0000919574-17-006087.txt : 20170814 0000919574-17-006087.hdr.sgml : 20170814 20170814104353 ACCESSION NUMBER: 0000919574-17-006087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 171028120 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 06-30-2017 06-30-2017 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 08-14-2017 0 182 1049797 INFORMATION TABLE 2 infotable.xml AFFILIATED MANAGERS GROUP COM 008252108 12440 75000 SH SOLE 75000 0 0 AJS Bancorp, Inc. COM 001503101 2762 188900 SH SOLE 188900 0 0 Alerus Financial Corp COM 01446U103 194 10100 SH SOLE 10100 0 0 American Business Bank COM 02475L105 1890 45000 SH SOLE 45000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 5859 403809 SH SOLE 403809 0 0 AMERIS BANCORP COM 03076K108 26939 558900 SH SOLE 558900 0 0 ARES CAP CORP COM 04010L103 6812 415900 SH SOLE 415900 0 0 ASSOCIATED BANC CORP COM 045487105 1638 65000 SH SOLE 65000 0 0 Avidbank Holdings, Inc. COM 05368J103 2499 127103 SH SOLE 127103 0 0 BANC OF CALIFORNIA INC COM 05990K106 6020 280000 SH SOLE 280000 0 0 BANCORP 34 INC COM 05970V106 869 61906 SH SOLE 61906 0 0 BANCORPSOUTH INC COM 059692103 10373 340100 SH SOLE 340100 0 0 BANK AMER CORP COM 060505104 13950 575000 SH SOLE 575000 0 0 BANK OF MARIN BANCORP COM 063425102 2160 35100 SH SOLE 35100 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 13401 393000 SH SOLE 393000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2503 167300 SH SOLE 167300 0 0 BANKUNITED INC COM 06652K103 5057 150000 SH SOLE 150000 0 0 Bay Banks of Virginia, Inc. COM 072035108 4570 491450 SH SOLE 491450 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 12226 347827 SH SOLE 347827 0 0 BLACK KNIGHT FINL SVCS INC CL A 09214X100 614 15000 SH SOLE 15000 0 0 Blackhawk Bancorp, Inc. COM 09237E204 3236 157000 SH SOLE 157000 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 5981 389658 SH SOLE 389658 0 0 BRYN MAWR BK CORP COM 117665109 4641 109200 SH SOLE 109200 0 0 CADENCE BANCORPORATION CL A 12739A100 2079 95000 SH SOLE 95000 0 0 CAPITAL ONE FINL CORP COM 14040H105 7849 95000 SH SOLE 95000 0 0 Carolina Alliance Bank COM 14376R107 425 34439 SH SOLE 34439 0 0 CAROLINA FINL CORP NEW COM 143873107 2230 69000 SH SOLE 69000 0 0 CENTERSTATE BANKS INC COM 15201P109 16507 664000 SH SOLE 664000 0 0 Central Federal Bancshares, Inc. 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COM 31849X107 4200 168880 SH SOLE 168880 0 0 FIRST AMERN FINL CORP COM 31847R102 3352 75000 SH SOLE 75000 0 0 FIRST BANCSHARES INC MS COM 318916103 7537 273090 SH SOLE 273090 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 2026 87800 SH SOLE 87800 0 0 FIRST CMNTY CORP S C COM 319835104 3368 160369 SH SOLE 160369 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 2307 43800 SH SOLE 43800 0 0 FIRST FINL BANCORP OH COM 320209109 1119 40400 SH SOLE 40400 0 0 FIRST HORIZON NATL CORP COM 320517105 4425 254000 SH SOLE 254000 0 0 First IC Corporation COM 32058J102 1152 139597 SH SOLE 139597 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 2390 69800 SH SOLE 69800 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 140 6000 SH SOLE 6000 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 2191 132471 SH SOLE 132471 0 0 FNB CORP PA COM 302520101 991 70000 SH SOLE 70000 0 0 FNB CORP PA *W $3.116 EXP 1/30/2019 302520945 4337 392475 SH SOLE 392475 0 0 Four Oaks Fincorp, Inc. COM 350891206 266 14300 SH SOLE 14300 0 0 FSB BANCORP INC COM 30289C102 959 65000 SH SOLE 65000 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 7189 225000 SH SOLE 225000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1697 83900 SH SOLE 83900 0 0 HAMILTON BANCORP INC MD COM 407015106 2113 140884 SH SOLE 140884 0 0 HANMI FINL CORP COM NEW 410495204 285 10000 SH SOLE 10000 0 0 HENNESSY ADVISORS INC COM 425885100 1562 102905 SH SOLE 102905 0 0 Hibernia Bancorp, Inc. COM 42866N104 318 17000 SH SOLE 17000 0 0 HMN FINL INC COM 40424G108 2258 128684 SH SOLE 128684 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 3603 277778 SH SOLE 277778 0 0 HOME BANCORP INC COM 43689E107 1403 32985 SH SOLE 32985 0 0 HOMETRUST BANCSHARES INC COM 437872104 7098 290891 SH SOLE 290891 0 0 HOPE BANCORP INC COM 43940T109 2518 135000 SH SOLE 135000 0 0 HOWARD BANCORP INC COM 442496105 3355 174301 SH SOLE 174301 0 0 IBERIABANK CORP COM 450828108 16300 200000 SH SOLE 200000 0 0 IF BANCORP INC COM 44951J105 4973 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 17574 808000 SH SOLE 808000 0 0 INDEPENDENT BK GROUP INC COM 45384B106 1178 19800 SH SOLE 19800 0 0 INVESCO LTD SHS G491BT108 7552 214600 SH SOLE 214600 0 0 INVESTAR HLDG CORP COM 46134L105 2169 94700 SH SOLE 94700 0 0 INVESTORS BANCORP INC NEW COM 46146L101 5257 393500 SH SOLE 393500 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1267 40869 SH SOLE 40869 0 0 JPMORGAN CHASE & CO COM 46625H100 11215 122700 SH SOLE 122700 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 7010 139400 SH SOLE 139400 0 0 KEYCORP NEW COM 493267108 23414 1249400 SH SOLE 1249400 0 0 LAKELAND BANCORP INC COM 511637100 3768 199900 SH SOLE 199900 0 0 LEGG MASON INC COM 524901105 756 19800 SH SOLE 19800 0 0 LENNAR CORP CL B 526057302 14863 330500 SH SOLE 330500 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 5283 60000 SH SOLE 60000 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 10750 320800 SH SOLE 320800 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2405 19800 SH SOLE 19800 0 0 MB Bancorp, Inc. COM 55280E104 2837 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2802 156532 SH SOLE 156532 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 7313 215800 SH SOLE 215800 0 0 Minden Bancorp, Inc. COM 60255R106 380 14900 SH SOLE 14900 0 0 MORGAN STANLEY COM NEW 617446448 23496 527300 SH SOLE 527300 0 0 Mountain Commerce Bancorp, Inc. COM 624004107 2247 187500 SH SOLE 187500 0 0 MUTUALFIRST FINL INC COM 62845B104 4059 113700 SH SOLE 113700 0 0 NATIONAL COMM CORP COM 63546L102 6328 160000 SH SOLE 160000 0 0 New Bancorp, Inc. COM 642142103 933 66200 SH SOLE 66200 0 0 New Jersey Community Bank COM 64577U102 602 160488 SH SOLE 160488 0 0 NMI HLDGS INC CL A 629209305 4157 363100 SH SOLE 363100 0 0 NORTHRIM BANCORP INC COM 666762109 4957 163073 SH SOLE 163073 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 1365 98225 SH SOLE 98225 0 0 OLD LINE BANCSHARES INC COM 67984M100 564 20000 SH SOLE 20000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 4331 375000 SH SOLE 375000 0 0 OM ASSET MGMT PLC SHS G67506108 2378 160000 SH SOLE 160000 0 0 OTTAWA BANCORP INC COM 689195105 3274 237785 SH SOLE 237785 0 0 PARAGON COML CORP COM NEW 69911U403 367 7000 SH SOLE 7000 0 0 PARK STERLING CORP COM 70086Y105 1129 95000 SH SOLE 95000 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3987 253961 SH SOLE 253961 0 0 PAYPAL HLDGS INC COM 70450Y103 1610 30000 SH SOLE 30000 0 0 PB BANCORP INC COM 70454T100 3180 301430 SH SOLE 301430 0 0 PEOPLES BANCORP N C INC COM 710577107 1738 55000 SH SOLE 55000 0 0 Pilgrim Bancshares, Inc. COM 72143J105 2208 120800 SH SOLE 120800 0 0 PJT PARTNERS INC COM CL A 69343T107 1659 41236 SH SOLE 41236 0 0 PLUMAS BANCORP COM 729273102 829 38935 SH SOLE 38935 0 0 PNC FINL SVCS GROUP INC COM 693475105 15047 120500 SH SOLE 120500 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 1153 20000 SH SOLE 20000 0 0 POAGE BANKSHARES INC COM 730206109 5153 270505 SH SOLE 270505 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 11036 206400 SH SOLE 206400 0 0 PROSPERITY BANCSHARES INC COM 743606105 5582 86900 SH SOLE 86900 0 0 QCR HOLDINGS INC COM 74727A104 15168 320000 SH SOLE 320000 0 0 QNB Corporation COM 74726N107 2746 68100 SH SOLE 68100 0 0 REGIONS FINL CORP NEW COM 7591EP100 12508 854400 SH SOLE 854400 0 0 RIVERVIEW BANCORP INC COM 769397100 3379 508934 SH SOLE 508934 0 0 S & T BANCORP INC COM 783859101 4483 125000 SH SOLE 125000 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1282 80000 SH SOLE 80000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 10761 446500 SH SOLE 446500 0 0 SI FINL GROUP INC MD COM 78425V104 12053 748637 SH SOLE 748637 0 0 SOUTHERN FIRST BANCSHARES IN COM 842873101 926 25000 SH SOLE 25000 0 0 SOUTHERN MO BANCORP INC COM 843380106 4835 149879 SH SOLE 149879 0 0 Standard AVB Financial Corp. COM 85303B100 5975 211500 SH SOLE 211500 0 0 STATE BK FINL CORP COM 856190103 14455 532984 SH SOLE 532984 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 9830 212857 SH SOLE 212857 0 0 Sugar Creek Financial Corporation COM 86481Y102 1170 83575 SH SOLE 83575 0 0 SUN BANCORP INC COM NEW 86663B201 16050 651100 SH SOLE 651100 0 0 Sunnyside Bancorp, Inc. COM 867475105 879 64871 SH SOLE 64871 0 0 SUNSHINE BANCORP INC COM 86777J108 1918 90000 SH SOLE 90000 0 0 Sunshine Financial Inc. COM 86782T109 1412 66000 SH SOLE 66000 0 0 SUNTRUST BKS INC COM 867914103 12858 226700 SH SOLE 226700 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 788 37000 SH SOLE 37000 0 0 SVB FINL GROUP COM 78486Q101 13360 76000 SH SOLE 76000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 11060 250000 SH SOLE 250000 0 0 TWO RIV BANCORP COM 90207C105 2761 148533 SH SOLE 148533 0 0 UNION BANKSHARES CORP NEW COM 90539J109 339 10000 SH SOLE 10000 0 0 UNITED CMNTY BANCORP IND COM 90984R101 5626 296886 SH SOLE 296886 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 9897 356000 SH SOLE 356000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 10358 1246500 SH SOLE 1246500 0 0 UNITED FINL BANCORP INC NEW COM 910304104 8644 517908 SH SOLE 517908 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1665 180000 SH SOLE 180000 0 0 UNIVEST CORP PA COM 915271100 6525 217861 SH SOLE 217861 0 0 VISA INC COM CL A 92826C839 7174 76500 SH SOLE 76500 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 3635 105285 SH SOLE 105285 0 0 WELLS FARGO CO NEW COM 949746101 6926 125000 SH SOLE 125000 0 0 West End Indiana Bancshares, Inc. COM 952678100 662 22800 SH SOLE 22800 0 0 WESTERN ALLIANCE BANCORP COM 957638109 3444 70000 SH SOLE 70000 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 3329 327982 SH SOLE 327982 0 0 White River Bancshares Company COM 9B999WRBC 4331 68000 SH SOLE 68000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 668 25000 SH SOLE 25000 0 0 WINTRUST FINL CORP COM 97650W108 2088 27311 SH SOLE 27311 0 0 WOLVERINE BANCORP INC COM 977880103 6820 170000 SH SOLE 170000 0 0 WSFS FINL CORP COM 929328102 2834 62500 SH SOLE 62500 0 0 XENITH BANKSHARES INC NEW COM NEW 984102202 3883 125000 SH SOLE 125000 0 0 ZIONS BANCORPORATION COM 989701107 26785 610000 SH SOLE 610000 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 13783 1488455 SH SOLE 1488455 0 0