EX-99.1 2 l20397486.htm JOINT FILER INFORMATION
Attachment to Form 4
JOINT FILER INFORMATION
Name and Address:
Third Point LLC
 
390 Park Avenue
 
New York, NY 10022
 
Date of Event Requiring Statement:
03/13/17
Issuer and Ticker Symbol:
Kadmon Holdings, Inc. [KDMN]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
 
Title of Security:
Common Stock
Transaction Date:
March 13, 2017
Transaction Code:
P
Amount of Securities and Price:
1,488,095 at $3.36 per share
Securities Acquired (A) or Disposed of (D):
A
Amount of Securities Beneficially Owned Following Reported Transactions:
9,407,745
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
 
 TABLE II INFORMATION
 
 
Title of Derivative Security:
Warrant to Purchase Common Stock
Conversion or Exercise Price of Derivative Security:
 $4.50
Transaction Date:
March 13, 2017
Transaction Code:
P
Number of Derivative Securities Acquired (A) or Disposed of (D):
595,238
Date Exercisable: March 13, 2017
Expiration Date: April 13, 2018
Title of Securities Underlying Derivative Security: Common Stock
Amount or Number of Shares: 595,238
Price of Derivative Security:
See Footnote (2) in the Form 4
Number of Derivative Securities Beneficially Owned Following Reported Transaction:
595,238
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
 
Signature
 
THIRD POINT LLC
 
 
By:  DANIEL S. LOEB, Chief Executive Officer
 
 
By:  /s/ William Song                                         
 
Name:  William Song
 
Title:    Attorney-in-Fact
 
   
    /s/ William Song                                            
  WILLIAM SONG, as attorney-in-fact for DANIEL S. LOEB