President/CEO

0000919574-19-007122.txt : 20191114 0000919574-19-007122.hdr.sgml : 20191114 20191114104254 ACCESSION NUMBER: 0000919574-19-007122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 191217467 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 09-30-2019 09-30-2019 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO 212-486-7300 /s/ Terry Maltese New York NY 11-14-2019 0 176 1169062 INFORMATION TABLE 2 infotable.xml ALERUS FINL CORP COM 01446U103 11663 535000 SH SOLE 535000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 5523 155700 SH SOLE 155700 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7093 525000 SH SOLE 525000 0 0 AMERIS BANCORP COM 03076K108 22975 570939 SH SOLE 570939 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 8793 232500 SH SOLE 232500 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 16215 604798 SH SOLE 604798 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 3389 120000 SH SOLE 120000 0 0 BOK FINL CORP COM NEW 05561Q201 2630 33222 SH SOLE 33222 0 0 BANC OF CALIFORNIA INC COM 05990K106 7530 532514 SH SOLE 532514 0 0 BANK AMER CORP COM 060505104 1459 50000 SH SOLE 50000 0 0 BANKUNITED INC COM 06652K103 15803 470047 SH SOLE 470047 0 0 BANK7 CORP COM 06652N107 4307 229100 SH SOLE 229100 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 7159 869829 SH SOLE 869829 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 806 80000 SH SOLE 80000 0 0 BLACK KNIGHT INC COM 09215C105 8438 138200 SH SOLE 138200 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 2405 90000 SH SOLE 90000 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 14453 1240068 SH SOLE 1240068 0 0 BRIDGE BANCORP INC COM 108035106 2069 70000 SH SOLE 70000 0 0 BRYN MAWR BK CORP COM 117665109 3253 89101 SH SOLE 89101 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 2997 122840 SH SOLE 122840 0 0 CB FINL SVCS INC COM 12479G101 1735 62500 SH SOLE 62500 0 0 CNB FINL CORP PA COM 126128107 5975 208199 SH SOLE 208199 0 0 CADENCE BANCORPORATION CL A 12739A100 3 182 SH SOLE 182 0 0 CANNAE HLDGS INC COM 13765N107 6604 240400 SH SOLE 240400 0 0 CAPITAL BANCORP INC MD COM 139737100 4479 328824 SH SOLE 328824 0 0 CENTERSTATE BK CORP COM 15201P109 16670 695000 SH SOLE 695000 0 0 Central Federal Bancshares, Inc. Not 13-F Security 15346T107 2067 158300 SH SOLE 158300 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 5834 66594 SH SOLE 66594 0 0 Chesapeake Financial Shares, Inc. Not 13-F Security 16517A109 535 21525 SH SOLE 21525 0 0 Choice Bancorp, Inc. Not 13-F Security 17037X108 407 12300 SH SOLE 12300 0 0 CITIGROUP INC COM NEW 172967424 34367 497500 SH SOLE 497500 0 0 CITIZENS FINL GROUP INC COM 174610105 11682 330290 SH SOLE 330290 0 0 CITIZENS HLDG CO MISS COM 174715102 211 10348 SH SOLE 10348 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 5251 474390 SH SOLE 474390 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 9211 423873 SH SOLE 423873 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 7644 124880 SH SOLE 124880 0 0 CODORUS VY BANCORP INC COM 192025104 8353 359121 SH SOLE 359121 0 0 COMERICA INC COM 200340107 5942 90037 SH SOLE 90037 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 2228 90000 SH SOLE 90000 0 0 COMMUNITY BANKERS TR CORP COM 203612106 11788 1370647 SH SOLE 1370647 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 1423 141430 SH SOLE 141430 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 2779 125182 SH SOLE 125182 0 0 CORTLAND BANCORP COM 220587109 2943 135330 SH SOLE 135330 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 4618 105700 SH SOLE 105700 0 0 EAGLE BANCORP MONT INC COM 26942G100 1545 88300 SH SOLE 88300 0 0 EAST WEST BANCORP INC COM 27579R104 5097 115072 SH SOLE 115072 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 7689 188699 SH SOLE 188699 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 3823 312600 SH SOLE 312600 0 0 ESSA BANCORP INC COM 29667D104 15145 922322 SH SOLE 922322 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 2784 112239 SH SOLE 112239 0 0 Eureka Homestead Bancorp, Inc. Not 13-F Security 298544107 1142 94050 SH SOLE 94050 0 0 EVANS BANCORP INC COM NEW 29911Q208 10082 269571 SH SOLE 269571 0 0 EVERCORE INC CLASS A 29977A105 9260 115600 SH SOLE 115600 0 0 FNCB BANCORP INC COM 302578109 1140 145952 SH SOLE 145952 0 0 FARMERS NATL BANC CORP COM 309627107 8743 603823 SH SOLE 603823 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 6970 52500 SH SOLE 52500 0 0 FIFTH THIRD BANCORP COM 316773100 16138 589416 SH SOLE 589416 0 0 FIRST BANCSHARES INC MS COM 318916103 6622 205000 SH SOLE 205000 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 283 600 SH SOLE 600 0 0 FIRST CMNTY CORP S C COM 319835104 3222 165379 SH SOLE 165379 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 2465 85100 SH SOLE 85100 0 0 FIRST FINL BANCORP OH COM 320209109 18052 737561 SH SOLE 737561 0 0 FIRST HAWAIIAN INC COM 32051X108 16554 620000 SH SOLE 620000 0 0 FIRST INTERNET BANCORP COM 320557101 8243 385000 SH SOLE 385000 0 0 First IC Corporation Not 13-F Security 32058J102 863 99754 SH SOLE 99754 0 0 FIRST MID BANCSHARES INC COM 320866106 10040 290000 SH SOLE 290000 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 7600 390162 SH SOLE 390162 0 0 FIRST SAVINGS FINL GROUP INC COM 33621E109 4236 67000 SH SOLE 67000 0 0 FIRST UTD CORP COM 33741H107 1905 86600 SH SOLE 86600 0 0 FISERV INC COM 337738108 4610 44500 SH SOLE 44500 0 0 FORESTAR GROUP INC COM 346232101 17471 955749 SH SOLE 955749 0 0 FVCBANKCORP INC COM 36120Q101 2021 115100 SH SOLE 115100 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 4436 145000 SH SOLE 145000 0 0 HMN FINL INC COM 40424G108 5931 259226 SH SOLE 259226 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 15299 1520000 SH SOLE 1520000 0 0 HEARTLAND FINL USA INC COM 42234Q102 4476 100035 SH SOLE 100035 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 583 46053 SH SOLE 46053 0 0 HILLTOP HOLDINGS INC COM 432748101 2628 110000 SH SOLE 110000 0 0 HOME BANCSHARES INC COM 436893200 13042 693884 SH SOLE 693884 0 0 HOME BANCORP INC COM 43689E107 1450 37200 SH SOLE 37200 0 0 HOMETRUST BANCSHARES INC COM 437872104 10015 384173 SH SOLE 384173 0 0 HOPE BANCORP INC COM 43940T109 3728 260000 SH SOLE 260000 0 0 HOWARD BANCORP INC COM 442496105 3223 193100 SH SOLE 193100 0 0 HOWARD HUGHES CORP COM 44267D107 13154 101500 SH SOLE 101500 0 0 IF BANCORP INC COM 44951J105 6829 325174 SH SOLE 325174 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 15976 749517 SH SOLE 749517 0 0 INDEPENDENT BK GROUP INC COM 45384B106 9026 171560 SH SOLE 171560 0 0 INVESTAR HLDG CORP COM 46134L105 12678 532678 SH SOLE 532678 0 0 INVESTORS BANCORP INC NEW COM 46146L101 12500 1100342 SH SOLE 1100342 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2400 167800 SH SOLE 167800 0 0 KKR & CO INC CL A 48251W104 11554 430300 SH SOLE 430300 0 0 KEYCORP NEW COM 493267108 20944 1173981 SH SOLE 1173981 0 0 LCNB CORP COM 50181P100 201 11320 SH SOLE 11320 0 0 LAKELAND BANCORP INC COM 511637100 10888 705655 SH SOLE 705655 0 0 LENNAR CORP CL B 526057302 34609 780000 SH SOLE 780000 0 0 LIMESTONE BANCORP INC COM 53262L105 450 29154 SH SOLE 29154 0 0 LUTHER BURBANK CORP COM 550550107 12168 1073981 SH SOLE 1073981 0 0 M & T BK CORP COM 55261F104 7158 45315 SH SOLE 45315 0 0 MB Bancorp, Inc. Not 13-F Security 55280E104 2958 188500 SH SOLE 188500 0 0 MACATAWA BK CORP COM 554225102 312 30000 SH SOLE 30000 0 0 MELROSE BANCORP INC COM 585553100 2279 129132 SH SOLE 129132 0 0 MERCHANTS BANCORP IND COM 58844R108 326 19739 SH SOLE 19739 0 0 Merchants Financial Group Inc. Not 13-F Security 588538108 1205 16500 SH SOLE 16500 0 0 MERIDIAN CORPORATION COM 58958P104 4366 245976 SH SOLE 245976 0 0 MERIDIAN BANCORP INC MD COM 58958U103 2940 156800 SH SOLE 156800 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 2829 211900 SH SOLE 211900 0 0 MOELIS & CO CL A 60786M105 4928 150000 SH SOLE 150000 0 0 MORGAN STANLEY COM NEW 617446448 28431 666300 SH SOLE 666300 0 0 New Bancorp, Inc. Not 13-F Security 642142103 1835 66200 SH SOLE 66200 0 0 OP BANCORP COM 67109R109 2085 213200 SH SOLE 213200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 366 21838 SH SOLE 21838 0 0 OCEANFIRST FINL CORP COM 675234108 434 18400 SH SOLE 18400 0 0 OLD LINE BANCSHARES INC COM 67984M100 8703 300000 SH SOLE 300000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 7502 613894 SH SOLE 613894 0 0 ORRSTOWN FINL SVCS INC COM 687380105 5219 238308 SH SOLE 238308 0 0 OTTAWA BANCORP INC COM 689195105 3780 300200 SH SOLE 300200 0 0 PDL CMNTY BANCORP COM 69290X101 1965 139732 SH SOLE 139732 0 0 PJT PARTNERS INC COM CL A 69343T107 2849 70000 SH SOLE 70000 0 0 PACIFIC CITY FINANCIAL CORP COM NEW 69406T408 1586 96400 SH SOLE 96400 0 0 PB BANCORP INC COM 70454T100 3925 340447 SH SOLE 340447 0 0 PEOPLES BANCORP N C INC COM 710577107 2525 85000 SH SOLE 85000 0 0 PIONEER BANCORP INC COM 723561106 1311 105000 SH SOLE 105000 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 108 4028 SH SOLE 4028 0 0 PIPER JAFFRAY COS COM 724078100 3865 51200 SH SOLE 51200 0 0 PLUMAS BANCORP COM 729273102 2650 131262 SH SOLE 131262 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 4766 90992 SH SOLE 90992 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2657 128055 SH SOLE 128055 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 2126 125000 SH SOLE 125000 0 0 QNB Corporation Not 13-F Security 74726N107 10056 275133 SH SOLE 275133 0 0 QCR HOLDINGS INC COM 74727A104 12535 330047 SH SOLE 330047 0 0 RBB BANCORP COM 74930B105 1969 100000 SH SOLE 100000 0 0 RED RIVER BANCSHARES INC COM 75686R202 2602 60000 SH SOLE 60000 0 0 REGIONS FINL CORP NEW COM 7591EP100 14240 900152 SH SOLE 900152 0 0 Revere Bank Not 13-F Security 761402106 4326 126300 SH SOLE 126300 0 0 RHINEBECK BANCORP INC COM 762093102 2991 279533 SH SOLE 279533 0 0 RICHMOND MUT BANCORPORATIN I COM 76525P100 1539 110000 SH SOLE 110000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 96 1810 SH SOLE 1810 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 228 13829 SH SOLE 13829 0 0 SVB FINL GROUP COM 78486Q101 6585 31515 SH SOLE 31515 0 0 SANDY SPRING BANCORP INC COM 800363103 10109 299869 SH SOLE 299869 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1400 50000 SH Put SOLE 50000 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 4763 143673 SH SOLE 143673 0 0 SHORE BANCSHARES INC COM 825107105 2970 192700 SH SOLE 192700 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 12401 104014 SH SOLE 104014 0 0 SOUTH PLAINS FINANCIAL INC COM 83946P107 7148 438514 SH SOLE 438514 0 0 SOUTHERN MO BANCORP INC COM 843380106 2971 81550 SH SOLE 81550 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 3838 249400 SH SOLE 249400 0 0 STANDARD AVB FINL CORP COM 85303B100 4966 183987 SH SOLE 183987 0 0 STERLING BANCORP DEL COM 85917A100 18959 945119 SH SOLE 945119 0 0 STERLING BANCORP INC COM 85917W102 7547 773254 SH SOLE 773254 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 802 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 799 64871 SH SOLE 64871 0 0 SYNOVUS FINL CORP COM NEW 87161C501 9479 265067 SH SOLE 265067 0 0 TCF FINANCIAL CORPORATION NE COM 872307103 31511 827704 SH SOLE 827704 0 0 TFS FINL CORP COM 87240R107 5634 312674 SH SOLE 312674 0 0 TERRITORIAL BANCORP INC COM 88145X108 5739 200814 SH SOLE 200814 0 0 TOLL BROTHERS INC COM 889478103 2488 60600 SH SOLE 60600 0 0 TRIUMPH BANCORP INC COM 89679E300 12884 404026 SH SOLE 404026 0 0 TWO RIV BANCORP COM 90207C105 4664 225000 SH SOLE 225000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 13537 1255739 SH SOLE 1255739 0 0 UNITED FINL BANCORP INC NEW COM 910304104 2134 156534 SH SOLE 156534 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 2367 92794 SH SOLE 92794 0 0 VALLEY NATL BANCORP COM 919794107 6957 640000 SH SOLE 640000 0 0 VERITEX HLDGS INC COM 923451108 7753 319531 SH SOLE 319531 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 13534 880000 SH SOLE 880000 0 0 VISA INC COM CL A 92826C839 3664 21300 SH SOLE 21300 0 0 WSFS FINL CORP COM 929328102 11775 267000 SH SOLE 267000 0 0 WESBANCO INC COM 950810101 942 25200 SH SOLE 25200 0 0 WEST BANCORPORATION INC CAP STK 95123P106 2609 120000 SH SOLE 120000 0 0 West End Indiana Bancshares, Inc. Not 13-F Security 952678100 2120 61993 SH SOLE 61993 0 0 WESTERN ALLIANCE BANCORP COM 957638109 8611 186874 SH SOLE 186874 0 0 White River Bancshares Company Not 13-F Security 96445A108 4505 68000 SH SOLE 68000 0 0 White River Bancshares Company Not 13-F Security 9B999WRBC 2989 45113 SH SOLE 45113 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1180 21300 SH SOLE 21300 0 0 WINTRUST FINL CORP COM 97650W108 6466 100050 SH SOLE 100050 0 0 ZIONS BANCORPORATION N A COM 989701107 28049 630036 SH SOLE 630036 0 0