0000921895-15-001679.txt : 20150625 0000921895-15-001679.hdr.sgml : 20150625 20150625191739 ACCESSION NUMBER: 0000921895-15-001679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150623 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perelman Vadim CENTRAL INDEX KEY: 0001489810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 15952905 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baskerville SPV, L.P. CENTRAL INDEX KEY: 0001642313 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 15952906 BUSINESS ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: P.O. BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (424)248-0152 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD. STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital L.P. CENTRAL INDEX KEY: 0001493415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 15952907 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital GP, LLC CENTRAL INDEX KEY: 0001599711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 15952908 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital Management, LLC CENTRAL INDEX KEY: 0001488207 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 15952909 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form407950019_06252015.xml OWNERSHIP DOCUMENT X0306 4 2015-06-23 0 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001488207 Baker Street Capital Management, LLC 12400 WILSHIRE BLVD SUITE 940 LOS ANGELES CA 90025 0 0 1 0 0001599711 Baker Street Capital GP, LLC 12400 WILSHIRE BLVD, SUITE 940 LOS ANGELES CA 90025 0 0 1 0 0001493415 Baker Street Capital L.P. 12400 WILSHIRE BLVD SUITE 940 LOS ANGELES CA 90025 0 0 1 0 0001642313 Baskerville SPV, L.P. 12400 WILSHIRE BLVD. SUITE 940 LOS ANGELES CA 90025 0 0 0 1 See Footnote 1 0001489810 Perelman Vadim 12400 WILSHIRE BLVD SUITE 940 LOS ANGELES CA 90025 0 0 1 0 Common Stock 2015-06-23 4 P 0 100114 23.2279 A 7181298 I By: Baker Street Capital L.P. Common Stock 2015-06-24 4 P 0 30000 22.9374 A 7211298 I By: Baker Street Capital L.P. Common Stock 2015-06-25 4 P 0 67400 22.8084 A 7278698 I By: Baker Street Capital L.P. Common Stock 1351626 I By: Baskerville SPV, L.P. This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP. Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member 2015-06-25 Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member 2015-06-25 Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner 2015-06-25 Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner 2015-06-25 By: /s/ Vadim Perelman 2015-06-25