0001209191-13-004542.txt : 20130125
0001209191-13-004542.hdr.sgml : 20130125
20130125214828
ACCESSION NUMBER: 0001209191-13-004542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130123
FILED AS OF DATE: 20130125
DATE AS OF CHANGE: 20130125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dixon Denmar John
CENTRAL INDEX KEY: 0001461836
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 13550033
MAIL ADDRESS:
STREET 1: 4211 W. BOY SCOUT BLVD.
CITY: TAMPA
STATE: FL
ZIP: 33607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 813-421-7600
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
4
1
c31143_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-01-23
0001040719
WALTER INVESTMENT MANAGEMENT CORP
WAC
0001461836
Dixon Denmar John
C/O WALTER INVESTMENT MANAGEMENT CORP.
3000 BAYPORT DRIVE, SUITE 1100
TAMPA
FL
33607
1
1
0
0
Vice Chairman and Exec. V.P.
Common Stock
2013-01-24
4
S
0
500
46.48
D
221628
D
Common Stock
2013-01-24
4
S
0
100
46.5
D
221528
D
Common Stock
3529
I
By Richard Dixon Inter Vivos Trust
The reporting person is co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
On November 12, 2012 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed Merrill Lynch, Pierce, Fenner
& Smith Incorporated to sell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to
cover tax and medicare withholding obligations and related brokerage commissions and fees due at such time as the restrictions on an
award of WIMC restricted stock units ("RSUs") granted to the Reporting Person on January 22, 2010 lapsed. The restrictions
lapsed on January 22, 2013 and the RSUs were exchanged for shares of WIMC stock on January 23 and 24, 2013. The sales reflected
in this Form 4 were in payment of the tax liability and related expenses incident to the settlement of the RSUs.
/S/ Stuart D. Boyd As Attorney-in-fact for Mr. Dixon
2013-01-25