0000921895-16-005358.txt : 20160809 0000921895-16-005358.hdr.sgml : 20160809 20160809175919 ACCESSION NUMBER: 0000921895-16-005358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baskerville SPV, L.P. CENTRAL INDEX KEY: 0001642313 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819445 BUSINESS ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: P.O. BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (424)248-0152 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD. STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital L.P. CENTRAL INDEX KEY: 0001493415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819446 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital GP, LLC CENTRAL INDEX KEY: 0001599711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819447 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital Management, LLC CENTRAL INDEX KEY: 0001488207 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819448 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perelman Vadim CENTRAL INDEX KEY: 0001489810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819449 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form407950019_08092016.xml OWNERSHIP DOCUMENT X0306 4 2016-03-01 0 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001489810 Perelman Vadim 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 1 0 1 0 0001488207 Baker Street Capital Management, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001599711 Baker Street Capital GP, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001493415 Baker Street Capital L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001642313 Baskerville SPV, L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 0 1 See Footnote 1 Common Stock 2016-03-01 4 S 0 2200 6.4873 D 42380 D Common Stock 2016-03-17 4 S 0 2700 6.5044 D 39680 D Common Stock 2016-03-24 4 S 0 900 6.8925 D 38780 D Common Stock 2016-04-12 4 S 0 500 7.8820 D 38280 D Common Stock 7325898 I By: Baker Street Capital L.P. Common Stock 1351626 I By: Baskerville SPV, L.P. This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Perelman is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP. Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.3067 to $6.5600. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, uponrequest, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4700 to $6.5500. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, uponrequest, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8902 to $6.8960. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, uponrequest, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4. Involuntary sale. By: /s/ Vadim Perelman 2016-08-09 Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member 2016-08-09 Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member 2016-08-09 Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner 2016-08-09 Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner 2016-08-09