0000919574-23-004739.txt : 20230814 0000919574-23-004739.hdr.sgml : 20230814 20230814121730 ACCESSION NUMBER: 0000919574-23-004739 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 231167877 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001040762 XXXXXXXX 06-30-2023 06-30-2023 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 000138175 801-71969 N Terry Maltese 212-486-7300 /s/Terry Maltese New York NY 08-14-2023 3 378 289271164 1 0001748287 028-21902 Malta Market Neutral Master Fund, Ltd. 2 0001341506 028-21901 Malta Offshore, Ltd. 3 0001067768 028-21900 Malta Hedge Fund II, L.P. INFORMATION TABLE 2 infotable.xml 1895 BANCORP OF WIS INC COM 28253R105 265753 35481 SH DFND 1 35481 0 0 1895 BANCORP OF WIS INC COM 28253R105 474686 63376 SH SOLE 63376 0 0 1895 BANCORP OF WIS INC COM 28253R105 841449 112343 SH DFND 3 112343 0 0 1895 BANCORP OF WIS INC COM 28253R105 365512 48800 SH DFND 2 48800 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 944307 6300 SH DFND 2 6300 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 344747 2300 SH DFND 1 2300 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 2068482 13800 SH DFND 3 13800 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 1438944 9600 SH SOLE 9600 0 0 AFFINITY BANCSHARES INC Not 13F Security 00832E103 26722 2280 SH DFND 2 2280 0 0 AFFINITY BANCSHARES INC Not 13F Security 00832E103 54861 4681 SH DFND 3 4681 0 0 AFFINITY BANCSHARES INC Not 13F Security 00832E103 5883 502 SH DFND 1 502 0 0 AFFINITY BANCSHARES INC Not 13F Security 00832E103 6294 537 SH SOLE 537 0 0 AMERANT BANCORP INC CL A 023576101 605088 35200 SH SOLE 35200 0 0 AMERANT BANCORP INC CL A 023576101 1003896 58400 SH DFND 3 58400 0 0 AMERANT BANCORP INC CL A 023576101 163305 9500 SH DFND 1 9500 0 0 AMERANT BANCORP INC CL A 023576101 462411 26900 SH DFND 2 26900 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 23097 797 SH DFND 1 797 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 78333 2703 SH SOLE 2703 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 69552 2400 SH DFND 2 2400 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 147798 5100 SH DFND 3 5100 0 0 AMERIS BANCORP COM 03076K108 2397334 70077 SH SOLE 70077 0 0 AMERIS BANCORP COM 03076K108 1252086 36600 SH DFND 2 36600 0 0 AMERIS BANCORP COM 03076K108 2727324 79723 SH DFND 3 79723 0 0 AMERIS BANCORP COM 03076K108 379731 11100 SH DFND 1 11100 0 0 ASSOCIATED BANC CORP COM 045487105 144447 8900 SH DFND 1 8900 0 0 ASSOCIATED BANC CORP COM 045487105 910503 56100 SH DFND 3 56100 0 0 ASSOCIATED BANC CORP COM 045487105 415488 25600 SH DFND 2 25600 0 0 ASSOCIATED BANC CORP COM 045487105 882912 54400 SH SOLE 54400 0 0 BANC OF CALIFORNIA INC COM 05990K106 204236 17637 SH DFND 1 17637 0 0 BANC OF CALIFORNIA INC COM 05990K106 1337942 115539 SH SOLE 115539 0 0 BANC OF CALIFORNIA INC COM 05990K106 689056 59504 SH DFND 2 59504 0 0 BANC OF CALIFORNIA INC COM 05990K106 1502158 129720 SH DFND 3 129720 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 48721 5354 SH SOLE 5354 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 133770 14700 SH DFND 1 14700 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 417963 45930 SH DFND 3 45930 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 181090 19900 SH DFND 2 19900 0 0 BANKUNITED INC COM 06652K103 301700 14000 SH DFND 2 14000 0 0 BANKUNITED INC COM 06652K103 650810 30200 SH SOLE 30200 0 0 BANKUNITED INC COM 06652K103 107750 5000 SH DFND 1 5000 0 0 BANKUNITED INC COM 06652K103 663740 30800 SH DFND 3 30800 0 0 BLACKROCK INC COM 09247X101 117494 170 SH DFND 1 170 0 0 BLACKROCK INC COM 09247X101 713948 1033 SH DFND 3 1033 0 0 BLACKROCK INC COM 09247X101 532178 770 SH SOLE 770 0 0 BLACKROCK INC COM 09247X101 329674 477 SH DFND 2 477 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 936465 44700 SH DFND 2 44700 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 268789 12830 SH DFND 1 12830 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 1708054 81530 SH SOLE 81530 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 2035083 97140 SH DFND 3 97140 0 0 CAMBRIDGE BANCORP COM 132152109 450773 8300 SH DFND 1 8300 0 0 CAMBRIDGE BANCORP COM 132152109 776633 14300 SH DFND 2 14300 0 0 CAMBRIDGE BANCORP COM 132152109 1710765 31500 SH DFND 3 31500 0 0 CAMBRIDGE BANCORP COM 132152109 863529 15900 SH SOLE 15900 0 0 CAPITAL BANCORP INC MD COM 139737100 183118 10117 SH DFND 1 10117 0 0 CAPITAL BANCORP INC MD COM 139737100 657573 36330 SH DFND 2 36330 0 0 CAPITAL BANCORP INC MD COM 139737100 898810 49658 SH SOLE 49658 0 0 CAPITAL BANCORP INC MD COM 139737100 1473250 81395 SH DFND 3 81395 0 0 CAPITAL CITY BK GROUP INC COM 139674105 523944 17100 SH DFND 2 17100 0 0 CAPITAL CITY BK GROUP INC COM 139674105 125624 4100 SH DFND 1 4100 0 0 CAPITAL CITY BK GROUP INC COM 139674105 1145936 37400 SH DFND 3 37400 0 0 CAPITAL CITY BK GROUP INC COM 139674105 732296 23900 SH SOLE 23900 0 0 CARVER BANCORP INC COM NEW 146875604 57939 21700 SH DFND 2 21700 0 0 CARVER BANCORP INC COM NEW 146875604 90388 33853 SH DFND 3 33853 0 0 CARVER BANCORP INC COM NEW 146875604 48423 18136 SH SOLE 18136 0 0 CARVER BANCORP INC COM NEW 146875604 16850 6311 SH DFND 1 6311 0 0 CITIGROUP INC COM NEW 172967424 607728 13200 SH SOLE 13200 0 0 CITIGROUP INC COM NEW 172967424 962236 20900 SH DFND 3 20900 0 0 CITIGROUP INC COM NEW 172967424 455796 9900 SH DFND 2 9900 0 0 CITIGROUP INC COM NEW 172967424 161140 3500 SH DFND 1 3500 0 0 CITIZENS FINL GROUP INC COM 174610105 367728 14100 SH DFND 2 14100 0 0 CITIZENS FINL GROUP INC COM 174610105 104320 4000 SH DFND 1 4000 0 0 CITIZENS FINL GROUP INC COM 174610105 774576 29700 SH SOLE 29700 0 0 CITIZENS FINL GROUP INC COM 174610105 839776 32200 SH DFND 3 32200 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 350471 20142 SH SOLE 20142 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 760345 43698 SH DFND 2 43698 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 193993 11149 SH DFND 1 11149 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 1661891 95511 SH DFND 3 95511 0 0 CNB FINL CORP PA COM 126128107 890725 50466 SH DFND 2 50466 0 0 CNB FINL CORP PA COM 126128107 1931740 109447 SH DFND 3 109447 0 0 CNB FINL CORP PA COM 126128107 1210561 68587 SH SOLE 68587 0 0 CNB FINL CORP PA COM 126128107 300050 17000 SH DFND 1 17000 0 0 COLUMBIA BKG SYS INC COM 197236102 1279668 63100 SH DFND 2 63100 0 0 COLUMBIA BKG SYS INC COM 197236102 4047888 199600 SH SOLE 199600 0 0 COLUMBIA BKG SYS INC COM 197236102 500916 24700 SH DFND 1 24700 0 0 COLUMBIA BKG SYS INC COM 197236102 2790528 137600 SH DFND 3 137600 0 0 COMMERCE BANCSHARES INC COM 200525103 528005 10842 SH DFND 3 10842 0 0 COMMERCE BANCSHARES INC COM 200525103 247153 5075 SH DFND 2 5075 0 0 COMMERCE BANCSHARES INC COM 200525103 466205 9573 SH SOLE 9573 0 0 COMMERCE BANCSHARES INC COM 200525103 97887 2010 SH DFND 1 2010 0 0 COREBRIDGE FINL INC Not 13F Security 21871X109 17660 1000 SH DFND 2 1000 0 0 COREBRIDGE FINL INC Not 13F Security 21871X109 38852 2200 SH DFND 3 2200 0 0 COREBRIDGE FINL INC Not 13F Security 21871X109 24724 1400 SH SOLE 1400 0 0 COREBRIDGE FINL INC Not 13F Security 21871X109 7064 400 SH DFND 1 400 0 0 CVB FINL CORP COM 126600105 147408 11100 SH DFND 3 11100 0 0 CVB FINL CORP COM 126600105 63744 4800 SH DFND 2 4800 0 0 CVB FINL CORP COM 126600105 30544 2300 SH DFND 1 2300 0 0 CVB FINL CORP COM 126600105 90304 6800 SH SOLE 6800 0 0 EAST WEST BANCORP INC COM 27579R104 2058810 39000 SH DFND 3 39000 0 0 EAST WEST BANCORP INC COM 27579R104 1235286 23400 SH SOLE 23400 0 0 EAST WEST BANCORP INC COM 27579R104 950220 18000 SH DFND 2 18000 0 0 EAST WEST BANCORP INC COM 27579R104 269229 5100 SH DFND 1 5100 0 0 ECB BANCORP INC COM 26828M106 361047 27603 SH SOLE 27603 0 0 ECB BANCORP INC COM 26828M106 261600 20000 SH DFND 2 20000 0 0 ECB BANCORP INC COM 26828M106 542035 41440 SH DFND 3 41440 0 0 ECB BANCORP INC COM 26828M106 77918 5957 SH DFND 1 5957 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 784776 20071 SH DFND 2 20071 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 238510 6100 SH DFND 1 6100 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 1700850 43500 SH DFND 3 43500 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 990364 25329 SH SOLE 25329 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 412849 9026 SH SOLE 9026 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 370494 8100 SH DFND 1 8100 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 1649613 36065 SH DFND 2 36065 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 3591002 78509 SH DFND 3 78509 0 0 ESSA BANCORP INC COM 29667D104 2079949 139127 SH DFND 3 139127 0 0 ESSA BANCORP INC COM 29667D104 235672 15764 SH DFND 1 15764 0 0 ESSA BANCORP INC COM 29667D104 1672666 111884 SH SOLE 111884 0 0 ESSA BANCORP INC COM 29667D104 945214 63225 SH DFND 2 63225 0 0 Embassy Bancorp, Inc. Not 13F Security 290791102 109150 7400 SH DFND 3 7400 0 0 Embassy Bancorp, Inc. Not 13F Security 290791102 38350 2600 SH DFND 1 2600 0 0 Embassy Bancorp, Inc. Not 13F Security 290791102 57525 3900 SH SOLE 3900 0 0 Embassy Bancorp, Inc. Not 13F Security 290791102 53100 3600 SH DFND 2 3600 0 0 Equitable Financial Corp. Not 13F Security 29448T105 400274 35899 SH SOLE 35899 0 0 Equitable Financial Corp. Not 13F Security 29448T105 462725 41500 SH DFND 2 41500 0 0 Equitable Financial Corp. Not 13F Security 29448T105 231920 20800 SH DFND 1 20800 0 0 Equitable Financial Corp. Not 13F Security 29448T105 1041421 93401 SH DFND 3 93401 0 0 FEDERATED HERMES INC CL B 314211103 1175880 32800 SH SOLE 32800 0 0 FEDERATED HERMES INC CL B 314211103 243780 6800 SH DFND 1 6800 0 0 FEDERATED HERMES INC CL B 314211103 781530 21800 SH DFND 2 21800 0 0 FEDERATED HERMES INC CL B 314211103 1695705 47300 SH DFND 3 47300 0 0 FIRST BANCSHARES INC MS COM 318916103 1323008 51200 SH DFND 3 51200 0 0 FIRST BANCSHARES INC MS COM 318916103 607240 23500 SH DFND 2 23500 0 0 FIRST BANCSHARES INC MS COM 318916103 149872 5800 SH SOLE 5800 0 0 FIRST BANCSHARES INC MS COM 318916103 180880 7000 SH DFND 1 7000 0 0 FIRST CMNTY CORP S C COM 319835104 44633 2571 SH DFND 1 2571 0 0 FIRST CMNTY CORP S C COM 319835104 261928 15088 SH DFND 2 15088 0 0 FIRST CMNTY CORP S C COM 319835104 602218 34690 SH DFND 3 34690 0 0 FIRST CMNTY CORP S C COM 319835104 566821 32651 SH SOLE 32651 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 4472823 3485 SH DFND 3 3485 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 4122441 3212 SH SOLE 3212 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 2061221 1606 SH DFND 2 1606 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 637875 497 SH DFND 1 497 0 0 FIRST FNDTN INC COM 32026V104 8734 2200 SH DFND 1 2200 0 0 FIRST FNDTN INC COM 32026V104 24614 6200 SH DFND 2 6200 0 0 FIRST FNDTN INC COM 32026V104 52007 13100 SH SOLE 13100 0 0 FIRST FNDTN INC COM 32026V104 53595 13500 SH DFND 3 13500 0 0 FIRST HORIZON CORPORATION COM 320517105 489118 43400 SH DFND 3 43400 0 0 FIRST HORIZON CORPORATION COM 320517105 225400 20000 SH DFND 2 20000 0 0 FIRST HORIZON CORPORATION COM 320517105 331338 29400 SH SOLE 29400 0 0 FIRST HORIZON CORPORATION COM 320517105 81144 7200 SH DFND 1 7200 0 0 FIRST MERCHANTS CORP COM 320817109 1001600 35480 SH SOLE 35480 0 0 FIRST MERCHANTS CORP COM 320817109 243343 8620 SH DFND 1 8620 0 0 FIRST MERCHANTS CORP COM 320817109 1648632 58400 SH DFND 3 58400 0 0 FIRST MERCHANTS CORP COM 320817109 733980 26000 SH DFND 2 26000 0 0 FVCBANKCORP INC COM 36120Q101 464456 43125 SH DFND 3 43125 0 0 FVCBANKCORP INC COM 36120Q101 226170 21000 SH DFND 2 21000 0 0 FVCBANKCORP INC COM 36120Q101 250403 23250 SH SOLE 23250 0 0 FVCBANKCORP INC COM 36120Q101 135971 12625 SH DFND 1 12625 0 0 HERITAGE COMM CORP COM 426927109 262749 31733 SH DFND 3 31733 0 0 HERITAGE COMM CORP COM 426927109 123372 14900 SH DFND 2 14900 0 0 HERITAGE COMM CORP COM 426927109 43056 5200 SH DFND 1 5200 0 0 HERITAGE COMM CORP COM 426927109 233223 28167 SH SOLE 28167 0 0 HOME BANCORP INC COM 43689E107 1262113 38004 SH DFND 3 38004 0 0 HOME BANCORP INC COM 43689E107 170467 5133 SH DFND 1 5133 0 0 HOME BANCORP INC COM 43689E107 585559 17632 SH DFND 2 17632 0 0 HOME BANCORP INC COM 43689E107 778144 23431 SH SOLE 23431 0 0 HOME BANCSHARES INC COM 436893200 216600 9500 SH DFND 1 9500 0 0 HOME BANCSHARES INC COM 436893200 608760 26700 SH DFND 2 26700 0 0 HOME BANCSHARES INC COM 436893200 1313280 57600 SH DFND 3 57600 0 0 HOME BANCSHARES INC COM 436893200 720480 31600 SH SOLE 31600 0 0 Heritage Nola Bancorp, Inc. Not 13F Security 42727P108 171360 18000 SH SOLE 18000 0 0 Heritage Nola Bancorp, Inc. Not 13F Security 42727P108 669532 70329 SH DFND 1 70329 0 0 IF BANCORP INC COM 44951J105 1695242 117399 SH DFND 3 117399 0 0 IF BANCORP INC COM 44951J105 294879 20421 SH DFND 1 20421 0 0 IF BANCORP INC COM 44951J105 774850 53660 SH DFND 2 53660 0 0 IF BANCORP INC COM 44951J105 395916 27418 SH SOLE 27418 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 266764 15729 SH DFND 3 15729 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 123808 7300 SH DFND 2 7300 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 273056 16100 SH SOLE 16100 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 49184 2900 SH DFND 1 2900 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 1781260 40300 SH DFND 3 40300 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 1520480 34400 SH SOLE 34400 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 304980 6900 SH DFND 1 6900 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 813280 18400 SH DFND 2 18400 0 0 INVESTAR HLDG CORP COM 46134L105 1481816 122363 SH DFND 3 122363 0 0 INVESTAR HLDG CORP COM 46134L105 681720 56294 SH DFND 2 56294 0 0 INVESTAR HLDG CORP COM 46134L105 889685 73467 SH SOLE 73467 0 0 INVESTAR HLDG CORP COM 46134L105 277028 22876 SH DFND 1 22876 0 0 JPMORGAN CHASE & CO COM 46625H100 1250784 8600 SH DFND 3 8600 0 0 JPMORGAN CHASE & CO COM 46625H100 189072 1300 SH DFND 1 1300 0 0 JPMORGAN CHASE & CO COM 46625H100 552672 3800 SH DFND 2 3800 0 0 JPMORGAN CHASE & CO COM 46625H100 916272 6300 SH SOLE 6300 0 0 LENNAR CORP CL B 526057302 862150 7631 SH DFND 1 7631 0 0 LENNAR CORP CL B 526057302 7453856 65975 SH DFND 3 65975 0 0 LENNAR CORP CL B 526057302 4402718 38969 SH DFND 2 38969 0 0 LENNAR CORP CL B 526057302 5154713 45625 SH SOLE 45625 0 0 M & T BK CORP COM 55261F104 4244968 34300 SH DFND 3 34300 0 0 M & T BK CORP COM 55261F104 3527160 28500 SH SOLE 28500 0 0 M & T BK CORP COM 55261F104 1955408 15800 SH DFND 2 15800 0 0 M & T BK CORP COM 55261F104 606424 4900 SH DFND 1 4900 0 0 MAGYAR BANCORP INC COM 55977T208 40326 3900 SH DFND 1 3900 0 0 MAGYAR BANCORP INC COM 55977T208 198528 19200 SH SOLE 19200 0 0 MAGYAR BANCORP INC COM 55977T208 356730 34500 SH DFND 3 34500 0 0 MAGYAR BANCORP INC COM 55977T208 179916 17400 SH DFND 2 17400 0 0 MALVERN BANCORP INC COM 561409103 603225 38300 SH DFND 3 38300 0 0 MALVERN BANCORP INC COM 561409103 167454 10632 SH SOLE 10632 0 0 MALVERN BANCORP INC COM 561409103 195300 12400 SH DFND 1 12400 0 0 MERCHANTS BANCORP IND COM 58844R108 529506 20700 SH DFND 2 20700 0 0 MERCHANTS BANCORP IND COM 58844R108 191850 7500 SH DFND 1 7500 0 0 MERCHANTS BANCORP IND COM 58844R108 1064128 41600 SH SOLE 41600 0 0 MERCHANTS BANCORP IND COM 58844R108 1220166 47700 SH DFND 3 47700 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 561476 43025 SH DFND 3 43025 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 271296 20789 SH DFND 2 20789 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 76303 5847 SH DFND 1 5847 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 422024 32339 SH SOLE 32339 0 0 Merchants Bancorp 8.2 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 58844R884 273840 11200 SH DFND 1 11200 0 0 Merchants Bancorp 8.25 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 58844R884 970665 39700 SH SOLE 39700 0 0 Merchants Bancorp 8.25 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 58844R884 1136925 46500 SH DFND 3 46500 0 0 Merchants Bancorp 8.25 Non-Cumulative Perpetual Preferred Stock, Series D Not 13F Security 58844R884 491445 20100 SH DFND 2 20100 0 0 NATIONAL BK HLDGS CORP CL A 633707104 1999840 68865 SH SOLE 68865 0 0 NATIONAL BK HLDGS CORP CL A 633707104 1010592 34800 SH DFND 2 34800 0 0 NATIONAL BK HLDGS CORP CL A 633707104 316536 10900 SH DFND 1 10900 0 0 NATIONAL BK HLDGS CORP CL A 633707104 2190632 75435 SH DFND 3 75435 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 19108 1700 SH DFND 1 1700 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 83176 7400 SH SOLE 7400 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 55076 4900 SH DFND 2 4900 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 123640 11000 SH DFND 3 11000 0 0 OP BANCORP COM 67109R109 717477 85110 SH DFND 3 85110 0 0 OP BANCORP COM 67109R109 326241 38700 SH DFND 2 38700 0 0 OP BANCORP COM 67109R109 428244 50800 SH SOLE 50800 0 0 OP BANCORP COM 67109R109 86745 10290 SH DFND 1 10290 0 0 P10 INC COM CL A 69376K106 348040 30800 SH DFND 2 30800 0 0 P10 INC COM CL A 69376K106 101700 9000 SH DFND 1 9000 0 0 P10 INC COM CL A 69376K106 761620 67400 SH DFND 3 67400 0 0 P10 INC COM CL A 69376K106 201140 17800 SH SOLE 17800 0 0 PB BANKSHARES INC COM 69318V103 113160 8200 SH DFND 1 8200 0 0 PB BANKSHARES INC COM 69318V103 520260 37700 SH DFND 3 37700 0 0 PB BANKSHARES INC COM 69318V103 258060 18700 SH DFND 2 18700 0 0 PB BANKSHARES INC COM 69318V103 281520 20400 SH SOLE 20400 0 0 PCB BANCORP COM 69320M109 301555 20500 SH DFND 2 20500 0 0 PCB BANCORP COM 69320M109 392757 26700 SH SOLE 26700 0 0 PCB BANCORP COM 69320M109 72079 4900 SH DFND 1 4900 0 0 PCB BANCORP COM 69320M109 667834 45400 SH DFND 3 45400 0 0 PEOPLES FINL SVCS CORP COM 711040105 899184 20534 SH DFND 3 20534 0 0 PEOPLES FINL SVCS CORP COM 711040105 100454 2294 SH SOLE 2294 0 0 PEOPLES FINL SVCS CORP COM 711040105 111358 2543 SH DFND 1 2543 0 0 PEOPLES FINL SVCS CORP COM 711040105 421654 9629 SH DFND 2 9629 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 152955 2700 SH DFND 1 2700 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 623150 11000 SH SOLE 11000 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 436205 7700 SH DFND 2 7700 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 963050 17000 SH DFND 3 17000 0 0 PNC FINL SVCS GROUP INC COM 693475105 1933333 15350 SH DFND 3 15350 0 0 PNC FINL SVCS GROUP INC COM 693475105 264243 2098 SH DFND 1 2098 0 0 PNC FINL SVCS GROUP INC COM 693475105 894245 7100 SH DFND 2 7100 0 0 PNC FINL SVCS GROUP INC COM 693475105 1329024 10552 SH SOLE 10552 0 0 PONCE FINANCIAL GROUP INC COMMON STOCK 732344106 430155 49500 SH DFND 2 49500 0 0 PONCE FINANCIAL GROUP INC COMMON STOCK 732344106 874205 100599 SH DFND 3 100599 0 0 PONCE FINANCIAL GROUP INC COMMON STOCK 732344106 107287 12346 SH DFND 1 12346 0 0 PONCE FINANCIAL GROUP INC COMMON STOCK 732344106 804303 92555 SH SOLE 92555 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 2422145 44047 SH SOLE 44047 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 2407847 43787 SH DFND 3 43787 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 1104969 20094 SH DFND 2 20094 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 372392 6772 SH DFND 1 6772 0 0 PRIMIS FINANCIAL CORP COM 74167B109 277018 32900 SH DFND 1 32900 0 0 PRIMIS FINANCIAL CORP COM 74167B109 1623376 192800 SH DFND 3 192800 0 0 PRIMIS FINANCIAL CORP COM 74167B109 740118 87900 SH DFND 2 87900 0 0 PRIMIS FINANCIAL CORP COM 74167B109 1485288 176400 SH SOLE 176400 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 237056 28630 SH SOLE 28630 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 61272 7400 SH DFND 1 7400 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 523048 63170 SH DFND 3 63170 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 255024 30800 SH DFND 2 30800 0 0 PacWest Bancorp 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 695263202 384300 25200 SH DFND 2 25200 0 0 PacWest Bancorp 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 695263202 786900 51600 SH SOLE 51600 0 0 PacWest Bancorp 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 695263202 882975 57900 SH DFND 3 57900 0 0 PacWest Bancorp 7.75 Non-Cumulative Perpetual Preferred Stock, Series A Not 13F Security 695263202 462075 30300 SH DFND 1 30300 0 0 QCR HOLDINGS INC COM 74727A104 114884 2800 SH DFND 1 2800 0 0 QCR HOLDINGS INC COM 74727A104 361023 8799 SH DFND 2 8799 0 0 QCR HOLDINGS INC COM 74727A104 744859 18154 SH SOLE 18154 0 0 QCR HOLDINGS INC COM 74727A104 769189 18747 SH DFND 3 18747 0 0 Quaint Oak Bancorp, Inc. Not 13F Security 74732T106 183433 10854 SH DFND 1 10854 0 0 Quaint Oak Bancorp, Inc. Not 13F Security 74732T106 117861 6974 SH SOLE 6974 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 208494 11700 SH DFND 1 11700 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1199286 67300 SH DFND 3 67300 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 828630 46500 SH SOLE 46500 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 557766 31300 SH DFND 2 31300 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 35396 39329 SH DFND 3 39329 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 13794 15327 SH SOLE 15327 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 23824 26471 SH DFND 1 26471 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 16986 18873 SH DFND 2 18873 0 0 RHINEBECK BANCORP INC COM 762093102 99180 14737 SH SOLE 14737 0 0 RHINEBECK BANCORP INC COM 762093102 157482 23400 SH DFND 2 23400 0 0 RHINEBECK BANCORP INC COM 762093102 91690 13624 SH DFND 1 13624 0 0 RHINEBECK BANCORP INC COM 762093102 324648 48239 SH DFND 3 48239 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 450840 20400 SH DFND 2 20400 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 906100 41000 SH SOLE 41000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 983450 44500 SH DFND 3 44500 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 145860 6600 SH DFND 1 6600 0 0 SOUND FINL BANCORP INC COM 83607A100 28400 800 SH DFND 1 800 0 0 SOUND FINL BANCORP INC COM 83607A100 131350 3700 SH DFND 2 3700 0 0 SOUND FINL BANCORP INC COM 83607A100 198445 5590 SH SOLE 5590 0 0 SOUND FINL BANCORP INC COM 83607A100 263055 7410 SH DFND 3 7410 0 0 SOUTHSTATE CORPORATION COM 840441109 796180 12100 SH SOLE 12100 0 0 SOUTHSTATE CORPORATION COM 840441109 1346663 20466 SH DFND 3 20466 0 0 SOUTHSTATE CORPORATION COM 840441109 618520 9400 SH DFND 2 9400 0 0 SOUTHSTATE CORPORATION COM 840441109 179897 2734 SH DFND 1 2734 0 0 SPDR SER TR S&P REGL BKG 78464A698 3601206 88200 SH DFND 3 88200 0 0 SPDR SER TR S&P REGL BKG 78464A698 1702611 41700 SH DFND 1 41700 0 0 SPDR SER TR S&P REGL BKG 78464A698 1645449 40300 SH DFND 2 40300 0 0 SPDR SER TR S&P REGL BKG 78464A698 3258234 79800 SH SOLE 79800 0 0 STERLING BANCORP INC COM 85917W102 54071 9885 SH DFND 3 9885 0 0 STERLING BANCORP INC COM 85917W102 25162 4600 SH DFND 2 4600 0 0 STERLING BANCORP INC COM 85917W102 37196 6800 SH DFND 1 6800 0 0 STERLING BANCORP INC COM 85917W102 54990 10053 SH SOLE 10053 0 0 STIFEL FINL CORP COM 860630102 905194 15170 SH SOLE 15170 0 0 STIFEL FINL CORP COM 860630102 1340785 22470 SH DFND 3 22470 0 0 STIFEL FINL CORP COM 860630102 200491 3360 SH DFND 1 3360 0 0 STIFEL FINL CORP COM 860630102 620568 10400 SH DFND 2 10400 0 0 SYNOVUS FINL CORP COM NEW 87161C501 862125 28500 SH DFND 3 28500 0 0 SYNOVUS FINL CORP COM NEW 87161C501 142175 4700 SH DFND 1 4700 0 0 SYNOVUS FINL CORP COM NEW 87161C501 387200 12800 SH DFND 2 12800 0 0 SYNOVUS FINL CORP COM NEW 87161C501 574750 19000 SH SOLE 19000 0 0 TC BANCSHARES INC COM 87224V108 254540 17800 SH DFND 2 17800 0 0 TC BANCSHARES INC COM 87224V108 101530 7100 SH SOLE 7100 0 0 TC BANCSHARES INC COM 87224V108 509080 35600 SH DFND 3 35600 0 0 TC BANCSHARES INC COM 87224V108 64350 4500 SH DFND 1 4500 0 0 TERRITORIAL BANCORP INC COM 88145X108 355752 28970 SH DFND 3 28970 0 0 TERRITORIAL BANCORP INC COM 88145X108 53897 4389 SH DFND 1 4389 0 0 TERRITORIAL BANCORP INC COM 88145X108 472031 38439 SH SOLE 38439 0 0 TERRITORIAL BANCORP INC COM 88145X108 162121 13202 SH DFND 2 13202 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 488040 21000 SH DFND 2 21000 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 183596 7900 SH DFND 1 7900 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 1036504 44600 SH DFND 3 44600 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 964460 41500 SH SOLE 41500 0 0 UMB FINL CORP COM 902788108 931770 15300 SH DFND 3 15300 0 0 UMB FINL CORP COM 902788108 121800 2000 SH DFND 1 2000 0 0 UMB FINL CORP COM 902788108 803880 13200 SH SOLE 13200 0 0 UMB FINL CORP COM 902788108 426300 7000 SH DFND 2 7000 0 0 US BANCORP DEL COM NEW 902973304 1030848 31200 SH SOLE 31200 0 0 US BANCORP DEL COM NEW 902973304 1509928 45700 SH DFND 3 45700 0 0 US BANCORP DEL COM NEW 902973304 234584 7100 SH DFND 1 7100 0 0 US BANCORP DEL COM NEW 902973304 693840 21000 SH DFND 2 21000 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 2012460 197300 SH DFND 3 197300 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 1170960 114800 SH SOLE 114800 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 914940 89700 SH DFND 2 89700 0 0 USCB FINANCIAL HOLDINGS INC CLASS A COM 90355N101 234600 23000 SH DFND 1 23000 0 0 VALLEY NATL BANCORP COM 919794107 1550000 200000 SH DFND 3 200000 0 0 VALLEY NATL BANCORP COM 919794107 231733 29901 SH DFND 1 29901 0 0 VALLEY NATL BANCORP COM 919794107 1407392 181599 SH SOLE 181599 0 0 VALLEY NATL BANCORP COM 919794107 709125 91500 SH DFND 2 91500 0 0 WEBSTER FINL CORP COM 947890109 424348 11241 SH DFND 1 11241 0 0 WEBSTER FINL CORP COM 947890109 3243405 85918 SH DFND 3 85918 0 0 WEBSTER FINL CORP COM 947890109 1781385 47189 SH SOLE 47189 0 0 WEBSTER FINL CORP COM 947890109 1493088 39552 SH DFND 2 39552 0 0 WELLS FARGO CO NEW COM 949746101 3337576 78200 SH DFND 3 78200 0 0 WELLS FARGO CO NEW COM 949746101 486552 11400 SH DFND 1 11400 0 0 WELLS FARGO CO NEW COM 949746101 3064424 71800 SH SOLE 71800 0 0 WELLS FARGO CO NEW COM 949746101 1540748 36100 SH DFND 2 36100 0 0 WESTAMERICA BANCORPORATION COM 957090103 578330 15100 SH DFND 2 15100 0 0 WESTAMERICA BANCORPORATION COM 957090103 195330 5100 SH DFND 1 5100 0 0 WESTAMERICA BANCORPORATION COM 957090103 1267730 33100 SH DFND 3 33100 0 0 WESTAMERICA BANCORPORATION COM 957090103 1141340 29800 SH SOLE 29800 0 0 WESTERN ALLIANCE BANCORP COM 957638109 255290 7000 SH DFND 1 7000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 3523002 96600 SH SOLE 96600 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1739619 47700 SH DFND 3 47700 0 0 WESTERN ALLIANCE BANCORP COM 957638109 805987 22100 SH DFND 2 22100 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 509530 50200 SH SOLE 50200 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 716590 70600 SH DFND 3 70600 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 323785 31900 SH DFND 2 31900 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 159903 15754 SH DFND 1 15754 0 0 WILLIS LEASE FIN CORP COM 970646105 323918 8278 SH DFND 3 8278 0 0 WILLIS LEASE FIN CORP COM 970646105 27391 700 SH DFND 1 700 0 0 WILLIS LEASE FIN CORP COM 970646105 23987 613 SH SOLE 613 0 0 WILLIS LEASE FIN CORP COM 970646105 136642 3492 SH DFND 2 3492 0 0 WINTRUST FINL CORP COM 97650W108 1400695 19288 SH DFND 2 19288 0 0 WINTRUST FINL CORP COM 97650W108 2757381 37970 SH SOLE 37970 0 0 WINTRUST FINL CORP COM 97650W108 3038566 41842 SH DFND 3 41842 0 0 WINTRUST FINL CORP COM 97650W108 428458 5900 SH DFND 1 5900 0 0 White River Bancshares Co Not 13F Security 96445A108 890500 13000 SH DFND 2 13000 0 0 White River Bancshares Co Not 13F Security 96445A108 2062741 30113 SH DFND 3 30113 0 0 White River Bancshares Co Not 13F Security 96445A108 245915 3590 SH SOLE 3590 0 0