-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PVPzp0RUHIPKOAep3CdULgzk+L7NyyKVg4G3YxtsVLDMOVxiH+Qkjhzgmi+kzu4d bqMLx9lseZYQX4GR2XyuVQ== 0000950135-97-003957.txt : 19970929 0000950135-97-003957.hdr.sgml : 19970929 ACCESSION NUMBER: 0000950135-97-003957 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970926 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-13417 FILM NUMBER: 97686145 BUSINESS ADDRESS: STREET 1: 90 WEST ST STE 1508 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2127325086 MAIL ADDRESS: STREET 1: 90 WEST ST STE 1508 CITY: NEW YORK STATE: NY ZIP: 10006 8-A12B 1 HANOVER CAPITAL HOLDINGS 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HANOVER CAPITAL MORTGAGE HOLDINGS, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Maryland 13-395-0486 - -------------------------------------------------------------------------------- (State of incorporation or organization) (I.R.S. Employer Identification No.) 90 West Street, Suite 1508, New York, New York 10006 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Securities to be registered pursuant to Section 12(b) of the Act: - ------------------------------------------ ------------------------------------- Name of each exchange on which each Title of each class to be so registered class is to be registered - ------------------------------------------ ------------------------------------- Common Stock, par value $.01 per share American Stock Exchange Warrants American Stock Exchange Units American Stock Exchange - ------------------------------------------ ------------------------------------- Securities to be registered pursuant to Section 12(g) of the Act: None 2 Item 1. Description of Registrant's Securities to be Registered. The information set forth in the Section entitled "Description of Securities" in the Registration Statement on Form S-11 filed with the Securities and Exchange Commission (File No. 333-29261), as amended, is incorporated herein by reference. Item 2. Exhibits. a. Specimen Certificate for shares of Common Stock (incorporated herein by reference to Exhibit 4.1 to the Registration Statement on Form S-11, Registration No. 333-29261). b. Specimen Certificate for Warrant (incorporated herein by reference to Exhibit 4.2 to the Registration Statement on Form S-11, Registration No. 333-29261). c. Specimen Certificate for Units (incorporated herein by reference to Exhibit 4.4 to the Registration Statement on Form S-11, Registration No. 333-29261). d. Articles of Incorporation of Registrant, as amended (incorporated herein by reference to Exhibit 3.1 to the Registration Statement on Form S-11, Registration No. 333-29261). e. By-Laws of Registrant (incorporated herein by reference to Exhibit 3.2 to the Registration Statement on Form S-11, Registration No. 333-29261). [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. REGISTRANT: Hanover Capital Mortgage Holdings, Inc. /s/ Joyce S. Mizerak Dated: September 26, 1997 By:________________________________ Joyce S. Mizerak Managing Director -----END PRIVACY-ENHANCED MESSAGE-----