0001209191-18-006917.txt : 20180202 0001209191-18-006917.hdr.sgml : 20180202 20180202164224 ACCESSION NUMBER: 0001209191-18-006917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRATZ DOUGLAS M CENTRAL INDEX KEY: 0001040832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 18571321 MAIL ADDRESS: STREET 1: 852 MIDDLE ROAD STREET 2: SUITE 101 CITY: BETTENDORF STATE: IA ZIP: 52722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-31 0 0001539638 Triumph Bancorp, Inc. TBK 0001040832 KRATZ DOUGLAS M 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 0 0 0 Common Stock 2018-01-31 4 A 0 583 0.00 A 150755 D Series B Preferred Stock Common Stock 141057 141057 D Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Consists of (i) 150,260 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements Reporting person has the right to acquire 141,057 shares of common stock of issuer through the conversion of 20,325 shares of Series B Convertible Preferred Stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. Such conversion may be effected at any time while such preferred shares are outstanding. /s/ Adam D. Nelson, Attorney-in-fact 2018-02-02