
CITY: WIXOM
STATE: MI
ZIP: 48393
BUSINESS PHONE: 8004493353
MAIL ADDRESS:
STREET 1: 30142 WIXOM ROAD
CITY: WIXOM
STATE: MI
ZIP: 48393
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20120530
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC.
DATE OF NAME CHANGE: 20120525
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19970722
4
1
tm2328668-3_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-10-16
0
0001041024
ROCKWELL MEDICAL, INC.
RMTI
0001881621
Lau Joan
C/O ROCKWELL MEDICAL, INC.
30142 WIXOM ROAD
WIXOM
MI
48393
1
0
0
0
0
Common Stock
2023-10-16
4
A
0
25000
0
A
25000
D
Stock Option (Right to Buy)
1.88
2023-10-16
4
A
0
25000
0
A
2033-10-16
Common Stock
25000
25000
D
Restricted stock units vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.
Stock options vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.
/s/ Megan Timmins, Attorney-in-Fact for Joan Lau
2023-10-18