0001140361-17-045508.txt : 20171208 0001140361-17-045508.hdr.sgml : 20171208 20171208170428 ACCESSION NUMBER: 0001140361-17-045508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loeb Daniel S CENTRAL INDEX KEY: 0001300345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247722 MAIL ADDRESS: STREET 1: THIRD POINT LLC STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point Reinsurance Co Ltd. CENTRAL INDEX KEY: 0001623625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247716 BUSINESS ADDRESS: STREET 1: C/O THIRD POINT LLC STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127153817 MAIL ADDRESS: STREET 1: C/O THIRD POINT LLC STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIRD POINT PARTNERS LP CENTRAL INDEX KEY: 0001403112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247720 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 18TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-224-7400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 18TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIRD POINT PARTNERS QUALIFIED L P CENTRAL INDEX KEY: 0001341499 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247719 BUSINESS ADDRESS: STREET 1: 390 PARK AVE 18TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-407-6280 MAIL ADDRESS: STREET 1: 390 PARK AVE 18TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point Reinsurance (USA) Ltd. CENTRAL INDEX KEY: 0001646552 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247714 BUSINESS ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: FIRST FLOOR WEST CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 908 608 8976 MAIL ADDRESS: STREET 1: 51 JFK PARKWAY STREET 2: FIRST FLOOR WEST CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point Reinsurance Ltd. CENTRAL INDEX KEY: 0001576018 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247715 BUSINESS ADDRESS: STREET 1: POINT HOUSE STREET 2: 3 WATERLOO LANE CITY: PEMBROKE STATE: D0 ZIP: HM 08 BUSINESS PHONE: 1 441 542 3303 MAIL ADDRESS: STREET 1: POINT HOUSE STREET 2: 3 WATERLOO LANE CITY: PEMBROKE STATE: D0 ZIP: HM 08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point LLC CENTRAL INDEX KEY: 0001040273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247721 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122247400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: THIRD POINT MANAGEMENT CO LLC DATE OF NAME CHANGE: 19970602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point Ultra Master Fund L.P. CENTRAL INDEX KEY: 0001546187 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247717 BUSINESS ADDRESS: STREET 1: INTERNATIONAL FUND SERVICES IRELAND LTD. STREET 2: 78 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: 212-715-3880 MAIL ADDRESS: STREET 1: INTERNATIONAL FUND SERVICES IRELAND LTD. STREET 2: 78 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN STATE: L2 ZIP: 2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point Offshore Master Fund, L.P. CENTRAL INDEX KEY: 0001453151 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33530 FILM NUMBER: 171247718 BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LIMITED, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: 212-224-7400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Green Brick Partners, Inc. CENTRAL INDEX KEY: 0001373670 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 205952523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2805 DALLAS PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 469-573-6755 MAIL ADDRESS: STREET 1: 2805 DALLAS PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75093 FORMER COMPANY: FORMER CONFORMED NAME: BioFuel Energy Corp. DATE OF NAME CHANGE: 20060823 4 1 doc1.xml FORM 4 X0306 4 2017-12-06 0 0001373670 Green Brick Partners, Inc. GRBK 0001300345 Loeb Daniel S 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001040273 Third Point LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001403112 THIRD POINT PARTNERS LP C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001341499 THIRD POINT PARTNERS QUALIFIED L P C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001453151 Third Point Offshore Master Fund, L.P. C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001546187 Third Point Ultra Master Fund L.P. C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001623625 Third Point Reinsurance Co Ltd. C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001576018 Third Point Reinsurance Ltd. C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001646552 Third Point Reinsurance (USA) Ltd. C/O THIRD POINT LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 128245 D Common Stock 2017-12-06 4 J 0 0 11.10 A 8083022 I See Footnotes The securities disclosed in this Form 4 are owned by (i) certain funds (the "Funds") managed by Third Point LLC ("Third Point") and by (ii) Third Point Reinsurance Company Ltd. ("Third Point Re") and Third Point Reinsurance (USA) Ltd. ("Third Point Re US"), with respect to which Third Point LLC is the investment manager. Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds and by Third Point Re and Third Point Re US. Third Point and Mr. Loeb each disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein, and this report shall not be deemed to be an admission that Third Point or Mr. Loeb is the beneficial owner of these securities for purposes of Section 16 of the Act, and the rules promulgated thereunder or for any other purpose. Each of Third Point Partners L.P. ("Third Point LP"), Third Point Partners Qualified L.P. ("Third Point Qualified"), Third Point Offshore Master Fund L.P. ("Third Point Offshore"), Third Point Ultra Master Fund L.P. ("Third Point Ultra"), Third Point Re and Third Point Re US hereby disclaims beneficial ownership of any securities reported herein other than those which it directly holds, for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose. This Form 4 is being filed as a result of ordinary course rebalancing transactions which resulted in no change in the aggregate Common Stock beneficially owned by the Funds, Third Point Re and Third Point Re US. In connection with such rebalancing, the following transactions reported were consummated: (a) Third Point Offshore purchased 603,616 shares of Common Stock, (b) Third Point Ultra purchased 1,205,124 shares of Common Stock, (c) Third Point Re purchased 282,299 shares of Common Stock, (d) Third Point Re US purchased 34,716 shares of Common Stock, (e) Third Point LP sold 1,750,609 shares of Common Stock and (e) Third Point Qualified sold 375,146 shares of Common Stock. All of the rebalancing transactions were effected at the same time. List of Exhibits: Exhibit 99.1 - Joint Filer Information /s/ William Song, as attorney-in-fact for Daniel S. Loeb 2017-12-08 Third Point LLC, By: Daniel S. Loeb, Chief Executive officer, By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Partners L.P., By: Third Point Advisors LLC, its General Partner, By: Daniel S. Loeb, Managing Member; By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Partners Qualified L.P., By: Third Point Advisors LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Offshore Master Fund L.P., By: Third Point Advisors II LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Ultra Master Fund L.P., By: Third Point Advisors II LLC, its General Partner, By: Daniel S. Loeb, Managing Member, By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Reinsurance Company Ltd., By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Reinsurance Ltd., By: /s/ William Song, Attorney-in-Fact 2017-12-08 Third Point Reinsurance (USA) Ltd., By: /s/ William Song, Attorney-in-Fact 2017-12-08 EX-99.1 2 l22908454.htm JOINT FILER INFORMATION

JOINT FILER INFORMATION
 
Name and Address:
Third Point LLC
390 Park Avenue
New York, NY 10022
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
0 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
8,083,022
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
(1) (2) (3)
 
 
 
 
1
 
 
Name and Address:
Third Point Partners Qualified L.P.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
375,146 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
D (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
1,329,997
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
 
 
 
2
 
Name and Address:
Third Point Partners L.P.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
1,750,609 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
D (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
152,038
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
 
 
3
 
Name and Address:
Third Point Offshore Master Fund L.P.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
603,616 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
3,261,394
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
 
4
 
 
Name and Address:
Third Point Ultra Master Fund L.P.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
1,205,124 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
2,258,211
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
 
5
 
Name and Address:
Third Point Reinsurance Company Ltd.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
 
 
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
282,299 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
946,227
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
 
6
 
Name and Address:
Third Point Reinsurance Ltd.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
 
 
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
P
Amount of Securities and Price:
282,299 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
946,227
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
Third Point Re is a direct, wholly owned subsidiary of Third Point Reinsurance Ltd. (“TPRE”), which may be deemed to share beneficial ownership of the securities owned by Third Point Re. TPRE hereby disclaims beneficial ownership of any securities held by (x) Third Point Re, except to the extent of any indirect pecuniary interest therein; and (y) the Funds, in each case, for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.
 
 
 
 
7
 
Name and Address:
Third Point Reinsurance (USA) Ltd.
 
c/o Third Point LLC
390 Park Avenue
New York, NY 10022
 
 
Date of Event Requiring Statement:
12/06/2017
Issuer and Ticker Symbol:
Green Brick Partners, Inc. [GRBK]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
December 6, 2017
Transaction Code:
J (3)
Amount of Securities and Price:
34,716 at $11.10 per share (3)
Securities Acquired (A) or Disposed of (D):
A (3)
Amount of Securities Beneficially Owned
Following Reported Transactions:
 
135,155
Ownership Form:
D
Nature of Indirect Beneficial Ownership:
N/A
 
 
8