0000919574-20-005094.txt : 20200814 0000919574-20-005094.hdr.sgml : 20200814 20200813174943 ACCESSION NUMBER: 0000919574-20-005094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 201100486 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 06-30-2020 06-30-2020 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 08-13-2020 0 164 743668 INFORMATION TABLE 2 infotable.xml 1ST CONSTITUTION BANCORP COM 31986n102 496 40000 SH SOLE 40000 0 0 ESQUIRE FINL HLDGS INC COM 29667j101 920 54411 SH SOLE 54411 0 0 ESSA BANCORP INC COM 29667d104 10115 726685 SH SOLE 726685 0 0 EVANS BANCORP INC COM NEW 29911q208 3135 134784 SH SOLE 134784 0 0 ALERUS FINL CORP COM 01446u103 3557 180000 SH SOLE 180000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 2168 86600 SH SOLE 86600 0 0 AMERICAN RIVER BANKSHARES COM 029326105 5591 525000 SH SOLE 525000 0 0 AMERIS BANCORP COM 03076k108 13556 574668 SH SOLE 574668 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990b101 9925 250000 SH SOLE 250000 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316a108 1950 60000 SH SOLE 60000 0 0 BANC OF CALIFORNIA INC COM 05990k106 4957 457700 SH SOLE 457700 0 0 BANCFIRST CORP COM 05945f103 10739 264700 SH SOLE 264700 0 0 BANCORP 34 INC COM 05970v106 318 28160 SH SOLE 28160 0 0 BANK NEW YORK MELLON CORP COM 064058100 4039 104500 SH SOLE 104500 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 1585 167800 SH SOLE 167800 0 0 BANK7 CORP COM 06652n107 781 71925 SH SOLE 71925 0 0 BANKUNITED INC COM 06652k103 9732 480600 SH SOLE 480600 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 5219 869829 SH SOLE 869829 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237e204 1138 56500 SH SOLE 56500 0 0 BLACKROCK INC COM 09247x101 7753 14250 SH SOLE 14250 0 0 BOGOTA FINL CORP COM 097235105 699 80000 SH SOLE 80000 0 0 BOK FINL CORP COM NEW 05561q201 3104 55000 SH SOLE 55000 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 5596 813400 SH SOLE 813400 0 0 BRIDGE BANCORP INC COM 108035106 676 29600 SH SOLE 29600 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948w103 9627 772600 SH SOLE 772600 0 0 BROOKLINE BANCORP INC DEL COM 11373m107 2055 203901 SH SOLE 203901 0 0 CAMBRIDGE BANCORP COM 132152109 4212 71100 SH SOLE 71100 0 0 CANNAE HLDGS INC COM 13765n107 2774 67500 SH SOLE 67500 0 0 CAPITAL BANCORP INC MD COM 139737100 2549 238262 SH SOLE 238262 0 0 CAPITAL ONE FINL CORP COM 14040h105 3211 51300 SH SOLE 51300 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 4498 57869 SH SOLE 57869 0 0 CITIGROUP INC COM NEW 172967424 23787 465500 SH SOLE 465500 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 1676 66400 SH SOLE 66400 0 0 Citizens Financial Services, Inc. Not 13-F Security 174615104 1301 26149 SH SOLE 26149 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 10525 683448 SH SOLE 683448 0 0 CODORUS VY BANCORP INC COM 192025104 5881 425239 SH SOLE 425239 0 0 Communities First Financial Corporation Not 13-F Security 20344d104 2054 90100 SH SOLE 90100 0 0 COMMUNITY BANKERS TR CORP COM 203612106 7370 1340000 SH SOLE 1340000 0 0 COMMUNITY FIRST BANCSHARES I COM 20369m104 996 130000 SH SOLE 130000 0 0 CONNECTONE BANCORP INC NEW COM 20786w107 3125 193889 SH SOLE 193889 0 0 DISCOVER FINL SVCS COM 254709108 2980 59500 SH SOLE 59500 0 0 EAGLE BANCORP MONT INC COM 26942g100 3741 215249 SH SOLE 215249 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 2603 83644 SH SOLE 83644 0 0 ENVESTNET INC COM 29404k106 1363 18540 SH SOLE 18540 0 0 Equitable Financial Corp. Not 13-F Security 29448t105 3132 290000 SH SOLE 290000 0 0 Eureka Homestead Bancorp, Inc. Not 13-F Security 298544107 1366 140000 SH SOLE 140000 0 0 FARMERS NATIONAL BANC CORP COM 309627107 4948 417214 SH SOLE 417214 0 0 FFBW INC MD COM 30260m103 3388 393902 SH SOLE 393902 0 0 FIDELITY NATL INFORMATION SV COM 31620m106 4170 31100 SH SOLE 31100 0 0 FIFTH THIRD BANCORP COM 316773100 5260 272800 SH SOLE 272800 0 0 FIRST BANCSHARES INC MS COM 318916103 4511 200500 SH SOLE 200500 0 0 FIRST CMNTY CORP S C COM 319835104 2300 151840 SH SOLE 151840 0 0 FIRST FINL BANCORP OH COM 320209109 4887 351800 SH SOLE 351800 0 0 First IC Corporation Not 13-F Security 32058j102 533 109731 SH SOLE 109731 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055y201 3263 105400 SH SOLE 105400 0 0 FIRST MERCHANTS CORP COM 320817109 553 20044 SH SOLE 20044 0 0 FIRST MID BANCSHARES INC COM 320866106 11099 423144 SH SOLE 423144 0 0 FIRST UTD CORP COM 33741h107 1358 101800 SH SOLE 101800 0 0 FISERV INC COM 337738108 5174 53000 SH SOLE 53000 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833q106 3808 827800 SH SOLE 827800 0 0 FLUSHING FINL CORP COM 343873105 851 73900 SH SOLE 73900 0 0 FORESTAR GROUP INC COM 346232101 7054 467791 SH SOLE 467791 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 2964 15000 SH SOLE 15000 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 2775 107276 SH SOLE 107276 0 0 HARBORONE BANCORP INC NEW COM NEW 41165y100 11542 1351500 SH SOLE 1351500 0 0 HBT FINL INC. COM 404111106 9187 689200 SH SOLE 689200 0 0 HEARTLAND FINL USA INC COM 42234q102 6315 188846 SH SOLE 188846 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727p108 896 89180 SH SOLE 89180 0 0 HMN FINL INC COM 40424g108 3439 235557 SH SOLE 235557 0 0 HOME BANCORP INC COM 43689E107 633 23675 SH SOLE 23675 0 0 HOME BANCSHARES INC COM 436893200 7933 515799 SH SOLE 515799 0 0 HOMETRUST BANCSHARES INC COM 437872104 8880 555000 SH SOLE 555000 0 0 HOPE BANCORP INC COM 43940t109 1639 177800 SH SOLE 177800 0 0 HORIZON BANCORP INC COM 440407104 7611 712000 SH SOLE 712000 0 0 HOWARD HUGHES CORP COM 44267d107 3824 73600 SH SOLE 73600 0 0 IF BANCORP INC COM 44951j105 5584 323700 SH SOLE 323700 0 0 INDEPENDENT BK GROUP INC COM 45384b106 16818 415054 SH SOLE 415054 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 13668 920405 SH SOLE 920405 0 0 INVESTAR HLDG CORP COM 46134l105 11198 772268 SH SOLE 772268 0 0 INVESTORS BANCORP INC NEW COM 46146l101 7702 906124 SH SOLE 906124 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1432 10000 SH Put SOLE 10000 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2437 20000 SH SOLE 20000 0 0 JPMORGAN CHASE & CO COM 46625h100 2352 25000 SH SOLE 25000 0 0 KEARNY FINL CORP MD COM 48716p108 286 35000 SH SOLE 35000 0 0 KEYCORP COM 493267108 8354 685875 SH SOLE 685875 0 0 KKR & CO INC COM 48251w104 8801 285000 SH SOLE 285000 0 0 LAKELAND BANCORP INC COM 511637100 13871 1213523 SH SOLE 1213523 0 0 LAZARD LTD SHS A g54050102 1145 40000 SH SOLE 40000 0 0 LENNAR CORP CL B 526057302 21372 463700 SH SOLE 463700 0 0 LIMESTONE BANCORP INC COM 53262l105 306 23297 SH SOLE 23297 0 0 LPL FINL HLDGS INC COM 50212v100 2203 28100 SH SOLE 28100 0 0 LUTHER BURBANK CORP COM 550550107 10133 1013253 SH SOLE 1013253 0 0 M & T BK CORP COM 55261f104 1366 13143 SH SOLE 13143 0 0 MACATAWA BK CORP COM 554225102 1182 151151 SH SOLE 151151 0 0 MASTERCARD INCORPORATED CL A 57636q104 4583 15500 SH SOLE 15500 0 0 MERCHANTS BANCORP IND COM 58844r108 673 36400 SH SOLE 36400 0 0 MERIDIAN BANCORP INC MD COM 58958u103 3142 270900 SH SOLE 270900 0 0 MERIDIAN BK PAOLI PA COM 58958p104 2463 155365 SH SOLE 155365 0 0 META FINL GROUP INC COM 59100u108 363 20000 SH SOLE 20000 0 0 MID SOUTHERN BANCORP INC COM 59548q107 2363 195000 SH SOLE 195000 0 0 MORGAN STANLEY COM NEW 617446448 24459 506400 SH SOLE 506400 0 0 New Bancorp, Inc. Not 13-F Security 642142103 500 20000 SH SOLE 20000 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 34 2706 SH SOLE 2706 0 0 OCEANFIRST FINL CORP COM 675234108 2267 128600 SH SOLE 128600 0 0 OP BANCORP COM 67109r109 1385 200700 SH SOLE 200700 0 0 ORRSTOWN FINL SVCS INC COM 687380105 4980 337652 SH SOLE 337652 0 0 OTTAWA BANCORP INC COM 689195105 3137 300200 SH SOLE 300200 0 0 PAYPAL HLDGS INC COM 70450y103 653 3750 SH SOLE 3750 0 0 PCB BANCORP COM 69320m109 153 14900 SH SOLE 14900 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 1073 57292 SH SOLE 57292 0 0 PEOPLES BANCORP N C INC COM 710577107 1418 80251 SH SOLE 80251 0 0 PIONEER BANCORP INC COM 723561106 1075 117436 SH SOLE 117436 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357g102 61 4028 SH SOLE 4028 0 0 PIPER SANDLER COMPANIES COM 724078100 3254 55000 SH SOLE 55000 0 0 PLUMAS BANCORP COM 729273102 1256 56794 SH SOLE 56794 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 3968 92600 SH SOLE 92600 0 0 PREMIER FINANCIAL CORP COM 74052f108 9807 555030 SH SOLE 555030 0 0 PROFESSIONAL HLDG CORP CL A COM 743139107 1130 81423 SH SOLE 81423 0 0 PROSPERITY BANCSHARES INC COM 743606105 1554 26165 SH SOLE 26165 0 0 PROVIDENT BANCORP INC COM NEW 74383l105 4019 511363 SH SOLE 511363 0 0 PROVIDENT FINL SVCS INC COM 74386t105 335 23169 SH SOLE 23169 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1944 145000 SH SOLE 145000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431a101 1505 125000 SH SOLE 125000 0 0 PSB Holdings, Inc. Not 13-F Security 69360n108 1781 96000 SH SOLE 96000 0 0 PULTE GROUP INC COM 745867101 6302 185200 SH SOLE 185200 0 0 QCR HOLDINGS INC COM 74727a104 6940 222590 SH SOLE 222590 0 0 QNB Corporation Not 13-F Security 74726n107 8981 317896 SH SOLE 317896 0 0 Quaint Oak Bancorp, Inc. Not 13-F Security 74732t106 440 40000 SH SOLE 40000 0 0 RANDOLPH BANCORP INC COM 752378109 1911 190100 SH SOLE 190100 0 0 REGIONS FINANCIAL CORP NEW COM 7591ep100 1783 160384 SH SOLE 160384 0 0 RHINEBECK BANCORP INC COM 762093102 1640 250000 SH SOLE 250000 0 0 ROYAL BK CDA COM 780087102 1071 15800 SH SOLE 15800 0 0 SANDY SPRING BANCORP INC COM 800363103 7832 316048 SH SOLE 316048 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 5438 235000 SH Put SOLE 235000 0 0 SHORE BANCSHARES INC COM 825107105 1605 144695 SH SOLE 144695 0 0 SIGNATURE BK NEW YORK N Y COM 82669g104 7884 73733 SH SOLE 73733 0 0 SOUND FINL BANCORP INC COM 83607a100 966 40000 SH SOLE 40000 0 0 SOUTH PLAINS FINANCIAL INC COM 83946p107 6506 456900 SH SOLE 456900 0 0 SOUTH ST CORP COM 840441109 1750 36717 SH SOLE 36717 0 0 SouthCrest Financial Group, Inc. Not 13-F Security 84129x107 30 5024 SH SOLE 5024 0 0 SOUTHERN MO BANCORP INC COM 843380106 1458 60000 SH SOLE 60000 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 1770 182700 SH SOLE 182700 0 0 SOUTHSIDE BANCSHARES INC COM 84470p109 3865 139427 SH SOLE 139427 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 6167 20000 SH Put SOLE 20000 0 0 SPDR SER TR S&P REGL BKG 78464a698 1152 30000 SH Put SOLE 30000 0 0 STANDARD AVB FINL CORP COM 85303b100 4327 186492 SH SOLE 186492 0 0 STERLING BANCORP DEL COM 85917a100 10876 927977 SH SOLE 927977 0 0 STERLING BANCORP INC COM 85917w102 2143 598500 SH SOLE 598500 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481y102 600 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 560 64871 SH SOLE 64871 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 12889 438100 SH SOLE 438100 0 0 TERRITORIAL BANCORP INC COM 88145x108 4236 178043 SH SOLE 178043 0 0 TFS FINL CORP COM 87240r107 3463 242000 SH SOLE 242000 0 0 TRUIST FINL CORP COM 89832q109 913 24318 SH SOLE 24318 0 0 TRUSTCO BK CORP N Y COM 898349105 4017 634611 SH SOLE 634611 0 0 US BANCORP DEL COM NEW 902973304 2088 56700 SH SOLE 56700 0 0 VALLEY NATL BANCORP COM 919794107 12179 1557450 SH SOLE 1557450 0 0 VICTORY CAP HLDGS INC COM CL A 92645b103 7885 458700 SH SOLE 458700 0 0 VISA INC COM CL A 92826c839 5950 30800 SH SOLE 30800 0 0 WESBANCO INC COM 950810101 812 40000 SH SOLE 40000 0 0 White River Bancshares Company Not 13-F Security 96445a108 3231 68000 SH SOLE 68000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 318 13083 SH SOLE 13083 0 0 WINTRUST FINL CORP COM 97650w108 16076 368538 SH SOLE 368538 0 0 ZIONS BANCORPORATION N A COM 989701107 20699 608800 SH SOLE 608800 0 0