0001209191-11-028045.txt : 20110512 0001209191-11-028045.hdr.sgml : 20110512 20110512174134 ACCESSION NUMBER: 0001209191-11-028045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110511 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon Denmar John CENTRAL INDEX KEY: 0001461836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 11836967 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 c17092_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-05-11 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001461836 Dixon Denmar John C/O WALTER INVESTMENT MANAGEMENT CORP. 3000 BAYPORT DRIVE, SUITE 1100 TAMPA FL 33607 1 1 0 0 Vice Chairman and Exec. V.P. Common Stock 2011-05-11 4 P 0 700 17.65 A 181799 D Common Stock 2011-05-11 4 P 0 600 17.66 A 182399 D Common Stock 2011-05-11 4 P 0 7333 17.68 A 189732 D Common Stock 2011-05-11 4 P 0 800 17.689 A 190532 D Common Stock 2011-05-11 4 P 0 1367 17.69 A 191899 D Common Stock 2011-05-11 4 P 0 7800 17.70 A 199699 D Common Stock 2011-05-11 4 P 0 7500 17.71 A 207199 D Common Stock 2011-05-11 4 P 0 100 17.7446 A 207299 D Common Stock 2011-05-11 4 P 0 100 17.7456 A 207399 D Common Stock 2011-05-11 4 P 0 100 17.747 A 207499 D Common Stock 2011-05-11 4 P 0 1400 17.749 A 208899 D Common Stock 2011-05-11 4 P 0 4700 17.75 A 213599 D Common Stock 3500 I By Richard Dixon Inter vivos Trust Stock Option (Right to Buy Stock) 17.61 2011-05-10 4 A 0 148203 0 A 2012-05-10 2021-05-10 Common Stock 148203 148203 D The Reporting Person is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. Grant awarded to the Reporting Person pursuant to the Issuer's 2011 Omnibus Incentive Plan. The price is based on the average of the high and the low selling price of Issuer's stock on the grant date. The options vest in three equal annual installments beginning on May 10, 2012 /S/ Stuart D. Boyd As Attorney-in-fact for Mr. Dixon 2011-05-12