0000943663-18-000229.txt : 20181219 0000943663-18-000229.hdr.sgml : 20181219 20181219205948 ACCESSION NUMBER: 0000943663-18-000229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181219 DATE AS OF CHANGE: 20181219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martini Samuel CENTRAL INDEX KEY: 0001740370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 181244507 MAIL ADDRESS: STREET 1: C/O ASH & PARSONT LLP STREET 2: 122 EAST 42ND STREET, SUITE #1507 CITY: NEW YORK STATE: NY ZIP: 10168 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DITECH HOLDING Corp CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 VIRGINIA DRIVE, SUITE 100 CITY: FORT WASHINGTON STATE: PA ZIP: 19034 BUSINESS PHONE: (844) 714-8603 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE, SUITE 860 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP DATE OF NAME CHANGE: 20090420 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 form4.xml FORM 4 X0306 4 2018-12-17 true 0001040719 DITECH HOLDING Corp DHCP 0001740370 Martini Samuel C/O ASH & PARSONT LLP 122 EAST 42ND STREET, SUITE #1507 NEW YORK NY 10168 true Common Stock 2018-12-17 4 S 0 276966 0.0611 D 0 I By LLC Common Stock 2018-12-17 4 S 0 60507 0.0611 D 0 I By Family Member Common Stock 2018-12-17 4 S 0 60511 0.0611 D 0 I By Family Member Common Stock 2018-12-17 4 S 0 33715 0.0611 D 0 I By Family Member Common Stock 2018-12-17 4 S 0 2617 0.0611 D 0 D Common Stock 2018-12-17 4 S 0 30000 0.0611 D 0 I By Family Member Series A Warrants 20.63 2018-12-17 4 S 0 7036 0.0009 D 2018-02-09 2028-02-09 Common Stock, $0.01 Par Value per Share 7036 0 I By LLC Series A Warrants 20.63 2018-12-17 4 S 0 4459 0.0009 D 2018-02-09 2028-02-09 Common Stock, $0.01 Par Value per Share 4459 0 D Mandatorily Convertible Preferred 2018-12-18 4 S 0 360 1.1111 D 2018-02-09 2023-02-09 Common Stock, $0.01 Par Value per Share 41391 0 I By LLC The securities are held in the account of a limited liability company organized under the laws of the State of Delaware in which the Reporting Person is the controlling member. Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018. /s/ Samuel Martini 2018-12-19