0000921895-18-000577.txt : 20180213
0000921895-18-000577.hdr.sgml : 20180213
20180213190509
ACCESSION NUMBER: 0000921895-18-000577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perelman Vadim
CENTRAL INDEX KEY: 0001489810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 18606037
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital Management, LLC
CENTRAL INDEX KEY: 0001488207
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 18606036
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital GP, LLC
CENTRAL INDEX KEY: 0001599711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 18606035
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST, SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST, SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital L.P.
CENTRAL INDEX KEY: 0001493415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 18606034
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baskerville SPV, L.P.
CENTRAL INDEX KEY: 0001642313
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 18606033
BUSINESS ADDRESS:
STREET 1: C/O STUARTS CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 2510
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (424)248-0152
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD.
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DITECH HOLDING Corp
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 VIRGINIA DRIVE, SUITE 100
CITY: FORT WASHINGTON
STATE: PA
ZIP: 19034
BUSINESS PHONE: (844) 714-8603
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE, SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
DATE OF NAME CHANGE: 20090420
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
4
1
form407950019_02132018.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-09
0
0001040719
DITECH HOLDING Corp
DHCP
0001489810
Perelman Vadim
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001488207
Baker Street Capital Management, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001599711
Baker Street Capital GP, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001493415
Baker Street Capital L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001642313
Baskerville SPV, L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
0
1
See Footnote 1
Common Stock
7314
D
Common Stock
416842
I
By: Baker Street Capital L.P.
Common Stock
76897
I
By: Baskerville SPV, L.P.
Series A Warrants
20.63
2018-02-09
4
A
0
12461
0
A
2018-02-09
2028-02-09
Common Stock
12461
12461
D
Series B Warrants
28.25
2018-02-09
4
A
0
9887
0
A
2018-02-09
2028-02-09
Common Stock
9887
9887
D
Series A Warrants
20.63
2018-02-09
4
A
0
710171
0
A
2018-02-09
2028-02-09
Common Stock
710171
710171
I
By: Baker Street Capital L.P.
Series B Warrants
28.25
2018-02-09
4
A
0
563506
0
A
2018-02-09
2028-02-09
Common Stock
563506
563506
I
By: Baker Street Capital L.P.
Series A Warrants
20.63
2018-02-09
4
A
0
131008
0
A
2018-02-09
2028-02-09
Common Stock
131008
131008
I
By: Baskerville SPV, L.P.
Series B Warrants
28.25
2018-02-09
4
A
0
103952
0
A
2018-02-09
2028-02-09
Common Stock
103952
103952
I
By: Baskerville SPV, L.P.
This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
On February 9, 2018 (the "Effective Date"), the Issuer's Amended Prepackaged Plan of Reorganization (the "Plan") became effective, and the Issuer emerged from bankruptcy proceedings. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.01 per share ("Old Common Stock") and all rights of any holder in respect thereof were cancelled and extinguished. Pursuant to the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Persons) received, in respect of one share of Old Common Stock (i) 0.05689208 shares of new common stock, par value $0.01 per share ("Common Stock"), (ii) 0.09692659 Series A Warrants to purchase an equivalent number of shares of Common Stock, and 0.07690920 Series B Warrants to purchase an equivalent number of shares of Common Stock, in all cases, subject to rounding with no fractional shares or warrants issuable. Such transaction was involuntary and in accordance with the terms of the Plan.
Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.
By: /s/ Vadim Perelman
2018-02-13
Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member
2018-02-13
Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member
2018-02-13
Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner
2018-02-13
Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner
2018-02-13