0001209191-12-030168.txt : 20120524 0001209191-12-030168.hdr.sgml : 20120524 20120524160442 ACCESSION NUMBER: 0001209191-12-030168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120522 FILED AS OF DATE: 20120524 DATE AS OF CHANGE: 20120524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAUTHEN CHARLES E CENTRAL INDEX KEY: 0001215706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 12867500 MAIL ADDRESS: STREET 1: C/O WALTER INDUSTRIES INC STREET 2: 4211 W BOY SCOUT BLVD CITY: TAMPA STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 c28870_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-05-22 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001215706 CAUTHEN CHARLES E C/O WALTER INVESTMENT MANAGEMENT CORP. 3000 BAYPORT DRIVE, SUITE 1100 TAMPA FL 33607 0 1 0 0 COO & CFO Common Stock 2012-05-22 2012-05-22 4 S 0 100 18.4525 D 259781 D Common Stock 2012-05-22 2012-05-22 4 S 0 100 18.46 D 259681 D Common Stock 2012-05-22 2012-05-22 4 S 0 100 18.47 D 259581 D Common Stock 2012-05-22 2012-05-22 4 S 0 200 18.49 D 259381 D Common Stock 2012-05-22 2012-05-22 4 S 0 1000 18.5 D 258381 D Common Stock 2012-05-22 2012-05-22 4 S 0 600 18.51 D 257781 D Common Stock 2012-05-22 2012-05-22 4 S 0 200 18.52 D 257581 D Common Stock 2012-05-22 2012-05-22 4 S 0 700 18.53 D 256881 D Common Stock 2012-05-22 2012-05-22 4 S 0 200 18.54 D 256681 D Common Stock 2012-05-22 2012-05-22 4 S 0 100 18.55 D 255581 D Common Stock 2012-05-22 2012-05-22 4 S 0 194 18.57 D 256387 D Common Stock 2012-05-22 2012-05-22 4 S 0 6 18.6 D 256381 D On December 9, 2010 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed Merrill Lynch, Pierce, Fenner & Smith Incorporated to sell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to cover tax and medicare withholding obligations and related brokerage commissions and fees due at such time as the restrictions on an award of WIMC restricted stock units ("RSUs") granted to the Reporting Person on May 19, 2009 lapsed. The restrictions lapsed on May 19, 2012 and the RSUs were exchanged for shares of WIMC stock on May 22, 2012. The sales reflected in this Form 4 were in payment of the tax liability incident to the settlment of the RSUs. /s/ Stuart D. Boyd as Attorney-in-Fact for Mr. Cauthen 2012-05-24