President/CEO

0000950123-14-006032.txt : 20140514 0000950123-14-006032.hdr.sgml : 20140514 20140514171927 ACCESSION NUMBER: 0000950123-14-006032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 14842585 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124867300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2014 03-31-2014 SANDLER ONEILL ASSET MANAGEMENT LLC

150 EAST 52ND STREET 30TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO (212) 486-7300 /s/ Terry Maltese New York NY 05-14-2014 0 163 821235 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F Ameris Bancorp COM 03076K108 231 9900 SH SOLE 9900 0 0 AerCap Holdings NV SHS N00985106 2679 63500 SH SOLE 63500 0 0 Alliance Bancorp, Inc. of Pennsylvania COM 01890A108 3010 196100 SH SOLE 196100 0 0 Ambac Financial Group, Inc. COM 023139884 15447 497800 SH SOLE 497800 0 0 Ambac Financial Group,Inc. Exp 4/30/2023 Warrant 023139116 2043 100162 SH Call SOLE 100162 0 0 Affiliated Managers Group, Inc. COM 008252108 1940 9700 SH SOLE 9700 0 0 American Homes 4 Rent CL A 02665T306 14788 885000 SH SOLE 885000 0 0 American River Bankshares COM 029326105 6493 703500 SH SOLE 703500 0 0 Access National Corporation COM 004337101 2013 124200 SH SOLE 124200 0 0 ASB Bancorp, Inc. COM 00213T109 2242 126300 SH SOLE 126300 0 0 BancFirst Corporation COM 05945F103 10216 180400 SH SOLE 180400 0 0 Bridge Bancorp, Inc. COM 108035106 5609 210000 SH SOLE 210000 0 0 Bridge Capital Holdings COM 108030107 3742 157500 SH SOLE 157500 0 0 Franklin Resources, Inc. COM 354613101 3711 68500 SH SOLE 68500 0 0 Bar Harbor Bankshares COM 066849100 896 23376 SH SOLE 23376 0 0 Bank Mutual Corporation COM 063750103 2473 390000 SH SOLE 390000 0 0 BankUnited, Inc. COM 06652K103 9176 263900 SH SOLE 263900 0 0 Bank of Marin Bancorp COM 063425102 5182 115000 SH SOLE 115000 0 0 Beneficial Mutual Bancorp, Inc. (MHC) COM 08173R104 2770 210000 SH SOLE 210000 0 0 Bank of Commerce Holdings COM 06424J103 538 80000 SH SOLE 80000 0 0 BOK Financial Corporation COM 05561Q201 4143 60000 SH SOLE 60000 0 0 Boston Private Financial Holdings, Inc. COM 101119105 7539 557200 SH SOLE 557200 0 0 Brookline Bancorp, Inc. COM 11373M107 1884 200000 SH SOLE 200000 0 0 Sierra Bancorp COM 82620P102 3872 243200 SH SOLE 243200 0 0 First Busey Corporation COM 319383105 2474 426500 SH SOLE 426500 0 0 Citigroup Inc. COM 172967424 14423 303000 SH SOLE 303000 0 0 Camden National Corporation COM 133034108 330 8000 SH SOLE 8000 0 0 Capital Bank Financial Corporation CL A 139794101 3013 120000 SH SOLE 120000 0 0 Chicopee Bancorp, Inc. COM 168565109 4375 247200 SH SOLE 247200 0 0 CNB Financial Corporation COM 126128107 1360 76900 SH SOLE 76900 0 0 Chemical Financial Corporation COM 163731102 2921 90000 SH SOLE 90000 0 0 Charter Financial Corporation COM 16122W108 6490 600400 SH SOLE 600400 0 0 Comerica Incorporated COM 200340107 5180 100000 SH SOLE 100000 0 0 Century Bancorp, Inc. CL A NON VTG 156432106 10073 295300 SH SOLE 295300 0 0 Colonial Financial Services, Inc. COM 19566B101 2038 184300 SH SOLE 184300 0 0 CoBiz Financial Inc. COM 190897108 9919 861000 SH SOLE 861000 0 0 Cowen Group, Inc. CL A 223622101 738 167400 SH SOLE 167400 0 0 CenterState Banks, Inc. COM 15201P109 513 47000 SH SOLE 47000 0 0 Coastway Bancorp, Inc. COM 190632109 4996 486000 SH SOLE 486000 0 0 City National Corporation COM 178566105 5566 70700 SH SOLE 70700 0 0 Citizens & Northern Corporation COM 172922106 4112 208600 SH SOLE 208600 0 0 Citizens Community Bancorp Inc. COM 174903104 689 86100 SH SOLE 86100 0 0 DNB Financial Corporation COM 233237106 793 40600 SH SOLE 40600 0 0 ESSA Bancorp, Inc. COM 29667D104 1390 127900 SH SOLE 127900 0 0 Evans Bancorp, Inc. COM 29911Q208 5617 246900 SH SOLE 246900 0 0 First Business Financial Services, Inc. COM 319390100 4133 87600 SH SOLE 87600 0 0 First Bancshares Inc. COM 318916103 1944 134177 SH SOLE 134177 0 0 First Bancorp COM 318910106 574 30200 SH SOLE 30200 0 0 First Community Corporation COM 319835104 4541 406200 SH SOLE 406200 0 0 First Citizens BancShares, Inc. CL A 31946M103 8860 36800 SH SOLE 36800 0 0 1st Century Bancshares, Inc. COM 31943X102 7127 899900 SH SOLE 899900 0 0 First Capital Bancorp, Inc. COM 319438107 68 16100 SH SOLE 16100 0 0 First Citizens Banc Corp, Inc. Series B Conv. Pfd. 6.50 % PFD SER B 319459400 5798 194900 SH SOLE 194900 0 0 First Financial Bancorp. COM 320209109 9267 515400 SH SOLE 515400 0 0 First Financial Bancorp Exp 12/23/2018 Warrant 320209117 89 13984 SH Call SOLE 13984 0 0 FedFirst Financial Corporation COM 31429C101 2092 104700 SH SOLE 104700 0 0 First Interstate BancSystem, Inc. COM CL A 32055Y201 1834 65000 SH SOLE 65000 0 0 First Midwest Bancorp, Inc. COM 320867104 21574 1263100 SH SOLE 1263100 0 0 FirstMerit Corporation COM 337915102 5105 245100 SH SOLE 245100 0 0 First South Bancorp, Inc. COM 33646W100 261 30000 SH SOLE 30000 0 0 1st United Bancorp, Inc. COM 33740N105 9237 1205835 SH SOLE 1205835 0 0 Fox Chase Bancorp, Inc. COM 35137T108 7802 463021 SH SOLE 463021 0 0 Guaranty Bancorp COM 40075T607 5516 387100 SH SOLE 387100 0 0 Georgetown Bancorp, Inc. COM 372591107 1828 123487 SH SOLE 123487 0 0 Hanmi Financial Corporation COM 410495204 1282 55000 SH SOLE 55000 0 0 Hancock Holding Company COM 410120109 7550 206000 SH SOLE 206000 0 0 Hamilton Bancorp Inc. COM 407015106 4830 345000 SH SOLE 345000 0 0 Hudson City Bancorp, Inc. COM 443683107 9830 1000000 SH SOLE 1000000 0 0 Heritage Oaks Bancorp COM 42724R107 2424 300000 SH SOLE 300000 0 0 HopFed Bancorp, Inc. COM 439734104 7930 679503 SH SOLE 679503 0 0 Home Federal Bancorp, Inc. of Louisiana COM 43708L108 1900 107000 SH SOLE 107000 0 0 HF Financial Corp. COM 404172108 8763 655900 SH SOLE 655900 0 0 Hingham Institution for Savings COM 433323102 2920 37200 SH SOLE 37200 0 0 HMN Financial, Inc. COM 40424G108 310 31500 SH SOLE 31500 0 0 Homestreet Inc. COM 43785V102 2098 107300 SH SOLE 107300 0 0 HomeTrust Bancshares, Inc. COM 437872104 2390 151430 SH SOLE 151430 0 0 Heritage Commerce Corp COM 426927109 6851 850000 SH SOLE 850000 0 0 Hilltop Holdings Inc. COM 432748101 14072 591500 SH SOLE 591500 0 0 Invesco Ltd. SHS G491BT108 9842 266000 SH SOLE 266000 0 0 Independent Bank Corporation COM 453838609 10514 810000 SH SOLE 810000 0 0 IF Bancorp, Inc. COM 44951J105 6673 410400 SH SOLE 410400 0 0 Jacksonville Bancorp, Inc. COM 469249205 3283 312707 SH SOLE 312707 0 0 JPMorgan Chase & Co. COM 46625H100 21309 351000 SH SOLE 351000 0 0 JPMorgan Chase & Co. Exp 10/28/2018 Warrant 46634E114 1212 60000 SH Call SOLE 60000 0 0 Jacksonville Bancorp, Inc. (IL) COM 46924R106 1260 60000 SH SOLE 60000 0 0 Louisiana Bancorp, Inc. COM 54619P104 3522 184700 SH SOLE 184700 0 0 Lazard Ltd SHS A G54050102 4238 90000 SH SOLE 90000 0 0 Laporte Bancorp Inc. COM 516651106 5162 479700 SH SOLE 479700 0 0 MB Financial, Inc. COM 55264U108 3647 117789 SH SOLE 117789 0 0 Mercantile Bank Corporation COM 587376104 3072 149000 SH SOLE 149000 0 0 Metro Bancorp Inc. COM 59161R101 1099 52000 SH SOLE 52000 0 0 Malvern Bancorp, Inc. COM 561409103 6561 640675 SH SOLE 640675 0 0 MidWestOne Financial Group, Inc. COM 598511103 3912 155000 SH SOLE 155000 0 0 Morgan Stanley COM 617446448 11333 363600 SH SOLE 363600 0 0 MainSource Financial Group, Inc. COM 56062Y102 4275 250000 SH SOLE 250000 0 0 M&T Bank Corp. Exp 12/23/2018 Warrant 55261F112 7997 167300 SH Call SOLE 167300 0 0 First NBC Bank Holding Company COM 32115D106 17071 489700 SH SOLE 489700 0 0 National Bank Holdings Corporation CL A 633707104 6294 313600 SH SOLE 313600 0 0 NBT Bancorp Inc. COM 628778102 2446 100000 SH SOLE 100000 0 0 NMI Holdings CL A 629209305 6130 523000 SH SOLE 523000 0 0 North Valley Bancorp COM 66304M204 5825 240900 SH SOLE 240900 0 0 National Penn Bancshares, Inc. COM 637138108 2090 200000 SH SOLE 200000 0 0 Northrim BanCorp, Inc. COM 666762109 5873 228619 SH SOLE 228619 0 0 OmniAmerican Bancorp, Inc. COM 68216R107 17494 767600 SH SOLE 767600 0 0 OBA Financial Services, Inc. COM 67424G101 3830 209500 SH SOLE 209500 0 0 Southwest Bancorp, Inc. COM 844767103 15209 861200 SH SOLE 861200 0 0 Old Line Bancshares, Inc. COM 67984M100 2489 144300 SH SOLE 144300 0 0 Oak Valley Bancorp. COM 671807105 565 60000 SH SOLE 60000 0 0 Prosperity Bancshares, Inc. COM 743606105 2196 33200 SH SOLE 33200 0 0 Polonia Bancorp, Inc. COM 73158Q109 3116 319600 SH SOLE 319600 0 0 Pathfinder Bancorp, Inc. COM 70320A103 795 55000 SH SOLE 55000 0 0 Prudential Bancorp, Inc. COM 74431A101 5048 474000 SH SOLE 474000 0 0 Poage Bankshares, Inc. COM 730206109 3226 227200 SH SOLE 227200 0 0 Peoples Bancorp of North Carolina COM 710577107 552 35400 SH SOLE 35400 0 0 Peoples Federal Bancshares, Inc. COM 711037101 4038 225600 SH SOLE 225600 0 0 Preferred Bank COM 740367404 4543 175000 SH SOLE 175000 0 0 Premier Financial Bancorp, Inc. COM 74050M105 1296 90400 SH SOLE 90400 0 0 Palmetto Bancshares, Inc. COM 697062206 10314 731995 SH SOLE 731995 0 0 Provident Financial Holdings, Inc. COM 743868101 3116 202100 SH SOLE 202100 0 0 Park Sterling Corp COM 70086Y105 1275 191800 SH SOLE 191800 0 0 Rockville Financial, Inc. COM 774188106 2482 182600 SH SOLE 182600 0 0 Riverview Bancorp, Inc. COM 769397100 4194 1222700 SH SOLE 1222700 0 0 Silvercrest Asset Management Group Inc. CL A 828359109 5348 292400 SH SOLE 292400 0 0 Seacoast Banking Corporation of Florida COM 811707801 8415 765000 SH SOLE 765000 0 0 SCBT Financial Corporation COM 32023E105 2029 32400 SH SOLE 32400 0 0 Simmons First National Corporation CL A $1 PAR 828730200 4998 134100 SH SOLE 134100 0 0 Stonegate Mortgage Corp COM 86181Q300 4776 321411 SH SOLE 321411 0 0 State Investors Bancorp, Inc. COM 857030100 3103 198400 SH SOLE 198400 0 0 SI Financial Group, Inc. COM 78425V104 5735 508898 SH SOLE 508898 0 0 Southern Missouri Bancorp, Inc. COM 843380106 7593 220400 SH SOLE 220400 0 0 Synovus Financial Corp. COM 87161C105 59 17400 SH SOLE 17400 0 0 Southcoast Financial Corporation COM 84129R100 414 56800 SH SOLE 56800 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 18701 100000 SH Put SOLE 100000 0 0 S&T Bancorp, Inc. COM 783859101 593 25000 SH SOLE 25000 0 0 State Bank Financial Corporation COM 856190103 39436 2229300 SH SOLE 2229300 0 0 Suntrust Bank Inc. Exp 12/31/2018 Warrant 867914129 1510 139260 SH Call SOLE 139260 0 0 State Street Corporation COM 857477103 10780 155000 SH SOLE 155000 0 0 Suffolk Bancorp COM 864739107 3122 140000 SH SOLE 140000 0 0 Susquehanna Bancshares, Inc. COM 869099101 2908 255800 SH SOLE 255800 0 0 Territorial Bancorp Inc. COM 88145X108 11288 522600 SH SOLE 522600 0 0 TF Financial Corporation COM 872391107 448 15000 SH SOLE 15000 0 0 Talmer Bancorp, Inc. COM 87482X101 1098 75000 SH SOLE 75000 0 0 T. Rowe Price Group, Inc. COM 74144T108 824 10000 SH SOLE 10000 0 0 United Security Bancshares COM 911460103 362 65400 SH SOLE 65400 0 0 United Community Bancorp COM 90984R101 3735 329100 SH SOLE 329100 0 0 United Community Banks, Inc. COM 90984P303 3810 196270 SH SOLE 196270 0 0 United Community Financial Corp. COM 909839102 12798 3264803 SH SOLE 3264803 0 0 U.S. Bancorp COM 902973304 5572 130000 SH SOLE 130000 0 0 Washington Federal, Inc. COM 938824109 932 40000 SH SOLE 40000 0 0 Western Alliance Bancorporation COM 957638109 984 40000 SH SOLE 40000 0 0 Wolverine Bancorp, Inc. COM 977880103 3460 160200 SH SOLE 160200 0 0 Walker & Dunlop, Inc. COM 93148P102 3270 200000 SH SOLE 200000 0 0 Wells Fargo & Company COM 949746101 4974 100000 SH SOLE 100000 0 0 Westfield Financial, Inc. COM 96008P104 1515 203300 SH SOLE 203300 0 0 Wilshire Bancorp, Inc. COM 97186T108 3994 359800 SH SOLE 359800 0 0 Willis Lease Finance Corporation COM 970646105 2581 126100 SH SOLE 126100 0 0 Waterstone Financial Inc. COM 94188P101 7059 679400 SH SOLE 679400 0 0 WSFS Financial Corporation COM 929328102 1786 25000 SH SOLE 25000 0 0 West Bancorporation, Inc. COM 95123P106 1955 128700 SH SOLE 128700 0 0 Wintrust Financial Corporation COM 97650W108 4866 100000 SH SOLE 100000 0 0 Xenith Bankshares, Inc. COM 98410X105 4095 685900 SH SOLE 685900 0 0 Zions Bancorporation COM 989701107 1859 60000 SH SOLE 60000 0 0 Zions Bancorporation Exp 11/14/2018 Warrant 989701131 7585 1850000 SH Call SOLE 1850000 0 0