President/CEO

0000919574-19-001246.txt : 20190214 0000919574-19-001246.hdr.sgml : 20190214 20190213180518 ACCESSION NUMBER: 0000919574-19-001246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 19599214 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 12-31-2018 12-31-2018 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO 212-486-7300 /s/ Terry Maltese New York NY 02-13-2019 0 193 1200536 INFORMATION TABLE 2 infotable.xml AMERICAN NATL BANKSHARES INC COM 027745108 4684 159808 SH SOLE 159808 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7028 503786 SH SOLE 503786 0 0 AMERIS BANCORP COM 03076K108 18550 585720 SH SOLE 585720 0 0 AMES NATL CORP COM 031001100 883 34748 SH SOLE 34748 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 7645 430000 SH SOLE 430000 0 0 ASSOCIATED BANC CORP COM 045487105 2772 140081 SH SOLE 140081 0 0 ASSURANT INC COM 04621X108 1118 12500 SH SOLE 12500 0 0 ATLANTIC CAP BANCSHARES INC COM 048269203 1108 67700 SH SOLE 67700 0 0 Alerus Financial Corp Not 13-F Security 01446U103 5868 304810 SH SOLE 304810 0 0 Avidbank Holdings, Inc. Not 13-F Security 05368J103 5266 251958 SH SOLE 251958 0 0 BANC OF CALIFORNIA INC COM 05990K106 7415 557111 SH SOLE 557111 0 0 BANCFIRST CORP COM 05945F103 1751 35100 SH SOLE 35100 0 0 BANK AMER CORP COM 060505104 22792 925000 SH SOLE 925000 0 0 BANK FIRST NATL CORP COM 06211J100 1864 40000 SH SOLE 40000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2181 167800 SH SOLE 167800 0 0 BANK7 CORP COM 06652N107 4222 316244 SH SOLE 316244 0 0 BANKUNITED INC COM 06652K103 10629 355025 SH SOLE 355025 0 0 BLACK KNIGHT INC COM 09215C105 2478 55000 SH SOLE 55000 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 3534 335000 SH SOLE 335000 0 0 BRIGHTSPHERE INVESTMNT GRP P SHS G1644T109 6110 572100 SH SOLE 572100 0 0 BRYN MAWR BK CORP COM 117665109 6092 177100 SH SOLE 177100 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 5248 216604 SH SOLE 216604 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 6393 869829 SH SOLE 869829 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 929 80000 SH SOLE 80000 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 1866 70000 SH SOLE 70000 0 0 CADENCE BANCORPORATION CL A 12739A100 13428 800225 SH SOLE 800225 0 0 CANNAE HLDGS INC COM 13765N107 7276 425000 SH SOLE 425000 0 0 CAPITAL BANCORP INC MD COM 139737100 3651 320000 SH SOLE 320000 0 0 CAPITAL CITY BK GROUP INC COM 139674105 696 30000 SH SOLE 30000 0 0 CAROLINA FINL CORP NEW COM 143873107 1564 52850 SH SOLE 52850 0 0 CENTERSTATE BK CORP COM 15201P109 24515 1165145 SH SOLE 1165145 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 5444 80372 SH SOLE 80372 0 0 CITIGROUP INC COM NEW 172967424 29154 560000 SH SOLE 560000 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 7338 673189 SH SOLE 673189 0 0 CITIZENS FINL GROUP INC COM 174610105 11529 387777 SH SOLE 387777 0 0 CITIZENS HLDG CO MISS COM 174715102 217 10348 SH SOLE 10348 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 1394 80000 SH SOLE 80000 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 6389 122210 SH SOLE 122210 0 0 CNB FINL CORP PA COM 126128107 1453 63300 SH SOLE 63300 0 0 CODORUS VY BANCORP INC COM 192025104 9566 450181 SH SOLE 450181 0 0 COMERICA INC COM 200340107 22327 325045 SH SOLE 325045 0 0 COMMUNITY BANKERS TR CORP COM 203612106 9613 1331400 SH SOLE 1331400 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 511 43881 SH SOLE 43881 0 0 COMMUNITY WEST BANCSHARES COM 204157101 239 23800 SH SOLE 23800 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 3344 181065 SH SOLE 181065 0 0 CULLEN FROST BANKERS INC COM 229899109 2199 25000 SH SOLE 25000 0 0 Central Federal Bancshares, Inc. Not 13-F Security 15346T107 2147 161400 SH SOLE 161400 0 0 Chesapeake Financial Shares, Inc. Not 13-F Security 16517A109 469 19086 SH SOLE 19086 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 1195 60367 SH SOLE 60367 0 0 Cortland Bancorp Not 13-F Security 220587109 923 45000 SH SOLE 45000 0 0 DIME CMNTY BANCSHARES COM 253922108 782 46038 SH SOLE 46038 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 6161 140400 SH SOLE 140400 0 0 EAGLE BANCORP MONT INC COM 26942G100 1245 75444 SH SOLE 75444 0 0 EAST WEST BANCORP INC COM 27579R104 6533 150075 SH SOLE 150075 0 0 EATON VANCE CORP COM NON VTG 278265103 2463 70000 SH SOLE 70000 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 2930 135000 SH SOLE 135000 0 0 ESSA BANCORP INC COM 29667D104 12765 817721 SH SOLE 817721 0 0 EVANS BANCORP INC COM NEW 29911Q208 7861 241800 SH SOLE 241800 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 3745 331400 SH SOLE 331400 0 0 FARMERS NATL BANC CORP COM 309627107 9310 730800 SH SOLE 730800 0 0 FCB FINL HLDGS INC CL A 30255G103 8395 250000 SH SOLE 250000 0 0 FFBW INC COM 30258M107 802 80000 SH SOLE 80000 0 0 FIFTH THIRD BANCORP COM 316773100 17060 725029 SH SOLE 725029 0 0 FIRST BANCORP N C COM 318910106 3544 108500 SH SOLE 108500 0 0 FIRST BANCSHARES INC MS COM 318916103 6353 210000 SH SOLE 210000 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 1756 90000 SH SOLE 90000 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 3771 10000 SH SOLE 10000 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 6895 281300 SH SOLE 281300 0 0 FIRST FINL BANCORP OH COM 320209109 19798 834662 SH SOLE 834662 0 0 FIRST HAWAIIAN INC COM 32051X108 11435 508000 SH SOLE 508000 0 0 FIRST HORIZON NATL CORP COM 320517105 5264 400000 SH SOLE 400000 0 0 FIRST INTERNET BANCORP COM 320557101 818 40000 SH SOLE 40000 0 0 FIRST LONG IS CORP COM 320734106 4589 230000 SH SOLE 230000 0 0 FIRST MERCHANTS CORP COM 320817109 2743 80046 SH SOLE 80046 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 11290 353700 SH SOLE 353700 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 8421 425075 SH SOLE 425075 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 3253 468694 SH SOLE 468694 0 0 FVCBANKCORP INC COM 36120Q101 2818 160000 SH SOLE 160000 0 0 First IC Corporation Not 13-F Security 32058J102 794 90686 SH SOLE 90686 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1824 83500 SH SOLE 83500 0 0 HAMILTON BANCORP INC MD COM 407015106 2505 180200 SH SOLE 180200 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 6758 195042 SH SOLE 195042 0 0 HARBORONE BANCORP INC COM 41165F101 6833 430000 SH SOLE 430000 0 0 HENNESSY ADVISORS INC COM 425885100 1602 160000 SH SOLE 160000 0 0 HERITAGE COMMERCE CORP COM 426927109 3167 279293 SH SOLE 279293 0 0 HILLTOP HOLDINGS INC COM 432748101 3211 180087 SH SOLE 180087 0 0 HMN FINL INC COM 40424G108 5038 256800 SH SOLE 256800 0 0 HOME BANCSHARES INC COM 436893200 18713 1145229 SH SOLE 1145229 0 0 HOMESTREET INC COM 43785V102 7961 375000 SH SOLE 375000 0 0 HOMETRUST BANCSHARES INC COM 437872104 6276 239708 SH SOLE 239708 0 0 HOPE BANCORP INC COM 43940T109 6469 545448 SH SOLE 545448 0 0 HOWARD BANCORP INC COM 442496105 2349 164300 SH SOLE 164300 0 0 HOWARD HUGHES CORP COM 44267D107 9762 100000 SH SOLE 100000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 2 134 SH SOLE 134 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 589 46053 SH SOLE 46053 0 0 IF BANCORP INC COM 44951J105 6543 325174 SH SOLE 325174 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 21862 1040069 SH SOLE 1040069 0 0 INVESTAR HLDG CORP COM 46134L105 4450 179435 SH SOLE 179435 0 0 INVESTORS BANCORP INC NEW COM 46146L101 10507 1010305 SH SOLE 1010305 0 0 KEYCORP NEW COM 493267108 27348 1850371 SH SOLE 1850371 0 0 LAKELAND BANCORP INC COM 511637100 9628 650097 SH SOLE 650097 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 1123 35000 SH SOLE 35000 0 0 LENNAR CORP CL B 526057302 25377 810000 SH SOLE 810000 0 0 LIMESTONE BANCORP INC COM 53262L105 357 25918 SH SOLE 25918 0 0 LUTHER BURBANK CORP COM 550550107 8841 980100 SH SOLE 980100 0 0 M & T BK CORP COM 55261F104 2863 20000 SH Call SOLE 20000 0 0 M & T BK CORP COM 55261F104 10807 75504 SH SOLE 75504 0 0 MASTERCARD INCORPORATED CL A 57636Q104 6980 37000 SH SOLE 37000 0 0 MB Bancorp, Inc. Not 13-F Security 55280E104 2658 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2319 129132 SH SOLE 129132 0 0 MERCANTILE BANK CORP COM 587376104 707 25000 SH SOLE 25000 0 0 MERIDIAN CORPORATION COM 58958P104 3677 214154 SH SOLE 214154 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 1843 159278 SH SOLE 159278 0 0 MIDSOUTH BANCORP INC COM 598039105 2597 245000 SH SOLE 245000 0 0 MOELIS & CO CL A 60786M105 5329 155000 SH SOLE 155000 0 0 MORGAN STANLEY COM NEW 617446448 24781 625000 SH SOLE 625000 0 0 Mountain Commerce Bancorp, Inc. Not 13-F Security 624004107 3323 187500 SH SOLE 187500 0 0 NATIONAL COMM CORP COM 63546L102 2011 55874 SH SOLE 55874 0 0 New Bancorp, Inc. Not 13-F Security 642142103 1051 66200 SH SOLE 66200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 2045 111750 SH SOLE 111750 0 0 OCEANFIRST FINL CORP COM 675234108 6501 288814 SH SOLE 288814 0 0 OLD LINE BANCSHARES INC COM 67984M100 6993 265700 SH SOLE 265700 0 0 OLD SECOND BANCORP INC ILL COM 680277100 9100 700000 SH SOLE 700000 0 0 OP BANCORP COM 67109R109 1941 218800 SH SOLE 218800 0 0 OPUS BK IRVINE CALIF COM 684000102 1763 90000 SH SOLE 90000 0 0 ORRSTOWN FINL SVCS INC COM 687380105 2249 123500 SH SOLE 123500 0 0 OTTAWA BANCORP INC COM 689195105 4002 300200 SH SOLE 300200 0 0 PACIFIC CITY FINANCIAL CORP COM NEW 69406T408 5096 325600 SH SOLE 325600 0 0 PARK NATL CORP COM 700658107 824 9700 SH SOLE 9700 0 0 PATHFINDER BANCORP INC MD COM 70319R109 6687 427010 SH SOLE 427010 0 0 PAYPAL HLDGS INC COM 70450Y103 2943 35000 SH SOLE 35000 0 0 PB BANCORP INC COM 70454T100 3677 340447 SH SOLE 340447 0 0 PDL CMNTY BANCORP COM 69290X101 382 30000 SH SOLE 30000 0 0 PEOPLES BANCORP N C INC COM 710577107 1223 50000 SH SOLE 50000 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 13831 300032 SH SOLE 300032 0 0 PIPER JAFFRAY COS COM 724078100 7901 120000 SH SOLE 120000 0 0 PJT PARTNERS INC COM CL A 69343T107 5039 130000 SH SOLE 130000 0 0 PLUMAS BANCORP COM 729273102 1851 81527 SH SOLE 81527 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 8457 195094 SH SOLE 195094 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1550 100000 SH SOLE 100000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1672 95000 SH SOLE 95000 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 109 4028 SH SOLE 4028 0 0 QCR HOLDINGS INC COM 74727A104 13641 425095 SH SOLE 425095 0 0 QNB Corporation Not 13-F Security 74726N107 9891 259600 SH SOLE 259600 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 5209 70000 SH SOLE 70000 0 0 RBB BANCORP COM 74930B105 3511 199841 SH SOLE 199841 0 0 REGIONS FINL CORP NEW COM 7591EP100 11778 880241 SH SOLE 880241 0 0 RENASANT CORP COM 75970E107 5436 180107 SH SOLE 180107 0 0 RIVERVIEW BANCORP INC COM 769397100 945 129800 SH SOLE 129800 0 0 Revere Bank Not 13-F Security 761402106 2853 100100 SH SOLE 100100 0 0 SANDY SPRING BANCORP INC COM 800363103 10318 329221 SH SOLE 329221 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1609 92867 SH SOLE 92867 0 0 SB FINL GROUP INC COM 78408D105 3210 195152 SH SOLE 195152 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1191 50000 SH Put SOLE 50000 0 0 SERVISFIRST BANCSHARES INC COM 81768T108 1343 42140 SH SOLE 42140 0 0 SHORE BANCSHARES INC COM 825107105 3417 235000 SH SOLE 235000 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 24676 240013 SH SOLE 240013 0 0 SMARTFINANCIAL INC COM NEW 83190L208 639 35000 SH SOLE 35000 0 0 SOUTHERN MO BANCORP INC COM 843380106 997 29400 SH SOLE 29400 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 3268 247200 SH SOLE 247200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6248 25000 SH Put SOLE 25000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 95 2038 SH SOLE 2038 0 0 STANDARD AVB FINL CORP COM 85303B100 5498 183987 SH SOLE 183987 0 0 STERLING BANCORP DEL COM 85917A100 29224 1770090 SH SOLE 1770090 0 0 STERLING BANCORP INC COM 85917W102 5993 862300 SH SOLE 862300 0 0 SVB FINL GROUP COM 78486Q101 19471 102520 SH SOLE 102520 0 0 SYNOVUS FINL CORP COM NEW 87161C501 4 125 SH SOLE 125 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 781 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. Not 13-F Security 867475105 788 64871 SH SOLE 64871 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 8268 520000 SH SOLE 520000 0 0 TERRITORIAL BANCORP INC COM 88145X108 4033 155224 SH SOLE 155224 0 0 TFS FINL CORP COM 87240R107 15583 966071 SH SOLE 966071 0 0 TRIUMPH BANCORP INC COM 89679E300 6535 220047 SH SOLE 220047 0 0 TWO HBRS INVT CORP COM NEW 90187B408 1287 100212 SH SOLE 100212 0 0 TWO RIV BANCORP COM 90207C105 5463 358010 SH SOLE 358010 0 0 UNION BANKSHARES CORP NEW COM 90539J109 2541 90026 SH SOLE 90026 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 6440 300104 SH SOLE 300104 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 11638 1315000 SH SOLE 1315000 0 0 UNITED FINL BANCORP INC NEW COM 910304104 6168 419585 SH SOLE 419585 0 0 UNIVEST CORP PA COM 915271100 1079 50034 SH SOLE 50034 0 0 US BANCORP DEL COM NEW 902973304 14396 315000 SH SOLE 315000 0 0 VALLEY NATL BANCORP COM 919794107 11767 1325074 SH SOLE 1325074 0 0 VISA INC COM CL A 92826C839 10225 77500 SH SOLE 77500 0 0 WELLS FARGO CO NEW COM 949746101 1382 30000 SH Call SOLE 30000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 18366 465078 SH SOLE 465078 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 883 87899 SH SOLE 87899 0 0 WILLIS LEASE FINANCE CORP COM 970646105 865 25000 SH SOLE 25000 0 0 WINTRUST FINL CORP COM 97650W108 3491 52500 SH SOLE 52500 0 0 WSFS FINL CORP COM 929328102 8909 235000 SH SOLE 235000 0 0 West End Indiana Bancshares, Inc. Not 13-F Security 952678100 786 30000 SH SOLE 30000 0 0 White River Bancshares Company COM 9B999WRBC 3857 68000 SH SOLE 68000 0 0 White River Bancshares Company PFD CONV 9B999WRBC 2559 45113 SH SOLE 45113 0 0 ZIONS BANCORPORATION N A COM 989701107 37503 920537 SH SOLE 920537 0 0