-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UtGuCYhp1FD21AAtCb5hbE1/hgM3+GM/XLbik4v7Vc3dN6dA+fWHRmMJUU4EdwME LUPV4Z2s0j0Xh43Y4Jd3GQ== 0001078671-07-000001.txt : 20070319 0001078671-07-000001.hdr.sgml : 20070319 20070319172709 ACCESSION NUMBER: 0001078671-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070315 FILED AS OF DATE: 20070319 DATE AS OF CHANGE: 20070319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRICKLER JAMES C CENTRAL INDEX KEY: 0001078671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 07704344 BUSINESS ADDRESS: STREET 1: C/O HANOVER CAPITAL MORTGAGE HOLDINGS STREET 2: 100 METROPLEX DRIVE SUITE 301 CITY: EDISON STATE: NJ ZIP: 08817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 METROPLEX DRIVE STREET 2: SUITE 100 CITY: EDISON STATE: NJ ZIP: 08817 BUSINESS PHONE: 732-548-0101 MAIL ADDRESS: STREET 1: 200 METROPLEX DRIVE STREET 2: SUITE 100 CITY: EDISON STATE: NJ ZIP: 08817 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-03-15 0 0001040719 HANOVER CAPITAL MORTGAGE HOLDINGS INC hcm 0001078671 STRICKLER JAMES C C/O HANOVER CAPITAL MORTGAGE HOLDINGS 200 METROLPEX DRIVE, SUITE 100 EDISON NJ 08817 0 1 0 0 Managing Director common stock 2007-03-15 4 A 0 4000 4 A 14000 D common stock 3333 D Options 4.625 Common Stock 4000 4000 D Options 3.875 Common Stock 3334 3334 D Grant of restricted shares pursuant to the Hanover Capital Mortgage Holdings, Inc. 1997 Executive and Non-Employee Director Stock Option Plan. Shares vest as follows: 20% of award shares will vest and become nonforfeitable on each anniversary of the Grant Date, such that 100% of the award shares will be vested and nonforfeitable on the fifth anniversary of the grant date. Grant of options exercisable as follows: 1/3 at 8/29/00, 1/3 at 8/29/01, 1/3 at 8/29/02 and shall expire one day less than ten years from the grant date. Grant of options exercisable as follows: 1/3 on or after 5/18/01, 1/3 on or after 5/18/02, 1/3 on or after 5/18/03, expire on 5/17/10. James C. Strickler 2007-03-19 -----END PRIVACY-ENHANCED MESSAGE-----