-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KuQP9DuMnFQxxG5dVoEHHgNjWL8LRbqaBT82BM7bCypOdGIjz4cLB+NEw0tmKE/F vPnvPKZ7A843vhomQjoqbg== 0001078664-04-000001.txt : 20040112 0001078664-04-000001.hdr.sgml : 20040112 20040112112950 ACCESSION NUMBER: 0001078664-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010312 FILED AS OF DATE: 20040112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN JOSEPH J CENTRAL INDEX KEY: 0001078664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 04519806 BUSINESS ADDRESS: STREET 1: C/O LRF INVESTMENTS INC STREET 2: 60 WELLS AVENUE CITY: NEWTON STATE: MA ZIP: 02159 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 379 THORNALL STREET STREET 2: 2ND FLOOR CITY: EDISON STATE: NJ ZIP: 08837 BUSINESS PHONE: 732-548-0101 MAIL ADDRESS: STREET 1: 379 THORNALL STREET STREET 2: 2ND FLOOR CITY: EDISON STATE: NJ ZIP: 08837 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2001-03-12 0 0001040719 HANOVER CAPITAL MORTGAGE HOLDINGS INC hcm 0001078664 FREEMAN JOSEPH J C/O LRF INVESTMENTS INC. 60 WELLS AVENUE NEWTON MA 02459 1 0 0 0 common 2001-03-12 4 P 0 148 4.5 A 5828 D common 2001-11-12 4 P 0 152 6.6 A 6300 D common 2002-09-16 4 P 0 200 7.75 A 7500 D common 2003-03-12 4 P 0 560 7.35 A 8060 D common 2003-04-19 4 P 0 150 7.84 A 8210 D common 2003-12-02 4 P 0 390 12.98 A 390 I Shares purchased by Freeman Investment Fund options 15.75 1997-10-17 4 J 0 2000 15.75 A 1997-10-17 2007-10-16 common 2000 2000 D options 4.625 1999-07-29 4 J 0 2000 4.625 A 1999-07-29 2009-07-28 common 2000 2000 D options 3.875 2000-05-18 4 J 0 4000 3.875 A 2000-05-18 2010-05-17 common 4000 4000 D Shares purchased by Investment Partnership wholly owned by sons of reporting person. Reporting person has no financial interest in partnership but has trading authority for partnership. Date represents date options first available. No transaction took place on this date. No transaction took place on this date. Date represents date options first exercisable. No transaction took place this date. Date represents date options first exercisable. Joseph J.Freeman 2004-01-12 -----END PRIVACY-ENHANCED MESSAGE-----