0001351285-17-000050.txt : 20170518 0001351285-17-000050.hdr.sgml : 20170518 20170518175324 ACCESSION NUMBER: 0001351285-17-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg David CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 17855946 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG DAVID DATE OF NAME CHANGE: 19970611 4 1 wf-form4_149514439048309.xml FORM 4 X0306 4 2017-05-16 0 0001351285 ROSETTA STONE INC RST 0001040899 Nierenberg David 19605 NE 8TH STREET CAMAS WA 98607 1 0 0 0 Common Stock 2017-05-16 4 S 0 5339 12.01 D 838861 I By The D3 Family Bulldog Fund, LP Common Stock 2017-05-16 4 S 0 432 12.01 D 62986 I By The DIII Offshore Fund, LP Common Stock 321177 I By The D3 Family Fund, LP These shares were sold pursuant to standard rebalancing due to the applicable Funds' practices. This transaction was executed in multiple trades at an average price of $12.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction. The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Sonia Galindo, Attorney-in-fact 2017-05-18