President/CEO

0000919574-15-001448.txt : 20150213 0000919574-15-001448.hdr.sgml : 20150213 20150213162021 ACCESSION NUMBER: 0000919574-15-001448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 15614904 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001040762 XXXXXXXX 12-31-2014 12-31-2014 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO 212-486-7300 /s/ Terry Maltese New York NY 02-13-2015 0 204 845040 INFORMATION TABLE 2 infotable.xml AerCap Holdings NV SHS N00985106 3106 80000 SH SOLE 80000 0 0 Astoria Financial Corporation COM 046265104 5230 391500 SH SOLE 391500 0 0 AJS Bancorp, Inc. COM 001503101 2327 171100 SH SOLE 171100 0 0 Alliance Bancorp, Inc. of Pennsylvania COM 01890A108 4093 222300 SH SOLE 222300 0 0 Ambac Financial Group Inc. - Warrant $16.67 Exp 4/30/2023 Warrant 023139116 1088 75000 SH SOLE 75000 0 0 American Homes 4 Rent CL A 02665T306 13776 808900 SH SOLE 808900 0 0 American River Bankshares COM 029326105 6271 665700 SH SOLE 665700 0 0 Access National Corporation COM 004337101 2420 143000 SH SOLE 143000 0 0 Ares Capital Corporation COM 04010L103 1560 100000 SH SOLE 100000 0 0 Avidbank Holdings, Inc. COM 05368J103 685 56871 SH SOLE 56871 0 0 Avolon Holdings, Inc. COM G52237107 3465 175000 SH SOLE 175000 0 0 Bank of America Corporation COM 060505104 1789 100000 SH SOLE 100000 0 0 BancFirst Corporation COM 05945F103 5502 86800 SH SOLE 86800 0 0 Bay Banks of Virginia, Inc. COM 072035108 2557 476200 SH SOLE 476200 0 0 BBCN Bancorp, Inc. COM 073295107 775 53900 SH SOLE 53900 0 0 Bridge Capital Holdings COM 108030107 2883 128800 SH SOLE 128800 0 0 Bank of the Carolinas Corporation (7/16/2014) COM 06425J102 2953 21094900 SH SOLE 21094900 0 0 Bridge Bancorp, Inc. COM 108035106 4093 153000 SH SOLE 153000 0 0 Franklin Resources, Inc. COM 354613101 703 12700 SH SOLE 12700 0 0 Bank of New York Mellon Corporation COM 064058100 5927 146100 SH SOLE 146100 0 0 BankUnited, Inc. COM 06652K103 7689 265420 SH SOLE 265420 0 0 Bank of Marin Bancorp COM 063425102 2735 52000 SH SOLE 52000 0 0 C1 Financial, Inc. COM 12591N109 12254 670000 SH SOLE 670000 0 0 Bank of Commerce Holdings COM 06424J103 805 135000 SH SOLE 135000 0 0 Boston Private Financial Holdings, Inc. COM 101119105 7595 563857 SH SOLE 563857 0 0 Sierra Bancorp COM 82620P102 2406 137000 SH SOLE 137000 0 0 First Busey Corporation COM 319383105 749 115000 SH SOLE 115000 0 0 Citigroup Inc. COM 172967424 12770 236000 SH SOLE 236000 0 0 Camden National Corporation COM 133034108 107 2692 SH SOLE 2692 0 0 Capital Bank Financial Corporation CL A COM 139794101 2066 77100 SH SOLE 77100 0 0 Chicopee Bancorp, Inc. COM 168565109 3117 186100 SH SOLE 186100 0 0 CNB Financial Corporation COM 126128107 2340 126500 SH SOLE 126500 0 0 Century Communities, Inc. COM 156504300 1728 100000 SH SOLE 100000 0 0 Citizens Financial Group, Inc. COM 174610105 2486 100000 SH SOLE 100000 0 0 Chemical Financial Corporation COM 163731102 7522 245500 SH SOLE 245500 0 0 Comerica Incorporated COM 200340107 1639 35000 SH SOLE 35000 0 0 Century Bancorp, Inc. CL A NON VTG 156432106 12122 302600 SH SOLE 302600 0 0 Colonial Financial Services, Inc. COM 19566B101 391 29200 SH SOLE 29200 0 0 CoBiz Financial Inc. COM 190897108 5646 430000 SH SOLE 430000 0 0 Carroll Bancorp, Inc. COM 144702107 781 47169 SH SOLE 47169 0 0 CenterState Banks, Inc. COM 15201P109 4369 366800 SH SOLE 366800 0 0 Century Next Financial Corporation COM 156635104 561 32693 SH SOLE 32693 0 0 Coastway Bancorp, Inc. COM 190632109 5647 486000 SH SOLE 486000 0 0 Community West Bancshares COM 204157101 1193 181900 SH SOLE 181900 0 0 Commercewest Bank, N.A. COM 20084T103 2433 186400 SH SOLE 186400 0 0 City National Corporation COM 178566105 10796 133600 SH SOLE 133600 0 0 Citizens & Northern Corporation COM 172922106 1817 87900 SH SOLE 87900 0 0 Citizens Community Bancorp, Inc. COM 174903104 766 83700 SH SOLE 83700 0 0 DCB Financial Corp COM 233075100 1356 193725 SH SOLE 193725 0 0 Dime Community Bancshares, Inc. COM 253922108 4558 280000 SH SOLE 280000 0 0 Discover Financial Services COM 254709108 3890 59400 SH SOLE 59400 0 0 DNB Financial Corporation COM 233237106 1110 51410 SH SOLE 51410 0 0 Eureka Financial Corporation COM 29855C108 1103 54882 SH SOLE 54882 0 0 ESSA Bancorp, Inc. COM 29667D104 2875 239600 SH SOLE 239600 0 0 Community Bankers Trust Corporation COM 203612106 221 50000 SH SOLE 50000 0 0 E*TRADE Financial Corporation COM 269246401 6875 283500 SH SOLE 283500 0 0 Evans Bancorp, Inc. COM 29911Q208 7271 299100 SH SOLE 299100 0 0 Evercore Partners Inc. CLASS A 29977A105 2357 45000 SH SOLE 45000 0 0 Evertec Inc COM 30040P103 2877 130000 SH SOLE 130000 0 0 First American International Corp. COM 31849X107 2917 168100 SH SOLE 168100 0 0 Flagstar Bancorp, Inc. COM 337930705 3976 252742 SH SOLE 252742 0 0 First Business Financial Services, Inc. COM 319390100 575 12000 SH SOLE 12000 0 0 First Community Corporation COM 319835104 4861 429755 SH SOLE 429755 0 0 First Citizens BancShares, Inc. CL A 31946M103 5056 20000 SH SOLE 20000 0 0 1st Century Bancshares, Inc. COM 31943X102 6352 1000300 SH SOLE 1000300 0 0 First Capital Bancorp, Inc. COM 319438107 110 25000 SH SOLE 25000 0 0 First Citizens Banc Corp, Inc. Series B Conv. Pfd. 6.50% PFD SER B 319459400 2260 68700 SH SOLE 68700 0 0 First Financial Bancorp. COM 320209109 8356 449500 SH SOLE 449500 0 0 First Intercontinental Bank COM 32056Y101 920 126857 SH SOLE 126857 0 0 Fifth Third Bancorp COM 316773100 2492 122300 SH SOLE 122300 0 0 First Midwest Bancorp, Inc. COM 320867104 15529 907600 SH SOLE 907600 0 0 FirstMerit Corporation COM 337915102 1417 75000 SH SOLE 75000 0 0 Fairmount Bancorp Inc. COM 305468100 671 29156 SH SOLE 29156 0 0 FNF Group CL A 31620R303 5684 165000 SH SOLE 165000 0 0 Fidelity National Financial Inc. FNFV GROUP COM 31620R402 1810 115000 SH SOLE 115000 0 0 Fraternity Community Bancorp, Inc. COM 35553P101 2056 130554 SH SOLE 130554 0 0 First South Bancorp, Inc. COM 33646W100 240 30200 SH SOLE 30200 0 0 Fulton Financial Corporation COM 360271100 494 40000 SH SOLE 40000 0 0 Fox Chase Bancorp, Inc. COM 35137T108 7719 463021 SH SOLE 463021 0 0 Guaranty Bancorp COM 40075T607 7697 533000 SH SOLE 533000 0 0 Green Bancorp, Inc. COM 39260X100 2066 171600 SH SOLE 171600 0 0 Georgetown Bancorp, Inc. COM 372591107 1316 80000 SH SOLE 80000 0 0 Eagle Bancorp Inc. - Warrant $7.44 Exp 12/05/2018 Warrant 2699929B1 11366 385434 SH SOLE 385434 0 0 Great Western Bancorp, Inc. COM 391416104 1823 80000 SH SOLE 80000 0 0 Hanmi Financial Corporation COM 410495204 2637 120900 SH SOLE 120900 0 0 Hancock Holding Company COM 410120109 3543 115400 SH SOLE 115400 0 0 Hamilton Bancorp Inc. COM 407015106 4355 335000 SH SOLE 335000 0 0 Hudson City Bancorp, Inc. COM 443683107 8953 884656 SH SOLE 884656 0 0 Heritage Oaks Bancorp COM 42724R107 2989 356200 SH SOLE 356200 0 0 HopFed Bancorp, Inc. COM 439734104 6998 550143 SH SOLE 550143 0 0 Home Federal Bancorp, Inc. of Louisiana COM 43708L108 1416 72600 SH SOLE 72600 0 0 HF Financial Corp. COM 404172108 9150 655900 SH SOLE 655900 0 0 Hibernia Bancorp, Inc. COM 42866N104 150 8607 SH SOLE 8607 0 0 Hingham Institution for Savings COM 433323102 2829 32512 SH SOLE 32512 0 0 HMN Financial, Inc. COM 40424G108 391 31500 SH SOLE 31500 0 0 HomeTrust Bancshares, Inc. COM 437872104 4182 251000 SH SOLE 251000 0 0 Heritage Commerce Corp COM 426927109 9755 1104767 SH SOLE 1104767 0 0 Hilltop Holdings Inc. COM 432748101 8644 433300 SH SOLE 433300 0 0 Heartland Financial USA, Inc. COM 42234Q102 5962 220000 SH SOLE 220000 0 0 Intervest Bancshares Corporation COM 460927106 1005 100000 SH SOLE 100000 0 0 Independent Bank Corporation COM 453838609 20234 1550500 SH SOLE 1550500 0 0 IF Bancorp, Inc. COM 44951J105 6534 386400 SH SOLE 386400 0 0 Investar Holding Corporation COM 46134L105 4339 313300 SH SOLE 313300 0 0 Invesco Ltd. SHS G491BT108 7509 190000 SH SOLE 190000 0 0 Jacksonville Bancorp, Inc. COM 469249205 3840 312707 SH SOLE 312707 0 0 JPMorgan Chase & Co. COM 46625H100 5006 80000 SH SOLE 80000 0 0 JPMorgan Chase & Co. - Warrant $42.42 Exp 10/28/2018 Warrant 46634E114 1456 70000 SH SOLE 70000 0 0 Jacksonville Bancorp, Inc. (IL) COM 46924R106 1380 60000 SH SOLE 60000 0 0 KeyCorp COM 493267108 1325 95300 SH SOLE 95300 0 0 Louisiana Bancorp, Inc. COM 54619P104 3143 140000 SH SOLE 140000 0 0 Legg Mason, Inc. COM 524901105 1868 35000 SH SOLE 35000 0 0 La Porte Bancorp, Inc. COM 516651106 3747 300000 SH SOLE 300000 0 0 MB Bancorp, Inc. COM 55280E104 1329 126000 SH SOLE 126000 0 0 Minden Bancorp, Inc. COM 60255R106 339 17815 SH SOLE 17815 0 0 Melrose Bancorp, Inc. COM 585553100 2317 175000 SH SOLE 175000 0 0 Metro Bancorp Inc. COM 59161R101 2592 100000 SH SOLE 100000 0 0 Malvern Bancorp, Inc. COM 561409103 6337 524175 SH SOLE 524175 0 0 MidWestOne Financial Group, Inc. COM 598511103 4918 170700 SH SOLE 170700 0 0 Morgan Stanley COM 617446448 3492 90000 SH SOLE 90000 0 0 MainSource Financial Group, Inc. COM 56062Y102 6040 288700 SH SOLE 288700 0 0 M&T Bank Corp - Warrant $73.86 Exp 12/23/2018 Warrant 55261F112 5531 121300 SH SOLE 121300 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 627 47500 SH SOLE 47500 0 0 Meritage Homes Corporation COM 59001A102 2159 60000 SH SOLE 60000 0 0 First NBC Bank Holding Company COM 32115D106 10866 308700 SH SOLE 308700 0 0 National Bank Holdings Corporation CL A 633707104 9608 495000 SH SOLE 495000 0 0 NBT Bancorp Inc. COM 628778102 5459 207800 SH SOLE 207800 0 0 New Jersey Community Bank COM 64577U102 348 65000 SH SOLE 65000 0 0 NMI Holdings, Inc. CL A 629209305 5159 565100 SH SOLE 565100 0 0 National Penn Bancshares, Inc. COM 637138108 368 35000 SH SOLE 35000 0 0 Northstar Realty Finance Corp. COM 66704R704 6088 346300 SH SOLE 346300 0 0 Northrim BanCorp, Inc. COM 666762109 2036 77600 SH SOLE 77600 0 0 NVR, Inc. COM 62944T105 1403 1100 SH SOLE 1100 0 0 Southwest Bancorp, Inc. COM 844767103 5208 300000 SH SOLE 300000 0 0 Old Line Bancshares, Inc. COM 67984M100 2533 160100 SH SOLE 160100 0 0 Old Second Bancorp, Inc. COM 680277100 6820 1270000 SH SOLE 1270000 0 0 Oak Valley Bancorp. COM 671807105 638 62800 SH SOLE 62800 0 0 Polonia Bancorp, Inc. COM 73158Q109 3425 330000 SH SOLE 330000 0 0 Pathfinder Bancorp, Inc. (MHC) COM 70320A103 2711 276600 SH SOLE 276600 0 0 Prudential Bancorp, Inc. COM 74431A101 6061 484900 SH SOLE 484900 0 0 Poage Bankshares, Inc. COM 730206109 3054 205400 SH SOLE 205400 0 0 Peoples Bancorp of North Carolina, Inc. COM 710577107 1105 61419 SH SOLE 61419 0 0 Peoples Bancorp Inc. (8/7/2014) COM 709789101 7779 300000 SH SOLE 300000 0 0 Preferred Bank COM 740367404 3712 133100 SH SOLE 133100 0 0 Premier Financial Bancorp, Inc. COM 74050M105 480 30800 SH SOLE 30800 0 0 Provident Financial Services, Inc. COM 74386T105 4587 254000 SH SOLE 254000 0 0 Peapack-Gladstone Financial Corporation COM 704699107 6125 330000 SH SOLE 330000 0 0 PHH Corporation COM 693320202 3594 150000 SH SOLE 150000 0 0 Palmetto Bancshares, Inc. COM 697062206 13192 789936 SH SOLE 789936 0 0 Pilgrim Bancshares, Inc. COM 72143J105 1361 124675 SH SOLE 124675 0 0 Provident Financial Holdings, Inc. COM 743868101 1951 128931 SH SOLE 128931 0 0 QNB Corporation COM 74726N107 430 15097 SH SOLE 15097 0 0 Regions Financial Corporation COM 7591EP100 8290 785000 SH SOLE 785000 0 0 Riverview Bancorp, Inc. COM 769397100 2240 500000 SH SOLE 500000 0 0 Silvercrest Asset Management Group Inc. CL A 828359109 3524 225200 SH SOLE 225200 0 0 Seacoast Banking Corporation of Florida COM 811707801 12712 924500 SH SOLE 924500 0 0 Sunshine Bancorp, Inc. COM 86777J108 3058 250000 SH SOLE 250000 0 0 Silver Bay Realty Trust Corp. COM 82735Q102 1656 100000 SH SOLE 100000 0 0 The Charles Schwab Corporation COM 808513105 5123 169700 SH SOLE 169700 0 0 Stifel Financial Corp. COM 860630102 5383 105500 SH SOLE 105500 0 0 Simmons First National Corporation CL A 828730200 4195 103200 SH SOLE 103200 0 0 Stonegate Mortgage Corp COM 86181Q300 4093 342221 SH SOLE 342221 0 0 Shore Bancshares, Inc. COM 825107105 6452 690810 SH SOLE 690810 0 0 State Investors Bancorp, Inc. COM 857030100 4146 200100 SH SOLE 200100 0 0 SI Financial Group, Inc. COM 78425V104 6377 562798 SH SOLE 562798 0 0 Southern Missouri Bancorp, Inc. COM 843380106 5094 134162 SH SOLE 134162 0 0 Sun Bancorp, Inc. COM 86663B201 8761 451600 SH SOLE 451600 0 0 State National Companies, Inc. COM 85711T305 2875 240000 SH SOLE 240000 0 0 Sunnyside Bancorp, Inc. COM 867475105 468 47500 SH SOLE 47500 0 0 Synovus Financial Corp. COM 87161C501 2308 85200 SH SOLE 85200 0 0 Southcoast Financial Corporation COM 84129R100 399 56600 SH SOLE 56600 0 0 South State Corporation COM 840441109 1872 27900 SH SOLE 27900 0 0 Sunshine Financial Inc. COM 86782T109 1177 65400 SH SOLE 65400 0 0 State Bank Financial Corporation COM 856190103 25530 1277800 SH SOLE 1277800 0 0 Suntrust Banks Inc. - Warrant $33.70 Exp 12/31/2018 Warrant 867914129 2021 169861 SH SOLE 169861 0 0 Standard Financial Corp. COM 853393106 4274 196500 SH SOLE 196500 0 0 State Street Corporation COM 857477103 5103 65000 SH SOLE 65000 0 0 Suffolk Bancorp COM 864739107 1294 57000 SH SOLE 57000 0 0 Sugar Creek Financial Corporation COM 86481Y102 313 33481 SH SOLE 33481 0 0 Triumph Bancorp Inc. COM 89679E300 3956 291920 SH SOLE 291920 0 0 Territorial Bancorp Inc. COM 88145X108 11609 538700 SH SOLE 538700 0 0 Two River Bancorp COM 90207C105 44 5200 SH SOLE 5200 0 0 United Security Bancshares COM 911460103 495 90631 SH SOLE 90631 0 0 Union Bankshares Corp. COM 90539J109 1727 71700 SH SOLE 71700 0 0 United Community Bancorp COM 90984R101 3515 302200 SH SOLE 302200 0 0 United Community Banks, Inc. COM 90984P303 1701 89800 SH SOLE 89800 0 0 United Community Financial Corp. COM 909839102 11975 2230000 SH SOLE 2230000 0 0 Umpqua Holdings Corporation COM 904214103 7821 459800 SH SOLE 459800 0 0 ViewPoint Financial Group, Inc. COM 92672A101 1627 68200 SH SOLE 68200 0 0 Washington Federal, Inc. COM 938824109 4459 201300 SH SOLE 201300 0 0 Wolverine Bancorp, Inc. COM 977880103 4210 175800 SH SOLE 175800 0 0 Walker & Dunlop, Inc. COM 93148P102 6204 353700 SH SOLE 353700 0 0 Waddell & Reed Financial, Inc. CL A 930059100 747 15000 SH SOLE 15000 0 0 West End Indiana Bancshares, Inc. COM 952678100 2714 130500 SH SOLE 130500 0 0 Westfield Financial, Inc. COM 96008P104 184 25000 SH SOLE 25000 0 0 Wilshire Bancorp, Inc. COM 97186T108 4913 485000 SH SOLE 485000 0 0 Willis Lease Finance Corporation COM 970646105 2091 95500 SH SOLE 95500 0 0 Waterstone Financial Inc. COM 94188P101 4245 322800 SH SOLE 322800 0 0 WSFS Financial Corporation COM 929328102 6520 84800 SH SOLE 84800 0 0 WSFS Financial Corporation 6.25% Pfd. Stock COM 929328409 4865 182896 SH SOLE 182896 0 0 West Bancorporation, Inc. CAP STK 95123P106 851 50000 SH SOLE 50000 0 0 Wintrust Financial Corporation COM 97650W108 2385 51000 SH SOLE 51000 0 0 Xenith Bankshares, Inc. COM 98410X105 3514 549000 SH SOLE 549000 0 0 Zions Bancorporation COM 989701107 15681 550000 SH SOLE 550000 0 0 Zions Bancorporation - Warrant $36.27 Exp 11/14/2018 Warrant 989701131 5138 1802660 SH SOLE 1802660 0 0