0001209191-18-006917.txt : 20180202
0001209191-18-006917.hdr.sgml : 20180202
20180202164224
ACCESSION NUMBER: 0001209191-18-006917
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRATZ DOUGLAS M
CENTRAL INDEX KEY: 0001040832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 18571321
MAIL ADDRESS:
STREET 1: 852 MIDDLE ROAD
STREET 2: SUITE 101
CITY: BETTENDORF
STATE: IA
ZIP: 52722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Bancorp, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-31
0
0001539638
Triumph Bancorp, Inc.
TBK
0001040832
KRATZ DOUGLAS M
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
0
0
0
Common Stock
2018-01-31
4
A
0
583
0.00
A
150755
D
Series B Preferred Stock
Common Stock
141057
141057
D
Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
Consists of (i) 150,260 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements
Reporting person has the right to acquire 141,057 shares of common stock of issuer through the conversion of 20,325 shares of Series B Convertible Preferred Stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. Such conversion may be effected at any time while such preferred shares are outstanding.
/s/ Adam D. Nelson, Attorney-in-fact
2018-02-02