0000919574-20-006979.txt : 20201116 0000919574-20-006979.hdr.sgml : 20201116 20201113183043 ACCESSION NUMBER: 0000919574-20-006979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 201313070 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 09-30-2020 09-30-2020 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 11-13-2020 0 156 589005 INFORMATION TABLE 2 infotable.xml 1ST CONSTITUTION BANCORP COM 31986N102 1253 105300 SH SOLE 105300 0 0 ALERUS FINL CORP COM 01446U103 472 24085 SH SOLE 24085 0 0 ALTABANCORP COM 021347109 201 10000 SH SOLE 10000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 1450 69300 SH SOLE 69300 0 0 AMERICAN RIV BANKSHARES COM 029326105 5229 525000 SH SOLE 525000 0 0 AMERIS BANCORP COM 03076K108 12168 534151 SH SOLE 534151 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 8569 212000 SH SOLE 212000 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 3646 93500 SH SOLE 93500 0 0 ASSOCIATED BANC CORP COM 045487105 1497 118583 SH SOLE 118583 0 0 BANC OF CALIFORNIA INC COM 05990K106 3586 354321 SH SOLE 354321 0 0 BANCORP 34 INC COM 05970V106 272 28160 SH SOLE 28160 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 1630 167200 SH SOLE 167200 0 0 BANK7 CORP COM 06652N107 1139 121167 SH SOLE 121167 0 0 BLACKROCK INC COM 09247X101 5466 9700 SH SOLE 9700 0 0 BOGOTA FINL CORP COM 097235105 457 60000 SH SOLE 60000 0 0 BOK FINL CORP COM NEW 05561Q201 5641 109504 SH SOLE 109504 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 4141 750270 SH SOLE 750270 0 0 BRIDGE BANCORP INC COM 108035106 492 28200 SH SOLE 28200 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 7805 605000 SH SOLE 605000 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 1739 201195 SH SOLE 201195 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 4991 744900 SH SOLE 744900 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 772 39000 SH SOLE 39000 0 0 CADENCE BANCORPORATION CL A 12739A100 2452 285484 SH SOLE 285484 0 0 CAMBRIDGE BANCORP COM 132152109 4340 81646 SH SOLE 81646 0 0 CAPITAL BANCORP INC MD COM 139737100 1372 145000 SH SOLE 145000 0 0 CAPITAL ONE FINL CORP COM 14040H105 359 5000 SH SOLE 5000 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 3734 56799 SH SOLE 56799 0 0 CITIGROUP INC COM NEW 172967424 12314 285642 SH SOLE 285642 0 0 CITIZENS & NORTHN CORP COM 172922106 1579 97242 SH SOLE 97242 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 7259 579800 SH SOLE 579800 0 0 CODORUS VY BANCORP INC COM 192025104 5155 393489 SH SOLE 393489 0 0 COMMUNITY BANKERS TR CORP COM 203612106 6781 1334805 SH SOLE 1334805 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 930 130000 SH SOLE 130000 0 0 CONNECTONE BANCORP INC COM 20786W107 2572 182792 SH SOLE 182792 0 0 CULLEN FROST BANKERS INC COM 229899109 595 9300 SH SOLE 9300 0 0 Citizens Financial Services, Inc. Not 13-F Security 174615104 1131 26149 SH SOLE 26149 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 2000 85100 SH SOLE 85100 0 0 DISCOVER FINL SVCS COM 254709108 867 15000 SH SOLE 15000 0 0 EAGLE BANCORP MONT INC COM 26942G100 4415 250545 SH SOLE 250545 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 1972 72308 SH SOLE 72308 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 224 14450 SH SOLE 14450 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 1244 82900 SH SOLE 82900 0 0 ESSA BANCORP INC COM 29667D104 8847 717481 SH SOLE 717481 0 0 EVANS BANCORP INC COM NEW 29911Q208 2428 109110 SH SOLE 109110 0 0 EVERCORE INC CLASS A 29977A105 3469 53000 SH SOLE 53000 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 3016 290000 SH SOLE 290000 0 0 Eureka Homestead Bancorp, Inc. Not 13-F Security 298544107 1308 140000 SH SOLE 140000 0 0 FARMERS NATIONAL BANC CORP COM 309627107 5554 508600 SH SOLE 508600 0 0 FFBW INC MD COM 30260M103 4161 444500 SH SOLE 444500 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 2944 20000 SH SOLE 20000 0 0 FIFTH THIRD BANCORP COM 316773100 4302 201800 SH SOLE 201800 0 0 FIRST BANCSHARES INC MS COM 318916103 3990 190292 SH SOLE 190292 0 0 FIRST CMNTY CORP S C COM 319835104 2109 154740 SH SOLE 154740 0 0 FIRST FINL BANCORP OH COM 320209109 3617 301330 SH SOLE 301330 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 3786 118855 SH SOLE 118855 0 0 FIRST MID BANCSHARES INC COM 320866106 8930 357900 SH SOLE 357900 0 0 FISERV INC COM 337738108 3452 33500 SH SOLE 33500 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 3715 890900 SH SOLE 890900 0 0 FLUSHING FINL CORP COM 343873105 616 58600 SH SOLE 58600 0 0 FORESTAR GROUP INC COM 346232101 5661 319858 SH SOLE 319858 0 0 First IC Corporation Not 13-F Security 32058J102 512 109731 SH SOLE 109731 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 9707 48300 SH SOLE 48300 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 3611 145091 SH SOLE 145091 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 7505 930000 SH SOLE 930000 0 0 HBT FINL INC. COM 404111106 6057 539801 SH SOLE 539801 0 0 HEARTLAND FINL USA INC COM 42234Q102 1670 55667 SH SOLE 55667 0 0 HILLTOP HOLDINGS INC COM 432748101 3823 185755 SH SOLE 185755 0 0 HMN FINL INC COM 40424G108 3109 234469 SH SOLE 234469 0 0 HOME BANCORP INC COM 43689E107 2539 105132 SH SOLE 105132 0 0 HOME BANCSHARES INC COM 436893200 6006 396162 SH SOLE 396162 0 0 HOMETRUST BANCSHARES INC COM 437872104 7471 550126 SH SOLE 550126 0 0 HOPE BANCORP INC COM 43940T109 711 93716 SH SOLE 93716 0 0 HORIZON BANCORP INC COM 440407104 6070 601600 SH SOLE 601600 0 0 HOWARD HUGHES CORP COM 44267D107 2592 45000 SH SOLE 45000 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 959 89180 SH SOLE 89180 0 0 IF BANCORP INC COM 44951J105 5008 323700 SH SOLE 323700 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 11127 885207 SH SOLE 885207 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 2870 110119 SH SOLE 110119 0 0 INVESTAR HLDG CORP COM 46134L105 9495 740661 SH SOLE 740661 0 0 INVESTORS BANCORP INC NEW COM 46146L101 6036 831395 SH SOLE 831395 0 0 JPMORGAN CHASE & CO COM 46625H100 5690 59100 SH SOLE 59100 0 0 KB HOME COM 48666K109 3655 95200 SH SOLE 95200 0 0 KEARNY FINL CORP MD COM 48716P108 324 45000 SH SOLE 45000 0 0 KEYCORP COM 493267108 5738 480972 SH SOLE 480972 0 0 KKR & CO INC COM 48251W104 10034 292200 SH SOLE 292200 0 0 LAKELAND BANCORP INC COM 511637100 10902 1095707 SH SOLE 1095707 0 0 LAZARD LTD SHS A G54050102 2148 65000 SH SOLE 65000 0 0 LENNAR CORP CL B 526057302 24491 373000 SH SOLE 373000 0 0 LUTHER BURBANK CORP COM 550550107 7995 957473 SH SOLE 957473 0 0 M & T BK CORP COM 55261F104 2306 25044 SH SOLE 25044 0 0 MACATAWA BK CORP COM 554225102 867 132787 SH SOLE 132787 0 0 MALVERN BANCORP INC COM 561409103 1193 101100 SH SOLE 101100 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2536 7500 SH SOLE 7500 0 0 MERIDIAN BANCORP INC MD COM 58958U103 2225 215000 SH SOLE 215000 0 0 MERIDIAN CORPORATION COM 58958P104 1694 105000 SH SOLE 105000 0 0 META FINL GROUP INC COM 59100U108 3460 180000 SH SOLE 180000 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 1806 139983 SH SOLE 139983 0 0 MORGAN STANLEY COM NEW 617446448 18408 380733 SH SOLE 380733 0 0 New Bancorp, Inc. Not 13-F Security 642142103 64 2575 SH SOLE 2575 0 0 OCEANFIRST FINL CORP COM 675234108 1237 90373 SH SOLE 90373 0 0 OP BANCORP COM 67109R109 1048 183300 SH SOLE 183300 0 0 ORRSTOWN FINL SVCS INC COM 687380105 4259 332772 SH SOLE 332772 0 0 OTTAWA BANCORP INC COM 689195105 2945 300200 SH SOLE 300200 0 0 PAYPAL HLDGS INC COM 70450Y103 2955 15000 SH SOLE 15000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 745 49169 SH SOLE 49169 0 0 PEOPLES BANCORP N C INC COM 710577107 1220 79054 SH SOLE 79054 0 0 PIPER SANDLER COMPANIES COM 724078100 3635 49800 SH SOLE 49800 0 0 PLUMAS BANCORP COM 729273102 714 36270 SH SOLE 36270 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 2696 83920 SH SOLE 83920 0 0 PREMIER FINANCIAL CORP COM 74052F108 7079 454511 SH SOLE 454511 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 3499 449178 SH SOLE 449178 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2210 185709 SH SOLE 185709 0 0 PROVIDENT FINL SVCS INC COM 74386T105 512 41957 SH SOLE 41957 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1359 128900 SH SOLE 128900 0 0 PSB Holdings, Inc. Not 13-F Security 69360N108 1766 98100 SH SOLE 98100 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 66 4028 SH SOLE 4028 0 0 QCR HOLDINGS INC COM 74727A104 10421 380191 SH SOLE 380191 0 0 QNB Corporation Not 13-F Security 74726N107 8617 313908 SH SOLE 313908 0 0 Quaint Oak Bancorp, Inc. Not 13-F Security 74732T106 440 40000 SH SOLE 40000 0 0 RANDOLPH BANCORP INC COM 752378109 2363 190100 SH SOLE 190100 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 1864 161691 SH SOLE 161691 0 0 RHINEBECK BANCORP INC COM 762093102 1259 199166 SH SOLE 199166 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5510 228900 SH Put SOLE 228900 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 2910 35060 SH SOLE 35060 0 0 SOUND FINL BANCORP INC COM 83607A100 921 31100 SH SOLE 31100 0 0 SOUTH PLAINS FINANCIAL INC COM 83946P107 4316 347759 SH SOLE 347759 0 0 SOUTH ST CORP COM 840441109 1398 29036 SH SOLE 29036 0 0 SOUTHERN MO BANCORP INC COM 843380106 2187 92735 SH SOLE 92735 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 1253 144400 SH SOLE 144400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6530 19500 SH Put SOLE 19500 0 0 SPDR SER TR S&P REGL BKG 78464A698 1923 53900 SH Put SOLE 53900 0 0 STERLING BANCORP DEL COM 85917A100 6896 655486 SH SOLE 655486 0 0 STERLING BANCORP INC COM 85917W102 1521 505397 SH SOLE 505397 0 0 SYNCHRONY FINANCIAL COM 87165B103 2224 85000 SH SOLE 85000 0 0 SouthCrest Financial Group, Inc. Not 13-F Security 84129X107 32 5024 SH SOLE 5024 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 522 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 753 64871 SH SOLE 64871 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 2894 117700 SH SOLE 117700 0 0 TCF FINL CORP COM 872307103 6970 298356 SH SOLE 298356 0 0 TERRITORIAL BANCORP INC COM 88145X108 3459 170973 SH SOLE 170973 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 1560 50103 SH SOLE 50103 0 0 TFS FINL CORP COM 87240R107 2737 186300 SH SOLE 186300 0 0 TRIUMPH BANCORP INC COM 89679E300 1713 55000 SH SOLE 55000 0 0 TRUSTCO BK CORP N Y COM 898349105 2184 418326 SH SOLE 418326 0 0 US BANCORP DEL COM NEW 902973304 4302 120000 SH SOLE 120000 0 0 VALLEY NATL BANCORP COM 919794107 7988 1166200 SH SOLE 1166200 0 0 VERITEX HLDGS INC COM 923451108 1534 90062 SH SOLE 90062 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 3076 182123 SH SOLE 182123 0 0 VISA INC COM CL A 92826C839 2700 13500 SH SOLE 13500 0 0 WADDELL & REED FINL INC CL A 930059100 2492 167800 SH SOLE 167800 0 0 WELLS FARGO CO NEW COM 949746101 2116 90000 SH SOLE 90000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 634 20057 SH SOLE 20057 0 0 WILLIS LEASE FINANCE CORP COM 970646105 241 13083 SH SOLE 13083 0 0 WINTRUST FINL CORP COM 97650W108 11815 295000 SH SOLE 295000 0 0 White River Bancshares Company Not 13-F Security 96445A108 3233 68000 SH SOLE 68000 0 0 ZIONS BANCORPORATION N A COM 989701107 17322 592826 SH SOLE 592826 0 0