0000919574-19-003404.txt : 20190515 0000919574-19-003404.hdr.sgml : 20190515 20190514180042 ACCESSION NUMBER: 0000919574-19-003404 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 19824231 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2019 03-31-2019 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 05-14-2019 0 190 1304955 INFORMATION TABLE 2 infotable.xml AMERICAN NATL BANKSHARES INC COM 027745108 6886 197192 SH SOLE 197192 0 0 AMERICAN RIVER BANKSHARES COM 029326105 6549 503786 SH SOLE 503786 0 0 AMERIS BANCORP COM 03076K108 20809 605807 SH SOLE 605807 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 12766 550000 SH SOLE 550000 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 8054 320000 SH SOLE 320000 0 0 ASSOCIATED BANC CORP COM 045487105 9823 460108 SH SOLE 460108 0 0 Alerus Financial Corp Not 13-F Security 01446U103 5514 282762 SH SOLE 282762 0 0 Avidbank Holdings, Inc. Not 13-F Security 05368J103 4965 214458 SH SOLE 214458 0 0 BANC OF CALIFORNIA INC COM 05990K106 692 50000 SH Call SOLE 50000 0 0 BANC OF CALIFORNIA INC COM 05990K106 4915 355112 SH SOLE 355112 0 0 BANK AMER CORP COM 060505104 5104 185000 SH SOLE 185000 0 0 BANK FIRST NATL CORP COM 06211J100 1420 24096 SH SOLE 24096 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2302 167800 SH SOLE 167800 0 0 BANK7 CORP COM 06652N107 5493 316244 SH SOLE 316244 0 0 BANKUNITED INC COM 06652K103 16535 495069 SH SOLE 495069 0 0 BLACK KNIGHT INC COM 09215C105 1635 30000 SH SOLE 30000 0 0 BOK FINL CORP COM NEW 05561Q201 2480 30409 SH SOLE 30409 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 1089 105595 SH SOLE 105595 0 0 BRYN MAWR BK CORP COM 117665109 5466 151300 SH SOLE 151300 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 4969 202502 SH SOLE 202502 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 6698 869829 SH SOLE 869829 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 940 80000 SH SOLE 80000 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 1979 70000 SH SOLE 70000 0 0 CADENCE BANCORPORATION CL A 12739A100 10763 580208 SH SOLE 580208 0 0 CANNAE HLDGS INC COM 13765N107 14270 588200 SH SOLE 588200 0 0 CAPITAL BANCORP INC MD COM 139737100 4146 356835 SH SOLE 356835 0 0 CAPITAL ONE FINL CORP COM 14040H105 8986 110000 SH SOLE 110000 0 0 CARTER BK & TR MARTINSVILLE COM 146102108 1928 100455 SH SOLE 100455 0 0 CENTERSTATE BK CORP COM 15201P109 26028 1093163 SH SOLE 1093163 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 5845 80072 SH SOLE 80072 0 0 CITIGROUP INC COM NEW 172967424 32647 524700 SH SOLE 524700 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 7862 659026 SH SOLE 659026 0 0 CITIZENS FINL GROUP INC COM 174610105 18021 554491 SH SOLE 554491 0 0 CITIZENS HLDG CO MISS COM 174715102 227 10348 SH SOLE 10348 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 5706 261372 SH SOLE 261372 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 8111 124740 SH SOLE 124740 0 0 CNB FINL CORP PA COM 126128107 3043 120400 SH SOLE 120400 0 0 CODORUS VY BANCORP INC COM 192025104 9611 450181 SH SOLE 450181 0 0 COMERICA INC COM 200340107 18333 250039 SH SOLE 250039 0 0 COMMUNITY BANKERS TR CORP COM 203612106 9746 1331400 SH SOLE 1331400 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 558 54457 SH SOLE 54457 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 3789 192355 SH SOLE 192355 0 0 COREPOINT LODGING INC COM 21872L104 1396 125000 SH SOLE 125000 0 0 CORTLAND BANCORP COM 220587109 1168 49521 SH SOLE 49521 0 0 Central Federal Bancshares, Inc. Not 13-F Security 15346T107 2187 161400 SH SOLE 161400 0 0 Chesapeake Financial Shares, Inc. Not 13-F Security 16517A109 508 19086 SH SOLE 19086 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 1404 60367 SH SOLE 60367 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 10447 225000 SH SOLE 225000 0 0 EAGLE BANCORP MONT INC COM 26942G100 1278 75444 SH SOLE 75444 0 0 EAST WEST BANCORP INC COM 27579R104 4080 85062 SH SOLE 85062 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 4486 110037 SH SOLE 110037 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 3073 135000 SH SOLE 135000 0 0 ESSA BANCORP INC COM 29667D104 12983 843068 SH SOLE 843068 0 0 EVANS BANCORP INC COM NEW 29911Q208 8843 248051 SH SOLE 248051 0 0 EVERCORE INC CLASS A 29977A105 3713 40800 SH SOLE 40800 0 0 EVERTEC INC COM 30040P103 2225 80000 SH SOLE 80000 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 3657 312600 SH SOLE 312600 0 0 FARMERS NATL BANC CORP COM 309627107 10078 730800 SH SOLE 730800 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 7676 210000 SH SOLE 210000 0 0 FIFTH THIRD BANCORP COM 316773100 19579 776330 SH SOLE 776330 0 0 FINANCIAL INSTNS INC COM 317585404 1066 39213 SH SOLE 39213 0 0 FIRST AMERN FINL CORP COM 31847R102 5150 100000 SH SOLE 100000 0 0 FIRST BANCSHARES INC MS COM 318916103 6798 220000 SH SOLE 220000 0 0 FIRST CMNTY CORP S C COM 319835104 334 17502 SH SOLE 17502 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 3868 9500 SH SOLE 9500 0 0 FIRST FINL BANCORP OH COM 320209109 17456 725500 SH SOLE 725500 0 0 FIRST HAWAIIAN INC COM 32051X108 18235 700000 SH SOLE 700000 0 0 FIRST INTERNET BANCORP COM 320557101 6572 340000 SH SOLE 340000 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 13351 400700 SH SOLE 400700 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 13199 645110 SH SOLE 645110 0 0 FIRST SAVINGS FINL GROUP INC COM 33621E109 1462 27043 SH SOLE 27043 0 0 FIRST UTD CORP COM 33741H107 1495 86600 SH SOLE 86600 0 0 FISERV INC COM 337738108 9208 104300 SH SOLE 104300 0 0 FNCB BANCORP INC COM 302578109 3388 440000 SH SOLE 440000 0 0 FVCBANKCORP INC COM 36120Q101 2706 160000 SH SOLE 160000 0 0 First IC Corporation Not 13-F Security 32058J102 788 99753 SH SOLE 99753 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7680 40000 SH SOLE 40000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 960 42764 SH SOLE 42764 0 0 HAMILTON BANCORP INC MD COM 407015106 2549 182054 SH SOLE 182054 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 7919 196019 SH SOLE 196019 0 0 HARBORONE BANCORP INC COM 41165F101 9778 568461 SH SOLE 568461 0 0 HEARTLAND FINL USA INC COM 42234Q102 1921 45035 SH SOLE 45035 0 0 HENNESSY ADVISORS INC COM 425885100 1603 173300 SH SOLE 173300 0 0 HERITAGE COMMERCE CORP COM 426927109 2424 200315 SH SOLE 200315 0 0 HILLTOP HOLDINGS INC COM 432748101 3744 205130 SH SOLE 205130 0 0 HMN FINL INC COM 40424G108 5944 276068 SH SOLE 276068 0 0 HOME BANCSHARES INC COM 436893200 17813 1013823 SH SOLE 1013823 0 0 HOMESTREET INC COM 43785V102 15020 570000 SH SOLE 570000 0 0 HOMETRUST BANCSHARES INC COM 437872104 6829 271000 SH SOLE 271000 0 0 HOPE BANCORP INC COM 43940T109 6411 490172 SH SOLE 490172 0 0 HOWARD BANCORP INC COM 442496105 2962 200000 SH SOLE 200000 0 0 HOWARD HUGHES CORP COM 44267D107 12980 118000 SH SOLE 118000 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 590 46053 SH SOLE 46053 0 0 IF BANCORP INC COM 44951J105 6481 325174 SH SOLE 325174 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 21502 1000108 SH SOLE 1000108 0 0 INDEPENDENT BK GROUP INC COM 45384B106 3170 61812 SH SOLE 61812 0 0 INVESTAR HLDG CORP COM 46134L105 4996 220000 SH SOLE 220000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 12136 1024164 SH SOLE 1024164 0 0 JPMORGAN CHASE & CO COM 46625H100 12968 128100 SH SOLE 128100 0 0 KEYCORP NEW COM 493267108 26565 1686693 SH SOLE 1686693 0 0 KKR & CO INC CL A 48251W104 6107 260000 SH SOLE 260000 0 0 LAKELAND BANCORP INC COM 511637100 10043 672703 SH SOLE 672703 0 0 LCNB CORP COM 50181P100 1372 80000 SH SOLE 80000 0 0 LENNAR CORP CL B 526057302 31687 810000 SH SOLE 810000 0 0 LIMESTONE BANCORP INC COM 53262L105 436 29154 SH SOLE 29154 0 0 LUTHER BURBANK CORP COM 550550107 12200 1207900 SH SOLE 1207900 0 0 M & T BK CORP COM 55261F104 13158 83800 SH SOLE 83800 0 0 MACKINAC FINL CORP COM 554571109 468 29744 SH SOLE 29744 0 0 MB Bancorp, Inc. Not 13-F Security 55280E104 3110 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2434 129132 SH SOLE 129132 0 0 MERIDIAN CORPORATION COM 58958P104 4055 224765 SH SOLE 224765 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 1980 159278 SH SOLE 159278 0 0 MORGAN STANLEY COM NEW 617446448 29093 689400 SH SOLE 689400 0 0 Merchants Financial Group Inc. Not 13-F Security 588538108 1213 16500 SH SOLE 16500 0 0 Mountain Commerce Bancorp, Inc. Not 13-F Security 624004107 2913 155100 SH SOLE 155100 0 0 NATIONAL COMM CORP COM 63546L102 2513 64100 SH SOLE 64100 0 0 New Bancorp, Inc. Not 13-F Security 642142103 1125 66200 SH SOLE 66200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 970 55000 SH SOLE 55000 0 0 OLD LINE BANCSHARES INC COM 67984M100 6624 265700 SH SOLE 265700 0 0 OLD SECOND BANCORP INC ILL COM 680277100 7470 593300 SH SOLE 593300 0 0 OP BANCORP COM 67109R109 1915 218800 SH SOLE 218800 0 0 OPUS BK IRVINE CALIF COM 684000102 3499 176694 SH SOLE 176694 0 0 ORRSTOWN FINL SVCS INC COM 687380105 2696 145000 SH SOLE 145000 0 0 OTTAWA BANCORP INC COM 689195105 3984 300200 SH SOLE 300200 0 0 PACIFIC CITY FINANCIAL CORP COM NEW 69406T408 5488 314515 SH SOLE 314515 0 0 PACIFIC PREMIER BANCORP COM 69478X105 3452 130116 SH SOLE 130116 0 0 PATHFINDER BANCORP INC MD COM 70319R109 5572 427010 SH SOLE 427010 0 0 PAYPAL HLDGS INC COM 70450Y103 6750 65000 SH SOLE 65000 0 0 PB BANCORP INC COM 70454T100 3895 340447 SH SOLE 340447 0 0 PDL CMNTY BANCORP COM 69290X101 1186 85000 SH SOLE 85000 0 0 PEOPLES BANCORP N C INC COM 710577107 1596 60000 SH SOLE 60000 0 0 PEOPLES UTAH BANCORP COM 712706209 2637 100000 SH SOLE 100000 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 5153 94200 SH SOLE 94200 0 0 PIPER JAFFRAY COS COM 724078100 7465 102500 SH SOLE 102500 0 0 PJT PARTNERS INC COM CL A 69343T107 5225 125000 SH SOLE 125000 0 0 PLUMAS BANCORP COM 729273102 2421 106217 SH SOLE 106217 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 7342 163270 SH SOLE 163270 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2804 140759 SH SOLE 140759 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1648 95000 SH SOLE 95000 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 106 4028 SH SOLE 4028 0 0 QCR HOLDINGS INC COM 74727A104 12892 380069 SH SOLE 380069 0 0 QNB Corporation Not 13-F Security 74726N107 9655 259600 SH SOLE 259600 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 10453 130000 SH SOLE 130000 0 0 RBB BANCORP COM 74930B105 3757 199841 SH SOLE 199841 0 0 REGIONS FINL CORP NEW COM 7591EP100 9909 700273 SH SOLE 700273 0 0 RHINEBECK BANCORP INC COM 762093102 840 70000 SH SOLE 70000 0 0 Revere Bank Not 13-F Security 761402106 2908 100100 SH SOLE 100100 0 0 SANDY SPRING BANCORP INC COM 800363103 11046 353147 SH SOLE 353147 0 0 SB FINL GROUP INC COM 78408D105 3517 195152 SH SOLE 195152 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1672 92867 SH SOLE 92867 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 3376 100000 SH SOLE 100000 0 0 SHORE BANCSHARES INC COM 825107105 3389 227300 SH SOLE 227300 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 28137 219700 SH SOLE 219700 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1471 60096 SH SOLE 60096 0 0 SOUTHERN MO BANCORP INC COM 843380106 906 29400 SH SOLE 29400 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 3654 249400 SH SOLE 249400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 21186 75000 SH Put SOLE 75000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 98 1900 SH SOLE 1900 0 0 STANDARD AVB FINL CORP COM 85303B100 4962 183987 SH SOLE 183987 0 0 STERLING BANCORP DEL COM 85917A100 32140 1725167 SH SOLE 1725167 0 0 STERLING BANCORP INC COM 85917W102 7901 779200 SH SOLE 779200 0 0 SVB FINL GROUP COM 78486Q101 6116 27507 SH SOLE 27507 0 0 SYNCHRONY FINL COM 87165B103 9570 300000 SH SOLE 300000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 14472 421186 SH SOLE 421186 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 811 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 827 64871 SH SOLE 64871 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 1686 95000 SH SOLE 95000 0 0 TCF FINL CORP COM 872275102 6310 305000 SH SOLE 305000 0 0 TERRITORIAL BANCORP INC COM 88145X108 5231 194407 SH SOLE 194407 0 0 TFS FINL CORP COM 87240R107 9388 570000 SH SOLE 570000 0 0 TOTAL SYS SVCS INC COM 891906109 3325 35000 SH SOLE 35000 0 0 TRI POINTE GROUP INC COM 87265H109 2654 210000 SH SOLE 210000 0 0 TRIUMPH BANCORP INC COM 89679E300 11013 374705 SH SOLE 374705 0 0 TWO RIV BANCORP COM 90207C105 5674 358010 SH SOLE 358010 0 0 UNION BANKSHARES CORP NEW COM 90539J109 553 17101 SH SOLE 17101 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 11219 1199900 SH SOLE 1199900 0 0 UNITED FINL BANCORP INC NEW COM 910304104 5924 412838 SH SOLE 412838 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 1545 63163 SH SOLE 63163 0 0 VALLEY NATL BANCORP COM 919794107 10053 1049380 SH SOLE 1049380 0 0 VERITEX HLDGS INC COM 923451108 2546 105127 SH SOLE 105127 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 5607 373308 SH SOLE 373308 0 0 WELLS FARGO CO NEW COM 949746101 7973 165000 SH SOLE 165000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 14778 360095 SH SOLE 360095 0 0 WILLIS LEASE FINANCE CORP COM 970646105 1060 25000 SH SOLE 25000 0 0 WORLDPAY INC CL A 981558109 9080 80000 SH SOLE 80000 0 0 WSFS FINL CORP COM 929328102 7334 190000 SH SOLE 190000 0 0 West End Indiana Bancshares, Inc. Not 13-F Security 952678100 788 30000 SH SOLE 30000 0 0 White River Bancshares Company Not 13-F Security 96445A108 4204 68000 SH SOLE 68000 0 0 White River Bancshares Company- Non Voting Not 13-F Security 9B999WRBC 2789 45113 SH SOLE 45113 0 0 ZIONS BANCORPORATION N A COM 989701107 29246 644053 SH SOLE 644053 0 0