<SEC-DOCUMENT>0001437749-17-014787-index.html : 20170815 <SEC-HEADER>0001437749-17-014787.hdr.sgml : 20170815 <ACCEPTANCE-DATETIME>20170815090457 ACCESSION NUMBER: 0001437749-17-014787 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 21 CONFORMED PERIOD OF REPORT: 20170810 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22945 FILM NUMBER: 171032522 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>hmny20170814_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: hmny20170814_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>ex2-1.htm <DESCRIPTION>EXHIBIT 2.1 <TEXT> Document 2 - file: ex2-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>ex4-1.htm <DESCRIPTION>EXHIBIT 4.1 <TEXT> Document 3 - file: ex4-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>ex4-2.htm <DESCRIPTION>EXHIBIT 4.2 <TEXT> Document 4 - file: ex4-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>ex4-3.htm <DESCRIPTION>EXHIBIT 4.3 <TEXT> Document 5 - file: ex4-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>6 <FILENAME>ex4-4.htm <DESCRIPTION>EXHIBIT 4.4 <TEXT> Document 6 - file: ex4-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>7 <FILENAME>ex4-5.htm <DESCRIPTION>EXHIBIT 4.5 <TEXT> Document 7 - file: ex4-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>8 <FILENAME>ex10-1.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 8 - file: ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>9 <FILENAME>ex10-2.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 9 - file: ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>10 <FILENAME>ex10-3.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 10 - file: ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>11 <FILENAME>ex10-4.htm <DESCRIPTION>EXHIBIT 10.4 <TEXT> Document 11 - file: ex10-4.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>13 <FILENAME>ex10-6.htm <DESCRIPTION>EXHIBIT 10.6 <TEXT> Document 13 - file: ex10-6.htm
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</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>15 <FILENAME>ex10-8.htm <DESCRIPTION>EXHIBIT 10.8 <TEXT> Document 15 - file: ex10-8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>16 <FILENAME>ex10-9.htm <DESCRIPTION>EXHIBIT 10.9 <TEXT> Document 16 - file: ex10-9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>17 <FILENAME>ex10-10.htm <DESCRIPTION>EXHIBIT 10.10 <TEXT> Document 17 - file: ex10-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>18 <FILENAME>ex10-11.htm <DESCRIPTION>EXHIBIT 10.11 <TEXT> Document 18 - file: ex10-11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>19 <FILENAME>ex10-12.htm <DESCRIPTION>EXHIBIT 10.12 <TEXT> Document 19 - file: ex10-12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>20 <FILENAME>ex10-13.htm <DESCRIPTION>EXHIBIT 10.13 <TEXT> Document 20 - file: ex10-13.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>21 <FILENAME>ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 21 - file: ex99-1.htm
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