0000919574-21-006929.txt : 20211115 0000919574-21-006929.hdr.sgml : 20211115 20211112191438 ACCESSION NUMBER: 0000919574-21-006929 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 211405601 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 09-30-2021 09-30-2021 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 11-12-2021 0 144 578374 INFORMATION TABLE 2 infotable.xml 1895 BANCORP OF WIS INC COM 28253R105 1856 170000 SH SOLE 170000 0 0 1ST CONSTITUTION BANCORP COM 31986N102 741 31300 SH SOLE 31300 0 0 1ST SOURCE CORP COM 336901103 2480 52500 SH SOLE 52500 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 3 100 SH SOLE 100 0 0 AMERIS BANCORP COM 03076K108 11145 214818 SH SOLE 214818 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 5300 71791 SH SOLE 71791 0 0 BANC OF CALIFORNIA INC COM 05990K106 7838 423888 SH SOLE 423888 0 0 Bancorp 34, Inc. Not 13F Security 05970V106 122 9474 SH SOLE 9474 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 1875 130240 SH SOLE 130240 0 0 BANKUNITED INC COM 06652K103 1673 40000 SH SOLE 40000 0 0 BILL COM HLDGS INC COM 090043100 267 1000 SH SOLE 1000 0 0 BLACKROCK INC COM 09247X101 5451 6500 SH SOLE 6500 0 0 BLUE FOUNDRY BANCORP COM 09549B104 1862 135000 SH SOLE 135000 0 0 BLUE RIDGE BANKSHARES INC VA COM 095825105 3886 220900 SH SOLE 220900 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 3638 207776 SH SOLE 207776 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 14388 550645 SH SOLE 550645 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 3722 243887 SH SOLE 243887 0 0 CAMBRIDGE BANCORP COM 132152109 6817 77469 SH SOLE 77469 0 0 CAPITAL BANCORP INC MD COM 139737100 3705 154000 SH SOLE 154000 0 0 CARLYLE GROUP INC COM 14316J108 4255 90000 SH SOLE 90000 0 0 CARTER BANKSHARES INC COM NEW 146103106 1169 82200 SH SOLE 82200 0 0 CARVER BANCORP INC COM NEW 146875604 267 15000 SH SOLE 15000 0 0 CITIGROUP INC COM NEW 172967424 9825 140000 SH SOLE 140000 0 0 Citizens Financial Services, Inc. Not 13F Security 174615104 1682 26909 SH SOLE 26909 0 0 CITIZENS FINL GROUP INC COM 174610105 2819 60000 SH SOLE 60000 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 6134 264054 SH SOLE 264054 0 0 CNB FINL CORP PA COM 126128107 3164 130000 SH SOLE 130000 0 0 COASTAL FINL CORP WA COM NEW 19046P209 1765 55400 SH SOLE 55400 0 0 COLUMBIA BKG SYS INC COM 197236102 1900 50000 SH SOLE 50000 0 0 Communities First Financial Corporation Not 13F Security 20344D104 3614 76900 SH SOLE 76900 0 0 COMMUNITY BANKERS TR CORP COM 203612106 1294 113834 SH SOLE 113834 0 0 CONNECTONE BANCORP INC COM 20786W107 450 15000 SH SOLE 15000 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 3194 97800 SH SOLE 97800 0 0 EAGLE BANCORP MONT INC COM 26942G100 3613 162376 SH SOLE 162376 0 0 EAST WEST BANCORP INC COM 27579R104 1163 15000 SH SOLE 15000 0 0 ENTERPRISE BANCORP INC MASS COM 293668109 899 25000 SH SOLE 25000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 3622 80000 SH SOLE 80000 0 0 Equitable Financial Corp. Not 13F Security 29448T105 3088 238478 SH SOLE 238478 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 3929 137105 SH SOLE 137105 0 0 ESSA BANCORP INC COM 29667D104 7947 481900 SH SOLE 481900 0 0 Eureka Homestead Bancorp, Inc. Not 13F Security 298544107 1365 100000 SH SOLE 100000 0 0 FARMERS NATIONAL BANC CORP COM 309627107 6711 427204 SH SOLE 427204 0 0 FFBW INC MD COM 30260M103 4407 366062 SH SOLE 366062 0 0 FIFTH THIRD BANCORP COM 316773100 5942 140000 SH SOLE 140000 0 0 FIRST BANCSHARES INC MS COM 318916103 2972 76626 SH SOLE 76626 0 0 FIRST CMNTY CORP S C COM 319835104 1953 98656 SH SOLE 98656 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 1433 1700 SH SOLE 1700 0 0 FIRST HORIZON CORPORATION COM 320517105 3421 210000 SH SOLE 210000 0 0 First IC Corporation Not 13F Security 32058J102 608 83853 SH SOLE 83853 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 1208 30000 SH SOLE 30000 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 2833 361873 SH SOLE 361873 0 0 FIVE STAR BANCORP COM 33830T103 4264 178100 SH SOLE 178100 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 2270 44700 SH SOLE 44700 0 0 FLUSHING FINL CORP COM 343873105 1695 75000 SH SOLE 75000 0 0 FORESTAR GROUP INC COM 346232101 5906 317000 SH SOLE 317000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6616 17500 SH SOLE 17500 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 1613 45000 SH SOLE 45000 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 5909 420861 SH SOLE 420861 0 0 HERITAGE COMM CORP COM 426927109 2966 255000 SH SOLE 255000 0 0 Heritage Nola Bancorp, Inc. Not 13F Security 42727P108 1373 89180 SH SOLE 89180 0 0 HOME BANCORP INC COM 43689E107 3733 96500 SH SOLE 96500 0 0 HOME BANCSHARES INC COM 436893200 4812 204500 SH SOLE 204500 0 0 HOMETRUST BANCSHARES INC COM 437872104 11760 420288 SH SOLE 420288 0 0 HOPE BANCORP INC COM 43940T109 794 55000 SH SOLE 55000 0 0 HORIZON BANCORP INC COM 440407104 9668 532100 SH SOLE 532100 0 0 IF BANCORP INC COM 44951J105 6312 278195 SH SOLE 278195 0 0 INDEPENDENT BK CORP MASS COM 453836108 381 5000 SH SOLE 5000 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 1933 90000 SH SOLE 90000 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 7429 178400 SH SOLE 178400 0 0 INVESCO LTD SHS G491BT108 121 5000 SH SOLE 5000 0 0 INVESTAR HLDG CORP COM 46134L105 10752 488300 SH SOLE 488300 0 0 KEYCORP COM 493267108 2486 115000 SH SOLE 115000 0 0 KKR & CO INC COM 48251W104 10197 167500 SH SOLE 167500 0 0 LAKELAND BANCORP INC COM 511637100 14446 819400 SH SOLE 819400 0 0 LENNAR CORP CL B 526057302 16953 218500 SH SOLE 218500 0 0 LUTHER BURBANK CORP COM 550550107 8041 599618 SH SOLE 599618 0 0 M & T BK CORP COM 55261F104 8960 60000 SH SOLE 60000 0 0 MACATAWA BK CORP COM 554225102 321 40000 SH SOLE 40000 0 0 MAGYAR BANCORP INC COM 55977T208 1059 92500 SH SOLE 92500 0 0 MALVERN BANCORP INC COM 561409103 1606 94532 SH SOLE 94532 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2086 6000 SH SOLE 6000 0 0 Mercantil Bank Holding Corporation Not 13F Security 58734F305 495 20000 SH SOLE 20000 0 0 MERCHANTS BANCORP IND COM 58844R108 6039 153000 SH SOLE 153000 0 0 METROPOLITAN BK HLDG CORP COM 591774104 10538 125000 SH SOLE 125000 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 1884 125000 SH SOLE 125000 0 0 MONEYLION INC *W EXP 09/22/202 60938K114 131 135000 SH SOLE 135000 0 0 MORGAN STANLEY COM NEW 617446448 3892 40000 SH SOLE 40000 0 0 NATIONAL BK HLDGS CORP CL A 633707104 5971 147500 SH SOLE 147500 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 4633 360000 SH SOLE 360000 0 0 NICOLET BANKSHARES INC COM 65406E102 1583 21342 SH SOLE 21342 0 0 OP BANCORP COM 67109R109 1854 180000 SH SOLE 180000 0 0 ORANGE CNTY BANCORP INC COM 68417L107 3163 90000 SH SOLE 90000 0 0 Ottawa Bancorp Inc. Not 13F Security 689195105 3043 206973 SH SOLE 206973 0 0 PACWEST BANCORP DEL COM 695263103 10197 225000 SH SOLE 225000 0 0 PAYPAL HLDGS INC COM 70450Y103 6661 25600 SH SOLE 25600 0 0 PB BANKSHARES INC COM 69318V103 1384 100000 SH SOLE 100000 0 0 PCB BANCORP COM 69320M109 2004 100634 SH SOLE 100634 0 0 PEOPLES BANCORP N C INC COM 710577107 1136 40000 SH SOLE 40000 0 0 PEOPLES FINL SVCS CORP COM 711040105 3190 70000 SH SOLE 70000 0 0 PERELLA WEINBERG PARTNERS *W EXP 12/31/202 71367G110 1579 499720 SH SOLE 499720 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 7273 548900 SH SOLE 548900 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 9002 135000 SH SOLE 135000 0 0 PREMIER FINANCIAL CORP COM 74052F108 7801 245000 SH SOLE 245000 0 0 PRIMIS FINANCIAL CORP COM 74167B109 5113 353600 SH SOLE 353600 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 4406 275000 SH SOLE 275000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2593 153900 SH SOLE 153900 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 2043 133900 SH SOLE 133900 0 0 PSB Holdings, Inc. Not 13F Security 69360N108 1924 78200 SH SOLE 78200 0 0 QCR HOLDINGS INC COM 74727A104 10388 201940 SH SOLE 201940 0 0 QNB Corporation Not 13F Security 74726N107 6036 162293 SH SOLE 162293 0 0 Quaint Oak Bancorp, Inc. Not 13F Security 74732T106 732 40000 SH SOLE 40000 0 0 RAYMOND JAMES FINL INC COM 754730109 4789 51900 SH SOLE 51900 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1705 80000 SH SOLE 80000 0 0 RHINEBECK BANCORP INC COM 762093102 1193 109411 SH SOLE 109411 0 0 SALISBURY BANCORP INC COM 795226109 254 5000 SH SOLE 5000 0 0 SCHWAB CHARLES CORP COM 808513105 1821 25000 SH SOLE 25000 0 0 SHORE BANCSHARES INC COM 825107105 2210 124656 SH SOLE 124656 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 13614 50000 SH SOLE 50000 0 0 SOUND FINL BANCORP INC COM 83607A100 1011 22500 SH SOLE 22500 0 0 SOUTHERN FIRST BANCSHARES COM 842873101 707 13211 SH SOLE 13211 0 0 SOUTHERN STS BANCSHARES INC COM 843878307 3588 188170 SH SOLE 188170 0 0 SOUTHSTATE CORPORATION COM 840441109 2613 35000 SH SOLE 35000 0 0 SQUARE INC CL A 852234103 6596 27500 SH SOLE 27500 0 0 STERLING BANCORP DEL COM 85917A100 5336 213800 SH SOLE 213800 0 0 STIFEL FINL CORP COM 860630102 4417 65000 SH SOLE 65000 0 0 Sugar Creek Financial Corporation Not 13F Security 86481Y102 986 72800 SH SOLE 72800 0 0 SVB FINANCIAL GROUP COM 78486Q101 6469 10000 SH SOLE 10000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 1536 35000 SH SOLE 35000 0 0 TC BANCSHARES INC COM 87224V108 1152 82500 SH SOLE 82500 0 0 TERRITORIAL BANCORP INC COM 88145X108 2411 95000 SH SOLE 95000 0 0 TFS FINL CORP COM 87240R107 2573 135000 SH SOLE 135000 0 0 TRIUMPH BANCORP INC COM 89679E300 7009 70000 SH SOLE 70000 0 0 U S CENTY BK DORAL FLA CLASS A COM 90343D108 6344 520000 SH SOLE 520000 0 0 UMPQUA HLDGS CORP COM 904214103 5164 255000 SH SOLE 255000 0 0 US BANCORP DEL COM NEW 902973304 2972 50000 SH SOLE 50000 0 0 VALLEY NATL BANCORP COM 919794107 7986 600000 SH SOLE 600000 0 0 WEBSTER FINL CORP CONN COM 947890109 1906 35000 SH SOLE 35000 0 0 WELLS FARGO CO NEW COM 949746101 6265 135000 SH SOLE 135000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 544 5000 SH SOLE 5000 0 0 White River Bancshares Company Not 13F Security 96445A108 5372 68000 SH SOLE 68000 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 2259 185000 SH SOLE 185000 0 0 WILLIS LEASE FIN CORP COM 970646105 487 13083 SH SOLE 13083 0 0 WINTRUST FINL CORP COM 97650W108 2331 29000 SH SOLE 29000 0 0 ZIONS BANCORPORATION N A COM 989701107 6189 100000 SH SOLE 100000 0 0