0001209191-13-004542.txt : 20130125 0001209191-13-004542.hdr.sgml : 20130125 20130125214828 ACCESSION NUMBER: 0001209191-13-004542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130123 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon Denmar John CENTRAL INDEX KEY: 0001461836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 13550033 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 c31143_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-01-23 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001461836 Dixon Denmar John C/O WALTER INVESTMENT MANAGEMENT CORP. 3000 BAYPORT DRIVE, SUITE 1100 TAMPA FL 33607 1 1 0 0 Vice Chairman and Exec. V.P. Common Stock 2013-01-24 4 S 0 500 46.48 D 221628 D Common Stock 2013-01-24 4 S 0 100 46.5 D 221528 D Common Stock 3529 I By Richard Dixon Inter Vivos Trust The reporting person is co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. On November 12, 2012 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed Merrill Lynch, Pierce, Fenner & Smith Incorporated to sell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to cover tax and medicare withholding obligations and related brokerage commissions and fees due at such time as the restrictions on an award of WIMC restricted stock units ("RSUs") granted to the Reporting Person on January 22, 2010 lapsed. The restrictions lapsed on January 22, 2013 and the RSUs were exchanged for shares of WIMC stock on January 23 and 24, 2013. The sales reflected in this Form 4 were in payment of the tax liability and related expenses incident to the settlement of the RSUs. /S/ Stuart D. Boyd As Attorney-in-fact for Mr. Dixon 2013-01-25