0001351285-17-000050.txt : 20170518
0001351285-17-000050.hdr.sgml : 20170518
20170518175324
ACCESSION NUMBER: 0001351285-17-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170516
FILED AS OF DATE: 20170518
DATE AS OF CHANGE: 20170518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 17855946
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
4
1
wf-form4_149514439048309.xml
FORM 4
X0306
4
2017-05-16
0
0001351285
ROSETTA STONE INC
RST
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
0
0
Common Stock
2017-05-16
4
S
0
5339
12.01
D
838861
I
By The D3 Family Bulldog Fund, LP
Common Stock
2017-05-16
4
S
0
432
12.01
D
62986
I
By The DIII Offshore Fund, LP
Common Stock
321177
I
By The D3 Family Fund, LP
These shares were sold pursuant to standard rebalancing due to the applicable Funds' practices.
This transaction was executed in multiple trades at an average price of $12.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Sonia Galindo, Attorney-in-fact
2017-05-18