0000919574-20-003445.txt : 20200515 0000919574-20-003445.hdr.sgml : 20200515 20200514183943 ACCESSION NUMBER: 0000919574-20-003445 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 20879784 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2020 03-31-2020 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 05-14-2020 0 171 700128 INFORMATION TABLE 2 infotable.xml 1ST CONSTITUTION BANCORP COM 31986N102 180 13609 SH SOLE 13609 0 0 ALERUS FINL CORP COM 01446U103 8405 508804 SH SOLE 508804 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 3322 139000 SH SOLE 139000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 4526 525000 SH SOLE 525000 0 0 AMERIS BANCORP COM 03076K108 14639 616121 SH SOLE 616121 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 7517 224400 SH SOLE 224400 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1856 60000 SH SOLE 60000 0 0 ASSOCIATED BANC CORP COM 045487105 3073 240253 SH SOLE 240253 0 0 BANC OF CALIFORNIA INC COM 05990K106 4680 585000 SH SOLE 585000 0 0 BANCORP 34 INC COM 05970V106 280 25723 SH SOLE 25723 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 1468 167800 SH SOLE 167800 0 0 BANKUNITED INC COM 06652K103 7902 422588 SH SOLE 422588 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 4749 869829 SH SOLE 869829 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 1189 58700 SH SOLE 58700 0 0 BOGOTA FINL CORP COM 097235105 558 80925 SH SOLE 80925 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 6418 897655 SH SOLE 897655 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 1241 110000 SH SOLE 110000 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 644 47738 SH SOLE 47738 0 0 CAMBRIDGE BANCORP COM 132152109 4680 90000 SH SOLE 90000 0 0 CANNAE HLDGS INC COM 13765N107 3516 105000 SH SOLE 105000 0 0 CAPITAL BANCORP INC MD COM 139737100 3314 264675 SH SOLE 264675 0 0 CENTERSTATE BK CORP COM 15201P109 4738 275000 SH SOLE 275000 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 3608 57969 SH SOLE 57969 0 0 CENTURY CMNTYS INC COM 156504300 943 65000 SH SOLE 65000 0 0 CITIGROUP INC COM NEW 172967424 20428 485000 SH SOLE 485000 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 2775 147552 SH SOLE 147552 0 0 Citizens Financial Services, Inc. Not 13-F Security 174615104 210 4246 SH SOLE 4246 0 0 CITIZENS HLDG CO MISS COM 174715102 208 10348 SH SOLE 10348 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 11694 781700 SH SOLE 781700 0 0 CNB FINL CORP PA COM 126128107 2312 122506 SH SOLE 122506 0 0 CODORUS VY BANCORP INC COM 192025104 7126 442628 SH SOLE 442628 0 0 COHEN & STEERS INC COM 19247A100 5018 110400 SH SOLE 110400 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 2037 88578 SH SOLE 88578 0 0 COMMUNITY BANKERS TR CORP COM 203612106 6476 1335332 SH SOLE 1335332 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 963 141019 SH SOLE 141019 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 2021 150399 SH SOLE 150399 0 0 CORTLAND BANCORP COM 220587109 1928 142812 SH SOLE 142812 0 0 D R HORTON INC COM 23331A109 3910 115000 SH SOLE 115000 0 0 DISCOVER FINL SVCS COM 254709108 2632 73800 SH SOLE 73800 0 0 EAGLE BANCORP MONT INC COM 26942G100 3073 189600 SH SOLE 189600 0 0 EAST WEST BANCORP INC COM 27579R104 644 25000 SH SOLE 25000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 2949 105678 SH SOLE 105678 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 2641 305300 SH SOLE 305300 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 1022 67911 SH SOLE 67911 0 0 ESSA BANCORP INC COM 29667D104 9976 730820 SH SOLE 730820 0 0 Eureka Homestead Bancorp, Inc. Not 13-F Security 298544107 1197 140000 SH SOLE 140000 0 0 EVANS BANCORP INC COM NEW 29911Q208 5054 207890 SH SOLE 207890 0 0 EVERCORE INC CLASS A 29977A105 921 20000 SH SOLE 20000 0 0 FARMERS NATIONAL BANC CORP COM 309627107 5001 430000 SH SOLE 430000 0 0 FB FINL CORP COM 30257X104 792 40162 SH SOLE 40162 0 0 FFBW INC MD COM 30260M103 2387 300300 SH SOLE 300300 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 4634 38100 SH SOLE 38100 0 0 FIFTH THIRD BANCORP COM 316773100 5497 370199 SH SOLE 370199 0 0 FINANCIAL INSTNS INC COM 317585404 247 13622 SH SOLE 13622 0 0 FIRST BANCSHARES INC MS COM 318916103 4291 225000 SH SOLE 225000 0 0 FIRST CMNTY CORP S C COM 319835104 2959 188241 SH SOLE 188241 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 8951 607230 SH SOLE 607230 0 0 FIRST FINL BANCORP OH COM 320209109 7102 476300 SH SOLE 476300 0 0 FIRST FNDTN INC COM 32026V104 254 24900 SH SOLE 24900 0 0 First IC Corporation Not 13-F Security 32058J102 576 109727 SH SOLE 109727 0 0 FIRST MID BANCSHARES INC COM 320866106 10090 425000 SH SOLE 425000 0 0 FIRST UTD CORP COM 33741H107 1715 120000 SH SOLE 120000 0 0 FISERV INC COM 337738108 8150 85800 SH SOLE 85800 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 2086 411535 SH SOLE 411535 0 0 FLUSHING FINL CORP COM 343873105 668 50000 SH SOLE 50000 0 0 FORESTAR GROUP INC COM 346232101 7231 698667 SH SOLE 698667 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3556 23000 SH SOLE 23000 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 1851 80000 SH SOLE 80000 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 2632 134819 SH SOLE 134819 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 11257 1495000 SH SOLE 1495000 0 0 HBT FINL INC. COM 404111106 5406 513400 SH SOLE 513400 0 0 HEARTLAND FINL USA INC COM 42234Q102 4833 160035 SH SOLE 160035 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 726 71900 SH SOLE 71900 0 0 HILLTOP HOLDINGS INC COM 432748101 8364 553171 SH SOLE 553171 0 0 HMN FINL INC COM 40424G108 4269 237176 SH SOLE 237176 0 0 HOME BANCSHARES INC COM 436893200 7195 600089 SH SOLE 600089 0 0 HOMETRUST BANCSHARES INC COM 437872104 7089 445303 SH SOLE 445303 0 0 HOPE BANCORP INC COM 43940T109 2261 275069 SH SOLE 275069 0 0 HORIZON BANCORP INC COM 440407104 3599 365000 SH SOLE 365000 0 0 HOWARD HUGHES CORP COM 44267D107 6189 122500 SH SOLE 122500 0 0 IF BANCORP INC COM 44951J105 5203 325174 SH SOLE 325174 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 9417 731734 SH SOLE 731734 0 0 INDEPENDENT BK GROUP INC COM 45384B106 6873 290230 SH SOLE 290230 0 0 INVESTAR HLDG CORP COM 46134L105 9974 781068 SH SOLE 781068 0 0 INVESTORS BANCORP INC NEW COM 46146L101 8009 1002324 SH SOLE 1002324 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2430 20000 SH SOLE 20000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1145 10000 SH Put SOLE 10000 0 0 KEYCORP COM 493267108 9232 890296 SH SOLE 890296 0 0 KKR & CO INC CL A 48251W104 4577 195000 SH SOLE 195000 0 0 LAKELAND BANCORP INC COM 511637100 10813 1000293 SH SOLE 1000293 0 0 LENNAR CORP CL B 526057302 15472 535000 SH SOLE 535000 0 0 LIMESTONE BANCORP INC COM 53262L105 260 23297 SH SOLE 23297 0 0 LUTHER BURBANK CORP COM 550550107 10306 1123853 SH SOLE 1123853 0 0 MACATAWA BK CORP COM 554225102 21 3002 SH SOLE 3002 0 0 MERIDIAN BANCORP INC MD COM 58958U103 2468 220000 SH SOLE 220000 0 0 MERIDIAN BK PAOLI PA COM 58958P104 2996 219036 SH SOLE 219036 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 2496 195000 SH SOLE 195000 0 0 MORGAN STANLEY COM NEW 617446448 17680 520000 SH SOLE 520000 0 0 New Bancorp, Inc. Not 13-F Security 642142103 320 15000 SH SOLE 15000 0 0 OCEANFIRST FINL CORP COM 675234108 1909 120000 SH SOLE 120000 0 0 OP BANCORP COM 67109R109 1641 220000 SH SOLE 220000 0 0 ORRSTOWN FINL SVCS INC COM 687380105 4682 340000 SH SOLE 340000 0 0 OTTAWA BANCORP INC COM 689195105 3292 300200 SH SOLE 300200 0 0 PAYPAL HLDGS INC COM 70450Y103 6673 69700 SH SOLE 69700 0 0 PCB BANCORP COM 69320M109 511 52300 SH SOLE 52300 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 952 53042 SH SOLE 53042 0 0 PEOPLES BANCORP N C INC COM 710577107 1758 86351 SH SOLE 86351 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 3003 80000 SH SOLE 80000 0 0 PIONEER BANCORP INC COM 723561106 1194 115000 SH SOLE 115000 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 66 4028 SH SOLE 4028 0 0 PIPER SANDLER COMPANIES COM 724078100 2781 55000 SH SOLE 55000 0 0 PJT PARTNERS INC COM CL A 69343T107 1302 30000 SH SOLE 30000 0 0 PLUMAS BANCORP COM 729273102 1883 101775 SH SOLE 101775 0 0 PNC FINL SVCS GROUP INC COM 693475105 1024 10700 SH SOLE 10700 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 3529 104333 SH SOLE 104333 0 0 PROFESSIONAL HLDG CORP CL A COM 743139107 4624 289900 SH SOLE 289900 0 0 PROSPERITY BANCSHARES INC COM 743606105 965 20000 SH SOLE 20000 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 4569 530000 SH SOLE 530000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1782 117000 SH SOLE 117000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1850 125000 SH SOLE 125000 0 0 PSB Holdings, Inc. Not 13-F Security 69360N108 1732 70000 SH SOLE 70000 0 0 QCR HOLDINGS INC COM 74727A104 1961 72447 SH SOLE 72447 0 0 QNB Corporation Not 13-F Security 74726N107 8990 319919 SH SOLE 319919 0 0 Quaint Oak Bancorp, Inc. Not 13-F Security 74732T106 446 36250 SH SOLE 36250 0 0 RANDOLPH BANCORP INC COM 752378109 1087 113317 SH SOLE 113317 0 0 RBB BANCORP COM 74930B105 521 37995 SH SOLE 37995 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 2647 295114 SH SOLE 295114 0 0 Revere Bank Not 13-F Security 761402106 2821 125285 SH SOLE 125285 0 0 RHINEBECK BANCORP INC COM 762093102 1600 250000 SH SOLE 250000 0 0 RIVERVIEW BANCORP INC COM 769397100 1538 306975 SH SOLE 306975 0 0 ROYAL BK CDA COM 780087102 2031 33000 SH SOLE 33000 0 0 SANDY SPRING BANCORP INC COM 800363103 6668 294502 SH SOLE 294502 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 183 10000 SH SOLE 10000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4893 235000 SH Put SOLE 235000 0 0 SHORE BANCSHARES INC COM 825107105 2056 189482 SH SOLE 189482 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 5371 66813 SH SOLE 66813 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 3058 195000 SH SOLE 195000 0 0 SMARTFINANCIAL INC COM NEW 83190L208 380 25000 SH SOLE 25000 0 0 SOUND FINL BANCORP INC COM 83607A100 840 40000 SH SOLE 40000 0 0 SOUTH PLAINS FINANCIAL INC COM 83946P107 8500 548750 SH SOLE 548750 0 0 SouthCrest Financial Group, Inc. Not 13-F Security 84129X107 35 5024 SH SOLE 5024 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 2015 204814 SH SOLE 204814 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5155 20000 SH Put SOLE 20000 0 0 SPDR SER TR S&P REGL BKG 78464A698 978 30000 SH Put SOLE 30000 0 0 SQUARE INC CL A 852234103 1310 25000 SH SOLE 25000 0 0 STANDARD AVB FINL CORP COM 85303B100 3924 185431 SH SOLE 185431 0 0 STERLING BANCORP DEL COM 85917A100 10893 1042435 SH SOLE 1042435 0 0 STERLING BANCORP INC COM 85917W102 2516 585000 SH SOLE 585000 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 651 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 409 64871 SH SOLE 64871 0 0 Sussex Bancorp Not 13-F Security 869245100 1963 115486 SH SOLE 115486 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 3135 285000 SH SOLE 285000 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 17086 754029 SH SOLE 754029 0 0 TERRITORIAL BANCORP INC COM 88145X108 5173 210700 SH SOLE 210700 0 0 TFS FINL CORP COM 87240R107 3894 255000 SH SOLE 255000 0 0 TRIUMPH BANCORP INC COM 89679E300 6760 260000 SH SOLE 260000 0 0 TRUSTCO BK CORP N Y COM 898349105 108 20000 SH SOLE 20000 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 329 20136 SH SOLE 20136 0 0 US BANCORP DEL COM NEW 902973304 1571 45600 SH SOLE 45600 0 0 VALLEY NATL BANCORP COM 919794107 7321 1001500 SH SOLE 1001500 0 0 VERITEX HLDGS INC COM 923451108 2098 150202 SH SOLE 150202 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 11480 701700 SH SOLE 701700 0 0 VISA INC COM CL A 92826C839 2417 15000 SH SOLE 15000 0 0 WADDELL & REED FINL INC CL A 930059100 3312 291000 SH SOLE 291000 0 0 West End Indiana Bancshares, Inc. Not 13-F Security 952678100 833 25237 SH SOLE 25237 0 0 WESTERN ALLIANCE BANCORP COM 957638109 3673 120000 SH SOLE 120000 0 0 White River Bancshares Company Not 13-F Security 96445A108 3060 68000 SH SOLE 68000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 348 13083 SH SOLE 13083 0 0 WINTRUST FINL CORP COM 97650W108 13313 405133 SH SOLE 405133 0 0 WSFS FINL CORP COM 929328102 3743 150202 SH SOLE 150202 0 0 ZIONS BANCORPORATION N A COM 989701107 21101 788518 SH SOLE 788518 0 0