0001040197-21-000006.txt : 20211112
0001040197-21-000006.hdr.sgml : 20211112
20211112081941
ACCESSION NUMBER: 0001040197-21-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 211399860
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040197
XXXXXXXX
09-30-2021
09-30-2021
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Director - Investment Operations
216-920-4965
Bryan Gregorich
Cleveland
OH
11-12-2021
0
869
5193968
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
3083
17573
SH
SOLE
186
0
17387
A T & T Corp New
CS
00206R102
13933
515828
SH
SOLE
112456
0
403373
Abbott Laboratories
CS
002824100
38443
325431
SH
SOLE
65531
0
259900
AbbVie Inc.
CS
00287Y109
24723
229196
SH
SOLE
54703
0
174493
Accenture PLC Cl A
CS
G1151C101
26137
81699
SH
SOLE
11324
0
70375
Accenture PLC Cl A
CS
G1151C101
3103
9700
SH
Put
SOLE
0
0
9700
Activision Blizzard Inc
CS
00507V109
25279
326650
SH
SOLE
131719
0
194931
Activision Blizzard Inc
CS
00507V109
23
300
SH
Call
SOLE
0
0
300
Adamas Pharmaceuticals Inc
CS
00548a106
3278
667546
SH
SOLE
561435
0
106111
Adaptimmune Therapeutics PLC A
CS
00653a107
65
12534
SH
SOLE
0
0
12534
Adobe Inc
CS
00724F101
45690
79362
SH
SOLE
34422
0
44940
Adobe Inc
CS
00724F101
1324
2300
SH
Put
SOLE
0
0
2300
Advanced Micro Devices Inc.
CS
007903107
5821
56569
SH
SOLE
8698
0
47871
Advantego Corp
CS
00775n102
0
60000
SH
SOLE
0
0
60000
Adyen NV ADR
CS
00783v104
1522
54282
SH
SOLE
24120
0
30162
Aerojet Rocketdyne Holdings In
CS
007800105
529
12154
SH
SOLE
0
0
12154
Aflac Inc
CS
001055102
455
8723
SH
SOLE
1250
0
7473
Agilent Technologies
CS
00846U101
523
3321
SH
SOLE
56
0
3265
AIA Group Ltd ADR
CS
001317205
1245
27052
SH
SOLE
0
0
27052
Air Products & Chemicals Inc
CS
009158106
14182
55373
SH
SOLE
8874
0
46499
Akamai Tech
CS
00971T101
1669
15957
SH
SOLE
350
0
15607
Albemarle Corp
CS
012653101
206
940
SH
SOLE
0
0
940
Albireo Pharma Inc
CS
01345p106
350
11230
SH
SOLE
11030
0
200
Alcon Inc.
CS
h01301128
1922
23888
SH
SOLE
10310
0
13578
Alexandria Real Estate Equitie
CS
015271109
321
1679
SH
SOLE
128
0
1551
Alibaba Group Holding Limited
CS
01609w102
3962
26760
SH
SOLE
919
0
25841
Align Technology
CS
016255101
285
428
SH
SOLE
0
0
428
Allegion Plc
CS
g0176j109
692
5237
SH
SOLE
482
0
4755
Allstate Corp
CS
020002101
514
4039
SH
SOLE
0
0
4039
Allstate Corp
CS
020002101
166
1300
SH
Put
SOLE
0
0
1300
Alphabet Inc Class A
CS
02079k305
76266
28526
SH
SOLE
15894
0
12632
Alphabet Inc Class C
CS
02079k107
94413
35423
SH
SOLE
20661
0
14762
Alternative Energy Partners In
CS
02152E101
0
80000
SH
SOLE
0
0
80000
Altria Group Inc.
CS
02209S103
1504
33044
SH
SOLE
17038
0
16006
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amadeus IT Holding SA ADR
CS
02263T104
644
9787
SH
SOLE
0
0
9787
Amazon.com
CS
023135106
128709
39180
SH
SOLE
19929
0
19251
Amazon.com
CS
023135106
1643
500
SH
Call
SOLE
0
0
500
Amazon.com
CS
023135106
657
200
SH
Put
SOLE
0
0
200
Amazon.com
CS
023135106
1643
500
SH
Put
SOLE
0
0
500
Ameren Corp.
CS
023608102
390
4812
SH
SOLE
0
0
4812
America Movil SA de CV ADR Ser
CS
02364W105
707
40000
SH
SOLE
0
0
40000
American Electric Power
CS
025537101
1664
20500
SH
SOLE
546
0
19954
American Express
CS
025816109
5540
33069
SH
SOLE
8091
0
24978
American International Group
CS
026874784
1311
23893
SH
SOLE
2206
0
21687
American Tower
CS
03027X100
20943
78909
SH
SOLE
13829
0
65080
American Water Works
CS
030420103
330
1952
SH
SOLE
0
0
1952
Americann Inc.
CS
030588107
85
105926
SH
SOLE
0
0
105926
Ameriprise Financial Inc
CS
03076C106
1178
4460
SH
SOLE
1002
0
3458
Amerisource Bergen Corp.
CS
03073E105
343
2874
SH
SOLE
0
0
2874
Ametek Inc
CS
031100100
2458
19818
SH
SOLE
200
0
19618
Amgen Inc
CS
031162100
15630
73503
SH
SOLE
14935
0
58567
Amphenol Corp
CS
032095101
225
3075
SH
SOLE
250
0
2825
Analog Devices Inc
CS
032654105
209
1246
SH
SOLE
202
0
1044
Anheuser-Busch InBev
CS
03524A108
521
9242
SH
SOLE
8380
0
862
Annaly Capital Management Inc
CS
035710409
1644
195302
SH
SOLE
108681
0
86621
Antares Pharma Inc
CS
036642106
51
14000
SH
SOLE
0
0
14000
Antero Midstream Corp
CS
03676b102
796
76384
SH
SOLE
0
0
76384
Anthem, Inc
CS
036752103
1495
4012
SH
SOLE
100
0
3912
Aon Corp
CS
g0403h108
763
2671
SH
SOLE
0
0
2671
Apple Inc
CS
037833100
161270
1139717
SH
SOLE
254058
0
885659
Apple Inc
CS
037833100
283
2000
SH
Call
SOLE
0
0
2000
Apple Inc
CS
037833100
184
1300
SH
Call
SOLE
0
0
1300
Apple Inc
CS
037833100
3212
22700
SH
Put
SOLE
2000
0
20700
Applied Industrial Technologie
CS
03820C105
784
8701
SH
SOLE
0
0
8701
Applied Materials
CS
038222105
23794
184840
SH
SOLE
168459
0
16381
Applied Materials
CS
038222105
39
300
SH
Call
SOLE
0
0
300
Applied Materials
CS
038222105
26
200
SH
Call
SOLE
0
0
200
AptarGroup Inc
CS
038336103
213
1788
SH
SOLE
0
0
1788
Arch Capital Group
CS
G0450A105
301
7872
SH
SOLE
0
0
7872
Archer Daniels Midland Co.
CS
039483102
3135
52243
SH
SOLE
0
0
52243
Ares Capital Corp
CS
04010L103
464
22816
SH
SOLE
574
0
22242
Artificial Intelligence Techno
CS
04316d201
2
59696
SH
SOLE
0
0
59696
Asbury Automotive
CS
043436104
934
4749
SH
SOLE
383
0
4366
Ashland Global Holdings Inc
CS
044186104
326
3663
SH
SOLE
0
0
3663
Asia Broadband
CS
04518l100
6
50000
SH
SOLE
0
0
50000
ASML Holding N.V.
CS
N07059210
1814
2434
SH
SOLE
85
0
2349
Aspen Technology Inc.
CS
045327103
244
1985
SH
SOLE
0
0
1985
Astrazeneca
CS
046353108
400
6667
SH
SOLE
292
0
6375
Athersys Inc.
CS
04744L106
209
156986
SH
SOLE
156986
0
0
Atlas Copco AB ADR
CS
049255706
813
13460
SH
SOLE
0
0
13460
Atlas Corp
CS
y0436q109
375
24678
SH
SOLE
0
0
24678
Atlassian Corp. PLC
CS
g06242104
726
1854
SH
SOLE
0
0
1854
Atmos Energy Corp
CS
049560105
215
2443
SH
SOLE
0
0
2443
AtriCure Inc
CS
04963c209
982
14117
SH
SOLE
891
0
13226
Atrion Corp
CS
049904105
762
1092
SH
SOLE
1080
0
12
Autodesk
CS
052769106
18768
65812
SH
SOLE
25765
0
40047
Automatic Data Processing
CS
053015103
1664
8325
SH
SOLE
1215
0
7110
Autozone Inc
CS
053332102
734
432
SH
SOLE
16
0
416
Avery Dennison
CS
053611109
206
994
SH
SOLE
80
0
914
Baidu ADR
CS
056752108
2127
13831
SH
SOLE
0
0
13831
Banco Santander SA ADR
CS
05964H105
69
19013
SH
SOLE
0
0
19013
Bancorp South Bank
CS
05971j102
583
19571
SH
SOLE
19000
0
571
Bank of America Corp
CS
060505104
25422
598874
SH
SOLE
176467
0
422407
Bank of America Corp
CS
060505104
8
200
SH
Call
SOLE
0
0
200
Bank of America Corp
CS
060505104
13
300
SH
Call
SOLE
0
0
300
Bank of New York Mellon
CS
064058100
299
5759
SH
SOLE
522
0
5237
Bank of Nova Scotia
CS
064149107
459
7462
SH
SOLE
7000
0
462
Bank OZK
CS
06417n103
1912
44496
SH
SOLE
38072
0
6424
Baxter International
CS
071813109
1255
15609
SH
SOLE
1800
0
13809
Becton Dickinson & Company
CS
075887109
3446
14019
SH
SOLE
912
0
13107
Bentley Systems Inc
CS
08265t208
334
5506
SH
SOLE
0
0
5506
Berkley, W. R.
CS
084423102
293
4005
SH
SOLE
0
0
4005
Berkshire Hathaway
CS
084670108
2057
5
SH
SOLE
0
0
5
Berkshire Hathaway Class B
CS
084670702
23185
84945
SH
SOLE
13752
0
71193
Berkshire Htwy Cla100 Shs 1 Wh
CS
084990175
5348
1300
SH
SOLE
600
0
700
Biogen Inc
CS
09062X103
342
1208
SH
SOLE
188
0
1020
Biomoda Inc- Bankrupt Eff 4/14
CS
090627100
0
10000
SH
SOLE
0
0
10000
Blackrock Inc
CS
09247X101
4279
5102
SH
SOLE
122
0
4980
Blackstone Group Inc
CS
09260d107
4025
34594
SH
SOLE
21338
0
13256
Blue Biofuels Inc
CS
09530Q102
5
20000
SH
SOLE
0
0
20000
Boeing Company
CS
097023105
30814
140104
SH
SOLE
47291
0
92813
Boeing Company
CS
097023105
44
200
SH
Call
SOLE
0
0
200
Booking Holdings Inc
CS
09857l108
10846
4569
SH
SOLE
28
0
4541
Booz Allen Hamilton Holding
CS
099502106
581
7323
SH
SOLE
550
0
6773
Boston Scientific Corp
CS
101137107
19537
450276
SH
SOLE
189862
0
260414
BP Amoco PLC ADR
CS
055622104
202
7383
SH
SOLE
0
0
7383
Bright Horizons Family Solutio
CS
109194100
215
1543
SH
SOLE
0
0
1543
Bristol-Myers Squibb
CS
110122108
12604
213013
SH
SOLE
39396
0
173617
Broadcom Inc
CS
11135F101
22732
46877
SH
SOLE
8527
0
38350
Broadcom Inc
CS
11135F101
194
400
SH
Put
SOLE
0
0
400
Broadridge Financial Solutions
CS
11133T103
344
2062
SH
SOLE
146
0
1916
Brooks Automation
CS
114340102
893
8728
SH
SOLE
795
0
7933
Brown & Brown Inc
CS
115236101
208
3759
SH
SOLE
0
0
3759
BRP Group Inc Cl A
CS
05589g102
1516
45546
SH
SOLE
0
0
45546
Burlington Stores Inc
CS
122017106
935
3298
SH
SOLE
185
0
3113
Cadence Design Systems
CS
127387108
2225
14690
SH
SOLE
0
0
14690
Cadence Design Systems
CS
127387108
2181
14400
SH
Put
SOLE
0
0
14400
Campbell Soup Company
CS
134429109
222
5311
SH
SOLE
2995
0
2316
Canadian Pacific Railway
CS
13645T100
1007
15482
SH
SOLE
0
0
15482
Canopy Growth Corporation
CS
138035100
221
15961
SH
SOLE
0
0
15961
Capital One Financial
CS
14040H105
404
2496
SH
SOLE
154
0
2342
Carrier Global Corp
CS
14448c104
1112
21489
SH
SOLE
8862
0
12627
Caterpillar Inc
CS
149123101
1506
7843
SH
SOLE
492
0
7351
CBO Global Mkts Inc
CS
12503M108
2735
22081
SH
SOLE
0
0
22081
CDW Corporation
CS
12514G108
673
3698
SH
SOLE
0
0
3698
Cedar Fair LP
CS
150185106
637
13743
SH
SOLE
3300
0
10443
Centene
CS
15135B101
494
7929
SH
SOLE
0
0
7929
CenterPoint Energy
CS
15189T107
310
12596
SH
SOLE
2100
0
10496
Centrus Energy Corp
CS
15643u104
250
6475
SH
SOLE
0
0
6475
CenturyLink Inc.
CS
550241103
227
18316
SH
SOLE
352
0
17964
Ceridian HCM Holding Inc
CS
15677j108
243
2160
SH
SOLE
0
0
2160
Charles River Laboratories Int
CS
159864107
2584
6261
SH
SOLE
311
0
5950
Charles Schwab
CS
808513105
1818
24956
SH
SOLE
18859
0
6097
Charter Communications Inc
CS
16119p108
18509
25440
SH
SOLE
22500
0
2940
Chemed Corp
CS
16359R103
212
455
SH
SOLE
0
0
455
Chevron Corporation
CS
166764100
6964
68644
SH
SOLE
10347
0
58297
Chimera Investments
CS
16934Q208
176
11853
SH
SOLE
0
0
11853
Chipotle Mexican Grill
CS
169656105
582
320
SH
SOLE
0
0
320
Chromadex Corporation
CS
171077407
67
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
18656
107537
SH
SOLE
20190
0
87347
Church & Dwight Co
CS
171340102
968
11718
SH
SOLE
810
0
10908
CIE Financiere Richemont SA AD
CS
204319107
318
30405
SH
SOLE
27447
0
2958
Ciena Corp.
CS
171779309
755
14695
SH
SOLE
960
0
13735
Cigna Corp
CS
125523100
1087
5432
SH
SOLE
1612
0
3820
Cincinnati Financial Corporati
CS
172062101
1726
15114
SH
SOLE
2500
0
12614
Cinedigm Digital Cinema Corp
CS
172406209
51
20400
SH
SOLE
0
0
20400
Cintas Inc.
CS
172908105
1397
3670
SH
SOLE
476
0
3194
Cisco Systems
CS
17275R102
30716
564316
SH
SOLE
129147
0
435169
Citigroup
CS
172967424
11345
161659
SH
SOLE
37061
0
124598
Citrix Systems Inc
CS
177376100
705
6562
SH
SOLE
366
0
6196
Clean Harbors Inc
CS
184496107
202
1945
SH
SOLE
0
0
1945
Cleveland Cliffs Inc.
CS
185899101
539
27214
SH
SOLE
0
0
27214
Cleveland Cliffs Inc.
CS
185899101
363
18300
SH
Call
SOLE
0
0
18300
Cleveland Cliffs Inc.
CS
185899101
59
3000
SH
Call
SOLE
0
0
3000
Cleveland Cliffs Inc.
CS
185899101
99
5000
SH
Call
SOLE
0
0
5000
Cleveland Cliffs Inc.
CS
185899101
99
5000
SH
Call
SOLE
0
0
5000
Cleveland Cliffs Inc.
CS
185899101
198
10000
SH
Call
SOLE
0
0
10000
Cleveland Cliffs Inc.
CS
185899101
20
1000
SH
Call
SOLE
0
0
1000
Cleveland Cliffs Inc.
CS
185899101
297
15000
SH
Put
SOLE
0
0
15000
Cleveland Cliffs Inc.
CS
185899101
99
5000
SH
Put
SOLE
0
0
5000
Clorox Co
CS
189054109
451
2721
SH
SOLE
95
0
2626
Clovis Oncology Inc
CS
189464100
45
10000
SH
SOLE
0
0
10000
CME Group Inc
CS
12572Q105
953
4928
SH
SOLE
200
0
4728
Coca-Cola Co.
CS
191216100
6727
128205
SH
SOLE
58663
0
69542
Cognizant Technology Solutions
CS
192446102
962
12963
SH
SOLE
523
0
12440
Coinbase Global Inc
CS
19260q107
320
1406
SH
SOLE
400
0
1006
Colgate Palmolive
CS
194162103
1522
20134
SH
SOLE
2120
0
18014
Comcast Corp. Cl A
CS
20030n101
32085
573661
SH
SOLE
98986
0
474675
ConocoPhillips
CS
20825C104
1515
22359
SH
SOLE
2968
0
19392
Consolidated Edison Co of NY
CS
209115104
455
6267
SH
SOLE
57
0
6210
Constellation Brands Inc.
CS
21036P108
1166
5532
SH
SOLE
100
0
5432
Contango Oil & Gas
CS
21075N204
507
110903
SH
SOLE
110903
0
0
ContraFect Corp
CS
212326300
47
11500
SH
SOLE
11500
0
0
Cooper Companies
CS
216648402
1326
3208
SH
SOLE
135
0
3073
Copart Inc
CS
217204106
1498
10799
SH
SOLE
470
0
10329
Corning, Inc.
CS
219350105
818
22422
SH
SOLE
552
0
21870
Corteva Inc
CS
22052l104
230
5455
SH
SOLE
928
0
4527
Costco Wholesale Corp
CS
22160K105
23443
52171
SH
SOLE
4276
0
47895
Costco Wholesale Corp
CS
22160K105
45
100
SH
Call
SOLE
0
0
100
Costco Wholesale Corp
CS
22160K105
45
100
SH
Put
SOLE
0
0
100
Costco Wholesale Corp
CS
22160K105
4449
9900
SH
Put
SOLE
0
0
9900
Creative Edge Nutrition Inc
CS
22528w205
0
56305
SH
SOLE
0
0
56305
CRH ADR
CS
12626k203
561
12013
SH
SOLE
9941
0
2072
Crown Castle International Cor
CS
22822v101
2865
16530
SH
SOLE
6756
0
9774
CSL Limited ADR
CS
12637n204
1055
10080
SH
SOLE
0
0
10080
CSX Corp
CS
126408103
880
29573
SH
SOLE
1800
0
27773
Cummins Inc
CS
231021106
564
2510
SH
SOLE
93
0
2417
CVS Health Corp.
CS
126650100
23018
271244
SH
SOLE
182738
0
88506
CyberArk Software
CS
m2682v108
262
1661
SH
SOLE
0
0
1661
CytoDyn Inc
CS
23283m101
50
25000
SH
SOLE
0
0
25000
Cytta Corporation
CS
12673w407
1
12000
SH
SOLE
0
0
12000
D R Horton Inc
CS
23331A109
234
2781
SH
SOLE
200
0
2581
Danaher Corp.
CS
235851102
7864
25832
SH
SOLE
691
0
25142
Danone ADR
CS
23636t100
160
11707
SH
SOLE
280
0
11427
Darden Restuarants
CS
237194105
436
2877
SH
SOLE
518
0
2359
Dassault Systemes ADR
CS
237545108
886
16810
SH
SOLE
14725
0
2085
Deere & Co
CS
244199105
4102
12241
SH
SOLE
460
0
11781
Dell Technologies C
CS
24703l202
1252
12030
SH
SOLE
569
0
11461
Delta Air Lines
CS
247361702
472
11068
SH
SOLE
300
0
10768
Deutsche Post AG Sp ADR
CS
25157Y202
764
12093
SH
SOLE
10175
0
1918
Deutsche Telekom ADR
CS
251566105
1197
59366
SH
SOLE
28734
0
30632
Dexcom Inc
CS
252131107
241
441
SH
SOLE
255
0
186
Diageo PLC ADR
CS
25243Q205
17505
90699
SH
SOLE
23491
0
67208
Digital Turbine Inc
CS
25400w102
2269
32997
SH
SOLE
0
0
32997
Diodes Inc.
CS
254543101
1360
15014
SH
SOLE
855
0
14159
Discover Financial
CS
254709108
216
1762
SH
SOLE
0
0
1762
Discovery Communications
CS
25470F104
250
9847
SH
SOLE
258
0
9589
Disney, Walt Co.
CS
254687106
34515
204028
SH
SOLE
72393
0
131635
Disney, Walt Co.
CS
254687106
169
1000
SH
Call
SOLE
0
0
1000
Disney, Walt Co.
CS
254687106
34
200
SH
Call
SOLE
0
0
200
Disney, Walt Co.
CS
254687106
34
200
SH
Call
SOLE
0
0
200
Disney, Walt Co.
CS
254687106
17
100
SH
Call
SOLE
0
0
100
Disney, Walt Co.
CS
254687106
17
100
SH
Put
SOLE
0
0
100
DocuSign Inc.
CS
256163106
2757
10710
SH
SOLE
1
0
10709
Dollar General Corp.
CS
256677105
580
2735
SH
SOLE
273
0
2462
Dollar Tree
CS
256746108
243
2536
SH
SOLE
0
0
2536
Dominion Energy Inc.
CS
25746U109
217
2968
SH
SOLE
47
0
2921
Domino's Pizza Inc
CS
25754A201
16286
34145
SH
SOLE
13410
0
20735
Dover Corp.
CS
260003108
278
1787
SH
SOLE
0
0
1787
Dow Inc
CS
260557103
588
10217
SH
SOLE
926
0
9291
DraftKings Inc
CS
26142r104
922
19143
SH
SOLE
1114
0
18029
Dropbox Inc. Class A
CS
26210c104
1187
40628
SH
SOLE
0
0
40628
DSV AS ADR
CS
26251a108
1265
10565
SH
SOLE
0
0
10565
DTE Energy
CS
233331107
387
3465
SH
SOLE
230
0
3235
Duke Energy Corp.
CS
26441C204
1024
10493
SH
SOLE
2807
0
7686
DuPont de Nemours Inc
CS
26614n102
523
7692
SH
SOLE
1126
0
6566
Eaton Corporation
CS
G29183103
22303
149371
SH
SOLE
19805
0
129566
Ecolabs Inc.
CS
278865100
310
1485
SH
SOLE
0
0
1485
Edwards Lifesciences Corp.
CS
28176E108
422
3728
SH
SOLE
1168
0
2560
Elanco Animal Health Inc
CS
28414h103
211
6619
SH
SOLE
0
0
6619
Emerson Electric
CS
291011104
1751
18584
SH
SOLE
4563
0
14021
Enbridge Inc
CS
29250n105
414
10413
SH
SOLE
1967
0
8446
Entegris
CS
29362U104
1548
12296
SH
SOLE
757
0
11539
Entergy Corp
CS
29364G103
259
2611
SH
SOLE
0
0
2611
Enterprise Financial Services
CS
293712105
1620
35778
SH
SOLE
0
0
35778
EOG Resources
CS
26875P101
867
10803
SH
SOLE
7612
0
3191
Epam Systems Inc
CS
29414b104
58204
102027
SH
SOLE
94797
0
7230
Equifax Inc.
CS
294429105
356
1406
SH
SOLE
0
0
1406
Equinix Corp
CS
29444U700
641
811
SH
SOLE
433
0
378
Erie Indemnity Co
CS
29530P102
7678
43035
SH
SOLE
0
0
43035
Essilor Luxottica ADR
CS
297284200
418
4355
SH
SOLE
3647
0
708
Estee Lauder
CS
518439104
1263
4211
SH
SOLE
856
0
3355
Etsy Inc
CS
29786a106
1522
7317
SH
SOLE
876
0
6441
Eversource Energy
CS
30040W108
295
3607
SH
SOLE
77
0
3530
Evolution AB ADR
CS
30051e104
585
3840
SH
SOLE
0
0
3840
Exact Sciences Corp
CS
30063p105
213
2235
SH
SOLE
125
0
2110
Exelon Corp.
CS
30161N101
558
11539
SH
SOLE
1887
0
9652
Experian plc ADR
CS
30215c101
1067
25466
SH
SOLE
0
0
25466
Exponent Inc.
CS
30214u102
226
1995
SH
SOLE
290
0
1705
Exxon Mobil Corp
CS
30231G102
3784
64336
SH
SOLE
20801
0
43535
F.N.B. Corp
CS
302520101
123
10607
SH
SOLE
0
0
10607
F5 Networks
CS
315616102
233
1174
SH
SOLE
0
0
1174
Facebook
CS
30303M102
103732
305642
SH
SOLE
192404
0
113238
Facebook
CS
30303M102
272
800
SH
Call
SOLE
0
0
800
Facebook
CS
30303M102
68
200
SH
Call
SOLE
0
0
200
Factset Research Systems
CS
303075105
350
887
SH
SOLE
0
0
887
Farfetch Ltd Class A
CS
30744w107
7807
208297
SH
SOLE
94821
0
113476
Fedex
CS
31428X106
437
1993
SH
SOLE
0
0
1993
Ferrari NV
CS
n3167y103
820
3920
SH
SOLE
40
0
3880
Fidelity National Information
CS
31620M106
301
2477
SH
SOLE
13
0
2464
Fifth Third Bancorp.
CS
316773100
266
6261
SH
SOLE
0
0
6261
First Republic Bank of CA
CS
33616C100
1111
5759
SH
SOLE
320
0
5439
FirstEnergy
CS
337932107
367
10291
SH
SOLE
0
0
10291
Five9 Inc
CS
338307101
480
3006
SH
SOLE
0
0
3006
Floor & Decor Holdings Inc
CS
339750101
1053
8714
SH
SOLE
615
0
8099
Ford Motor Company
CS
345370860
1495
105574
SH
SOLE
3275
0
102299
Fortinet Inc
CS
34959E109
662
2268
SH
SOLE
1506
0
762
Fortive Corporation
CS
34959j108
438
6212
SH
SOLE
0
0
6212
Freeport-McMoRan, Inc.
CS
35671D857
569
17496
SH
SOLE
571
0
16925
Fresenius Medical AG
CS
358029106
642
18371
SH
SOLE
16208
0
2163
Gan LTD
CS
g3728v109
168
11300
SH
SOLE
0
0
11300
Generac Holdings
CS
368736104
1895
4636
SH
SOLE
295
0
4341
General Dynamics
CS
369550108
1029
5248
SH
SOLE
1017
0
4231
General Electric Company
CS
369604301
841
8166
SH
SOLE
452
0
7714
General Motors
CS
37045V100
493
9357
SH
SOLE
1170
0
8187
Gentex Corp
CS
371901109
285
8629
SH
SOLE
0
0
8629
Gentherm Inc
CS
37253A103
317
3920
SH
SOLE
361
0
3559
Getswift Technologies :TD
CS
37428g100
152
142857
SH
SOLE
0
0
142857
Gilead Sciences Inc
CS
375558103
396
5668
SH
SOLE
979
0
4689
Givaudan Sa Adr
CS
37636p108
785
8588
SH
SOLE
7756
0
832
Global Payments Inc.
CS
37940X102
469
2974
SH
SOLE
253
0
2721
Goldman Sachs Group, Inc.
CS
38141G104
3116
8244
SH
SOLE
214
0
8030
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Gray Television
CS
389375106
415
18200
SH
SOLE
17400
0
800
Grupo Financiero Banorte SAB d
CS
P49501201
90
13985
SH
SOLE
0
0
13985
Hammond Power Solutions Inc.
CS
408549103
137
16100
SH
SOLE
0
0
16100
HCA Healthcare Inc.
CS
40412C101
210
865
SH
SOLE
0
0
865
HDFC Bank Ltd.
CS
40415f101
824
11270
SH
SOLE
0
0
11270
Healthier Choices Management C
CS
42226n109
0
40000
SH
SOLE
0
0
40000
Heineken NV ADR
CS
423012301
455
8708
SH
SOLE
7714
0
994
Helios and Matheson Analytics
CS
42327l309
0
32000
SH
SOLE
0
0
32000
Henry Jack and Associates Inc
CS
426281101
367
2234
SH
SOLE
0
0
2234
Herc Holdings Inc
CS
42704l104
524
3203
SH
SOLE
0
0
3203
Home Bancshares Inc
CS
436893200
1542
65514
SH
SOLE
65345
0
169
Home Depot, Inc.
CS
437076102
98628
300457
SH
SOLE
148809
0
151648
Honeywell International, Inc.
CS
438516106
30723
144730
SH
SOLE
32377
0
112353
Horizon Pharma
CS
g46188101
2407
21971
SH
SOLE
905
0
21066
Howard Bancorp Inc
CS
442496105
419
20640
SH
SOLE
0
0
20640
HP Inc.
CS
40434l105
312
11395
SH
SOLE
948
0
10447
Hubbell Inc. Class B
CS
443510607
239
1325
SH
SOLE
0
0
1325
Huntington Bancshares
CS
446150104
1076
69624
SH
SOLE
10777
0
58847
Huntington Ingalls Inds
CS
446413106
709
3674
SH
SOLE
253
0
3421
ICON Public Limited Company
CS
g4705a100
1185
4522
SH
SOLE
0
0
4522
IDEX Corp
CS
45167R104
964
4657
SH
SOLE
653
0
4004
Illinois Tool Works
CS
452308109
1466
7096
SH
SOLE
359
0
6737
Illumina Inc.
CS
452327109
238
586
SH
SOLE
0
0
586
Imageware Systems Inc.
CS
45245s108
350
10295161
SH
SOLE
0
0
10295161
Ingersoll-Rand PLC
CS
45687v106
408
8099
SH
SOLE
0
0
8099
Ingersoll-Rand PLC
CS
45687v106
50
1000
SH
Put
SOLE
0
0
1000
Ingersoll-Rand PLC
CS
45687v106
101
2000
SH
Put
SOLE
0
0
2000
Ingredion Inc
CS
457187102
292
3277
SH
SOLE
0
0
3277
Insulet Corp
CS
45784P101
688
2421
SH
SOLE
0
0
2421
Int'l Business Machines Corp.
CS
459200101
4345
31277
SH
SOLE
7338
0
23938
Intel Corp
CS
458140100
6649
124792
SH
SOLE
32480
0
92312
Interactive Brokers Group, Inc
CS
45841N107
225
3606
SH
SOLE
0
0
3606
Intercontinental Exchange, Inc
CS
45866f104
2452
21357
SH
SOLE
395
0
20962
International Silver Inc
CS
460328107
1
62500
SH
SOLE
0
0
62500
Intuit
CS
461202103
2935
5441
SH
SOLE
4352
0
1089
Intuitive Surgical Inc
CS
46120E602
1004
1010
SH
SOLE
180
0
830
J M Smucker
CS
832696405
658
5481
SH
SOLE
795
0
4686
Jacobs Engineering Group Inc
CS
469814107
456
3440
SH
SOLE
0
0
3440
Jakks Pacific
CS
47012E403
136
11460
SH
SOLE
11460
0
0
Jammin Java
CS
470751108
0
14651
SH
SOLE
14651
0
0
Johnson & Johnson
CS
478160104
48672
301372
SH
SOLE
81238
0
220135
Johnson Controls Intl. PLC
CS
g51502105
1380
20270
SH
SOLE
1498
0
18772
JPMorgan Chase & Co.
CS
46625H100
57657
352236
SH
SOLE
57427
0
294809
Kellogg Co
CS
487836108
787
12306
SH
SOLE
5178
0
7128
Kering SA ADR
CS
492089107
695
9733
SH
SOLE
8821
0
912
KeyCorp
CS
493267108
204
9444
SH
SOLE
0
0
9444
Keysight Technologies
CS
49338l103
1749
10648
SH
SOLE
390
0
10258
Kimberly-Clark
CS
494368103
3257
24595
SH
SOLE
18019
0
6576
Kinder Morgan, Inc.
CS
49456B101
3323
198603
SH
SOLE
76991
0
121612
KKR & Co
CS
48251w104
573
9409
SH
SOLE
0
0
9409
Kraft Heinz Company
CS
500754106
431
11692
SH
SOLE
76
0
11616
L'Oreal Co ADR
CS
502117203
953
11500
SH
SOLE
9122
0
2378
L3Harris Technologies Inc
CS
502431109
2081
9448
SH
SOLE
755
0
8693
Laboratory Corp. of America
CS
50540R409
436
1549
SH
SOLE
0
0
1549
Lam Research Corp
CS
512807108
563
990
SH
SOLE
25
0
965
Lasertec Corp ADR
CS
51809l109
909
19764
SH
SOLE
0
0
19764
Lennar Corp
CS
526057104
594
6341
SH
SOLE
607
0
5734
Lennox International Inc
CS
526107107
274
930
SH
SOLE
0
0
930
Liberty Broadband Corporation
CS
530307305
292
1689
SH
SOLE
0
0
1689
Liberty Global PLC Cl C
CS
G5480U120
293
9936
SH
SOLE
213
0
9723
Liberty Media Corp Delaware C
CS
531229854
12806
249093
SH
SOLE
231121
0
17972
Lighting Science Group Corp
CS
53224g707
0
21244
SH
SOLE
0
0
21244
Lilly, Eli Co
CS
532457108
24932
107909
SH
SOLE
92882
0
15027
Lincoln National
CS
534187109
611
8894
SH
SOLE
0
0
8894
Linde PLC Com
CS
g5494j103
630
2146
SH
SOLE
0
0
2146
Livent Corporation
CS
53814l108
212
9175
SH
SOLE
0
0
9175
Lockheed Martin
CS
539830109
33463
96967
SH
SOLE
36477
0
60490
Lonza Group AG
CS
54338V101
847
11322
SH
SOLE
0
0
11322
Lonza Group LTD
CS
h50524133
305
405
SH
SOLE
0
0
405
Lowe's Cos.
CS
548661107
13315
65637
SH
SOLE
1384
0
64253
LPL Financial Holdings Inc.
CS
50212v100
346
2209
SH
SOLE
0
0
2209
Lululemon Athletica
CS
550021109
1682
4156
SH
SOLE
220
0
3936
LVMH ADR
CS
502441306
2715
18951
SH
SOLE
11885
0
7066
Marathon Petroleum Corp
CS
56585A102
718
11608
SH
SOLE
8696
0
2912
Markland Technologies Inc
CS
570658203
0
15000
SH
SOLE
0
0
15000
Marriott Intl Inc
CS
571903202
1345
9085
SH
SOLE
0
0
9085
Marriott Intl Inc
CS
571903202
296
2000
SH
Call
SOLE
0
0
2000
Marriott Intl Inc
CS
571903202
267
1800
SH
Put
SOLE
0
0
1800
Marsh & McClennan Companies
CS
571748102
387
2557
SH
SOLE
0
0
2557
Martin Marietta Materials Inc.
CS
573284106
221
646
SH
SOLE
0
0
646
Marvell Technology Group LTD
CS
573874104
274
4550
SH
SOLE
0
0
4550
Marvell Technology Group LTD
CS
573874104
12
200
SH
Call
SOLE
0
0
200
Masco Corp
CS
574599106
829
14922
SH
SOLE
1050
0
13872
Mastercard
CS
57636Q104
24536
70572
SH
SOLE
62724
0
7848
Match Group Inc NEW
CS
57667L107
14555
92713
SH
SOLE
36246
0
56467
Mattel, Inc.
CS
577081102
715
38510
SH
SOLE
9819
0
28691
McCormick & Co
CS
579780206
1734
21402
SH
SOLE
4160
0
17242
McDonalds Corp
CS
580135101
23502
97476
SH
SOLE
16581
0
80895
McKesson HBOC Corp.
CS
58155Q103
338
1693
SH
SOLE
176
0
1517
Medical Marijuana Inc
CS
58463a105
2
67500
SH
SOLE
50000
0
17500
Medient Studios Inc
CS
58471d109
0
100000
SH
SOLE
0
0
100000
MedMen Enterprises Inc
CS
58507m107
24
81897
SH
SOLE
0
0
81897
Medtronic Plc
CS
g5960l103
16831
134268
SH
SOLE
30736
0
103532
Meituan ADR
CS
58533e103
1759
27771
SH
SOLE
0
0
27771
Mercadolibre Inc
CS
58733R102
1273
758
SH
SOLE
0
0
758
Merck & Co
CS
58933Y105
10505
139856
SH
SOLE
30502
0
109354
Merck & Co
CS
58933Y105
1502
20000
SH
Put
SOLE
0
0
20000
Merck & Co
CS
58933Y105
2404
32000
SH
Put
SOLE
0
0
32000
Metlife Inc.
CS
59156R108
3646
59062
SH
SOLE
23120
0
35942
Mettler-Toledo International
CS
592688105
2021
1467
SH
SOLE
55
0
1412
MGIC Investment
CS
552848103
685
45768
SH
SOLE
0
0
45768
Microchip Technology
CS
595017104
412
2686
SH
SOLE
219
0
2467
Micron Technology
CS
595112103
268
3773
SH
SOLE
100
0
3673
Microsoft Corporation
CS
594918104
201831
715915
SH
SOLE
332927
0
382988
Microsoft Corporation
CS
594918104
56
200
SH
Call
SOLE
0
0
200
Microsoft Corporation
CS
594918104
2030
7200
SH
Put
SOLE
0
0
7200
Microsoft Corporation
CS
594918104
1917
6800
SH
Put
SOLE
0
0
6800
Microsoft Corporation
CS
594918104
648
2300
SH
Put
SOLE
0
0
2300
Microsoft Corporation
CS
594918104
282
1000
SH
Put
SOLE
0
0
1000
Microsoft Corporation
CS
594918104
6005
21300
SH
Put
SOLE
0
0
21300
Microsoft Corporation
CS
594918104
1128
4000
SH
Put
SOLE
0
0
4000
Microsoft Corporation
CS
594918104
451
1600
SH
Put
SOLE
0
0
1600
Microvision Inc
CS
594960304
203
18376
SH
SOLE
18376
0
0
Middleby Corp.
CS
596278101
505
2961
SH
SOLE
113
0
2848
Milestone Scientific Inc
CS
59935p209
49
26000
SH
SOLE
0
0
26000
Millicom International Cellula
CS
l6388f110
3074
85021
SH
SOLE
85000
0
21
Millicom International Cellula
CS
l6388f128
2092
55449
SH
SOLE
55449
0
0
Moderna Inc.
CS
60770k107
981
2549
SH
SOLE
0
0
2549
Moderna Inc.
CS
60770k107
423
1100
SH
Call
SOLE
0
0
1100
Moderna Inc.
CS
60770k107
115
300
SH
Call
SOLE
0
0
300
Mondelez Intl Inc Com
CS
609207105
14492
249081
SH
SOLE
54349
0
194731
Monolithic Power Systems
CS
609839105
1861
3839
SH
SOLE
200
0
3639
Moody's Corp.
CS
615369105
561
1579
SH
SOLE
0
0
1579
Morgan Stanley
CS
617446448
1198
12314
SH
SOLE
0
0
12314
Morningstar Inc
CS
617700109
234
905
SH
SOLE
0
0
905
MPTV Inc
CS
553424409
0
11129
SH
SOLE
0
0
11129
MSCI, Inc.
CS
55354G100
464
763
SH
SOLE
0
0
763
Natera Inc
CS
632307104
725
6510
SH
SOLE
0
0
6510
Natera Inc
CS
632307104
245
2200
SH
Put
SOLE
0
0
2200
Natera Inc
CS
632307104
279
2500
SH
Put
SOLE
0
0
2500
Neogenomics Inc
CS
64049m209
1171
24283
SH
SOLE
0
0
24283
Nestle SA ADR
CS
641069406
3547
29505
SH
SOLE
10394
0
19111
Netflix Inc.
CS
64110L106
5800
9503
SH
SOLE
211
0
9292
Neurocrine Biosciences
CS
64125c109
509
5312
SH
SOLE
390
0
4922
Newmont Mining
CS
651639106
285
5249
SH
SOLE
0
0
5249
Nexteligent Holdings
CS
65290b107
5
63063
SH
SOLE
0
0
63063
NextEra Energy
CS
65339F101
26206
333755
SH
SOLE
61123
0
272632
Nidec Corp ADR
CS
654090109
1556
55928
SH
SOLE
52472
0
3456
Nike Inc.
CS
654106103
16821
115820
SH
SOLE
18048
0
97772
Nike Inc.
CS
654106103
1307
9000
SH
Put
SOLE
0
0
9000
Nintendo ADR
CS
654445303
1206
19827
SH
SOLE
17188
0
2639
NIO Inc ADR
CS
62914v106
250
7003
SH
SOLE
48
0
6955
NiSource Industries Inc.
CS
65473P105
379
15636
SH
SOLE
0
0
15636
Nordic American Tanker Shippin
CS
G65773106
31
12109
SH
SOLE
11499
0
610
Nordson
CS
655663102
373
1567
SH
SOLE
0
0
1567
Norfolk Southern
CS
655844108
1373
5739
SH
SOLE
38
0
5701
North Amer Construction Grp
CS
656811106
476
32340
SH
SOLE
32340
0
0
North Bud Farms Inc
CS
658043104
2
55000
SH
SOLE
0
0
55000
Northern Trust Corp
CS
665859104
224
2079
SH
SOLE
675
0
1404
Northrop Grumman Corp
CS
666807102
1582
4392
SH
SOLE
117
0
4275
Novartis AG ADR
CS
66987V109
1169
14293
SH
SOLE
8892
0
5401
Novo-Nordisk ADR
CS
670100205
1510
15729
SH
SOLE
9685
0
6044
Nucor Corporation
CS
670346105
363
3686
SH
SOLE
0
0
3686
Nvidia Corp.
CS
67066G104
19557
94405
SH
SOLE
71182
0
23222
Nvidia Corp.
CS
67066G104
41
200
SH
Put
SOLE
0
0
200
Nxp Semiconductors Nv
CS
n6596x109
518
2643
SH
SOLE
863
0
1780
O'Reilly Automotive Inc
CS
67103H107
353
577
SH
SOLE
0
0
577
Occidental Petroleum
CS
674599105
239
8063
SH
SOLE
4877
0
3186
Omeros Corp
CS
682143102
254
18400
SH
SOLE
0
0
18400
Omnicell Inc
CS
68213N109
413
2785
SH
SOLE
200
0
2585
OptimizeRx Corp
CS
68401u204
582
6800
SH
SOLE
0
0
6800
Oracle Corp
CS
68389X105
8948
102700
SH
SOLE
36486
0
66214
Organon & Co
CS
68622v106
231
7032
SH
SOLE
2766
0
4266
Otis Worldwide Corp
CS
68902v107
20403
247976
SH
SOLE
108327
0
139649
P10 Holdings Inc.
CS
69372u207
110
10000
SH
SOLE
0
0
10000
Pagseguro Digital LTD
CS
g68707101
550
10634
SH
SOLE
9851
0
783
Palantir Technologies Inc
CS
69608a108
657
27336
SH
SOLE
500
0
26836
Palo Alto Networks Inc.
CS
697435105
22003
45935
SH
SOLE
39001
0
6934
Park City Group Inc
CS
700215304
77
14100
SH
SOLE
0
0
14100
Parker-Hannifin
CS
701094104
2393
8559
SH
SOLE
0
0
8559
Paychex Inc
CS
704326107
529
4706
SH
SOLE
309
0
4397
Paycom Software Inc
CS
70432v102
1315
2653
SH
SOLE
161
0
2492
PayPal Holdings, Inc
CS
70450y103
47024
180714
SH
SOLE
92970
0
87743
Peloton Interactive Inc
CS
70614w100
292
3351
SH
SOLE
0
0
3351
Pembina Pipeline Corp
CS
706327103
560
17667
SH
SOLE
0
0
17667
PepsiCo, Inc.
CS
713448108
31329
208293
SH
SOLE
43000
0
165293
Pernod Ricard Sa ADR
CS
714264207
1223
27768
SH
SOLE
12248
0
15520
Petrohunter Energy Corp
CS
71649t104
0
250000
SH
SOLE
0
0
250000
Pfizer Inc
CS
717081103
8833
205364
SH
SOLE
75170
0
130193
Philip Morris Int'l
CS
718172109
1919
20241
SH
SOLE
5028
0
15213
Phillips 66
CS
718546104
814
11629
SH
SOLE
631
0
10998
Pioneer Natural Resources
CS
723787107
660
3965
SH
SOLE
0
0
3965
Pioneer Natural Resources
CS
723787107
333
2000
SH
Put
SOLE
0
0
2000
Planet 13 Holdings Inc Ordinar
CS
72706k101
91
19125
SH
SOLE
0
0
19125
PNC Financial Services Group
CS
693475105
977
4993
SH
SOLE
260
0
4733
Pool Corp.
CS
73278L105
1848
4255
SH
SOLE
175
0
4080
Pop n Go Inc
CS
732816103
0
1847297
SH
SOLE
0
0
1847297
Procter & Gamble
CS
742718109
21681
155088
SH
SOLE
26109
0
128979
Progressive Corp
CS
743315103
2420
26776
SH
SOLE
455
0
26321
Prologis
CS
74340W103
334
2663
SH
SOLE
204
0
2459
ProShares S&P 500 Div Aristocr
CS
74348a467
289
3265
SH
SOLE
0
0
3265
Prudential Financial Inc.
CS
744320102
359
3416
SH
SOLE
60
0
3356
PulteGroup Inc
CS
745867101
222
4837
SH
SOLE
0
0
4837
Punch Animation Inc
CS
917068207
1
20000
SH
SOLE
20000
0
0
Qualcomm Incorporated
CS
747525103
38902
301616
SH
SOLE
43947
0
257670
Qualcomm Incorporated
CS
747525103
284
2200
SH
Put
SOLE
0
0
2200
Qualys Inc
CS
74758T303
738
6628
SH
SOLE
480
0
6148
Raymond James Financial
CS
754730109
1049
11367
SH
SOLE
775
0
10592
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Technologies Corp
CS
75513e101
24011
279331
SH
SOLE
54056
0
225275
Real Brands
CS
75584q108
1
10000
SH
SOLE
0
0
10000
Realty Income Corp.
CS
756109104
11124
171507
SH
SOLE
33932
0
137575
Regal Beloit Corp
CS
758750103
242
1611
SH
SOLE
0
0
1611
Regions Financial Corp
CS
7591EP100
452
21193
SH
SOLE
16782
0
4411
Rego Payment Architectures Inc
CS
759141104
45
45000
SH
SOLE
45000
0
0
ResMed Inc
CS
761152107
2707
10272
SH
SOLE
240
0
10032
Restaurant Brands Internationa
CS
76131d103
241
3936
SH
SOLE
0
0
3936
Rineon Group Inc
CS
766795108
0
28784
SH
SOLE
0
0
28784
Roche Holding ADR
CS
771195104
1121
24662
SH
SOLE
12676
0
11986
Rockwell Automation Inc.
CS
773903109
472
1604
SH
SOLE
0
0
1604
Roku Inc
CS
77543r102
23958
76458
SH
SOLE
29271
0
47187
Roper Industries
CS
776696106
2530
5672
SH
SOLE
445
0
5226
Ross Stores Inc
CS
778296103
222
2042
SH
SOLE
303
0
1739
Royal D S M NV ADR
CS
780249108
463
9255
SH
SOLE
0
0
9255
Royal Dutch Shell PLC ADR B
CS
780259107
334
7534
SH
SOLE
200
0
7334
Royal Dutch Shell Plc Spon ADR
CS
780259206
270
6063
SH
SOLE
133
0
5930
RPM Inc.
CS
749685103
710
9139
SH
SOLE
2282
0
6857
S & P Global Inc
CS
78409v104
461
1085
SH
SOLE
66
0
1019
S S & C Technologies Inc
CS
78467J100
296
4258
SH
SOLE
354
0
3904
Salesforce.com
CS
79466L302
3421
12615
SH
SOLE
134
0
12481
Sanofi-Aventis Spon ADR
CS
80105N105
933
19362
SH
SOLE
15005
0
4357
SAP SE Spon ADR
CS
803054204
1069
7913
SH
SOLE
3056
0
4857
SBA Communications
CS
78410g104
212
641
SH
SOLE
381
0
260
Schlumberger Limited
CS
806857108
879
29645
SH
SOLE
13639
0
16006
Schwab Fund. US Sm Co. ETF
CS
808524763
500
9498
SH
SOLE
34
0
9464
Scotts Miracle Grow
CS
810186106
384
2621
SH
SOLE
0
0
2621
ServiceNow Inc
CS
81762p102
5987
9622
SH
SOLE
3695
0
5927
Shenzhou International Group H
CS
82322r109
570
26844
SH
SOLE
0
0
26844
Sherwin Williams Company
CS
824348106
46225
165249
SH
SOLE
30921
0
134327
Shiseido Ltd ADR
CS
824841407
588
8707
SH
SOLE
7883
0
824
Shopify Inc
CS
82509l107
2897
2137
SH
SOLE
119
0
2018
Signature Bank NY
CS
82669G104
201
737
SH
SOLE
0
0
737
Sika AG ADR
CS
82674r103
701
22178
SH
SOLE
0
0
22178
Sionix Corp
CS
829400100
0
75000
SH
SOLE
0
0
75000
Sirius XM Holdings Inc
CS
82968b103
139
22730
SH
SOLE
5920
0
16810
Siteone Landscape Supply Inc
CS
82982l103
437
2193
SH
SOLE
180
0
2013
Skyworks Solutions Inc.
CS
83088M102
1855
11256
SH
SOLE
415
0
10841
Skyworks Solutions Inc.
CS
83088M102
577
3500
SH
Put
SOLE
0
0
3500
Snap Inc. A
CS
83304a106
364
4928
SH
SOLE
40
0
4888
Sony Group Corp ADR
CS
835699307
591
5341
SH
SOLE
375
0
4966
Southern Company
CS
842587107
491
7927
SH
SOLE
739
0
7188
Southwest Airlines
CS
844741108
2168
42162
SH
SOLE
1000
0
41162
SPS Commerce
CS
78463M107
1279
7929
SH
SOLE
810
0
7119
Square Inc
CS
852234103
707
2947
SH
SOLE
705
0
2242
SSOP LLC Membership Interest a
CS
dssopllc0
1500
1500000
SH
SOLE
0
0
1500000
Stanley Black & Decker
CS
854502101
672
3834
SH
SOLE
400
0
3434
Starbucks Corp
CS
855244109
20932
189758
SH
SOLE
23975
0
165783
State Street Corp.
CS
857477103
917
10822
SH
SOLE
0
0
10822
Steris Plc
CS
g8473t100
1757
8602
SH
SOLE
275
0
8327
Sterling Bancorp Del
CS
85917a100
271
10857
SH
SOLE
0
0
10857
Stoneridge Inc
CS
86183P102
1069
52444
SH
SOLE
0
0
52444
Stryker Corp.
CS
863667101
24751
93854
SH
SOLE
31923
0
61931
Sumitomo Mitsui ADR
CS
86562M209
99
14127
SH
SOLE
0
0
14127
Sun Communitys Inc
CS
866674104
680
3673
SH
SOLE
260
0
3413
Swedish Match AB
CS
w9376l154
131
15000
SH
SOLE
0
0
15000
Swiss Medica Inc - Revoked by
CS
87089c104
0
25000
SH
SOLE
0
0
25000
Synopsys Inc
CS
871607107
486
1623
SH
SOLE
0
0
1623
T-Mobile US, Inc.
CS
872590104
654
5121
SH
SOLE
642
0
4479
T. Rowe Price Associates Inc
CS
74144T108
2754
14002
SH
SOLE
337
0
13665
Taiwan Semiconductor Manufactu
CS
874039100
28264
253148
SH
SOLE
99253
0
153895
Take Two Interactive
CS
874054109
648
4205
SH
SOLE
422
0
3783
Target
CS
87612E106
15340
67056
SH
SOLE
8893
0
58163
TE Connectivity
CS
H84989104
1015
7394
SH
SOLE
2787
0
4607
Tecsy
CS
878950104
535
11820
SH
SOLE
0
0
11820
Teladoc Health Inc
CS
87918a105
827
6522
SH
SOLE
0
0
6522
Teledyne Technologies Inc
CS
879360105
1275
2968
SH
SOLE
123
0
2845
Telefonica de Espana
CS
879382208
63
13458
SH
SOLE
0
0
13458
Tencent Holdings Ltd ADR
CS
88032Q109
215
3603
SH
SOLE
0
0
3603
Teradyne Inc.
CS
880770102
330
3019
SH
SOLE
0
0
3019
Tesla Inc.
CS
88160r101
6358
8199
SH
SOLE
780
0
7419
Tesla Inc.
CS
88160r101
1396
1800
SH
Put
SOLE
0
0
1800
Texas Instruments
CS
882508104
16066
83588
SH
SOLE
27842
0
55746
The AZEK Co Inc Class A
CS
05478c105
555
15181
SH
SOLE
0
0
15181
Theratechnologies Inc
CS
88338h100
189
50523
SH
SOLE
0
0
50523
Thermo Energy
CS
883906406
0
66100
SH
SOLE
0
0
66100
Thermo Fisher Scientific Inc
CS
883556102
2179
3814
SH
SOLE
383
0
3431
Thor Industries
CS
885160101
808
6578
SH
SOLE
0
0
6578
Titan Medical Inc
CS
88830x819
30
20031
SH
SOLE
0
0
20031
TJX Companies Inc
CS
872540109
1932
29274
SH
SOLE
444
0
28830
Toro Co
CS
891092108
1297
13312
SH
SOLE
0
0
13312
Tractor Supply Company
CS
892356106
285
1408
SH
SOLE
0
0
1408
Trane Technologies PLC
CS
g8994e103
2197
12722
SH
SOLE
0
0
12722
Travelers Companies Inc
CS
89417E109
1386
9117
SH
SOLE
1103
0
8014
Tricida Inc
CS
89610f101
146
31385
SH
SOLE
0
0
31385
Truist Financial Corp
CS
89832q109
723
12327
SH
SOLE
262
0
12065
Tuesday Morning Corp
CS
899035505
33
11764
SH
SOLE
0
0
11764
Twilio Inc
CS
90138f102
838
2625
SH
SOLE
0
0
2625
Twitter Inc
CS
90184l102
1086
17979
SH
SOLE
250
0
17729
Tyler Technologies Inc
CS
902252105
5751
12539
SH
SOLE
18
0
12521
Tyler Technologies Inc
CS
902252105
1376
3000
SH
Put
SOLE
0
0
3000
Tyler Technologies Inc
CS
902252105
1147
2500
SH
Put
SOLE
0
0
2500
Tyson Foods Inc. Cl A
CS
902494103
374
4740
SH
SOLE
1625
0
3115
Uber Technologies Inc
CS
90353t100
294
6560
SH
SOLE
325
0
6235
UFP Industries, Inc.
CS
90278q108
222
3264
SH
SOLE
0
0
3264
Under Armour Inc
CS
904311206
313
17878
SH
SOLE
0
0
17878
Under Armour Inc
CS
904311107
618
30636
SH
SOLE
0
0
30636
Unilever PLC ADR
CS
904767704
798
14715
SH
SOLE
8902
0
5813
Union Pacific Corp
CS
907818108
11201
57143
SH
SOLE
14937
0
42206
United Parcel Service Inc.
CS
911312106
7149
39260
SH
SOLE
12659
0
26601
UnitedHealth Group Inc
CS
91324P102
37327
95528
SH
SOLE
13560
0
81969
UnitedHealth Group Inc
CS
91324P102
195
500
SH
Call
SOLE
0
0
500
UnitedHealth Group Inc
CS
91324P102
195
500
SH
Put
SOLE
0
0
500
US Bancorp
CS
902973304
1864
31353
SH
SOLE
19925
0
11428
Valero Energy
CS
91913Y100
334
4736
SH
SOLE
313
0
4423
Valvoline Inc
CS
92047w101
430
13793
SH
SOLE
0
0
13793
Vanguard Mid-Cap Value ETF
CS
922908512
271
1938
SH
SOLE
0
0
1938
Vapor Group Inc
CS
922101100
0
58800
SH
SOLE
0
0
58800
Veeva Systems Inc. A
CS
922475108
210
729
SH
SOLE
398
0
331
Vericel Corp
CS
92346j108
680
13935
SH
SOLE
260
0
13675
Verizon Communications
CS
92343V104
26412
489023
SH
SOLE
84018
0
405006
Vertex Pharmaceuticals
CS
92532F100
301
1657
SH
SOLE
1500
0
157
VF Corp.
CS
918204108
351
5233
SH
SOLE
0
0
5233
Viacom CBS B Stock
CS
124857202
124
18090
SH
SOLE
0
0
18090
Viacom CBS Inc B
CS
92556h206
274
6933
SH
SOLE
223
0
6710
Viatris Inc.
CS
92556v106
225
16631
SH
SOLE
7474
0
9157
Visa Inc Cl A
CS
92826C839
77946
349926
SH
SOLE
173676
0
176249
Volkswagen AG ADR
CS
928662600
1046
33679
SH
SOLE
22108
0
11571
Vulcan Materials
CS
929160109
5813
34364
SH
SOLE
0
0
34364
W. W. Grainger Inc
CS
384802104
450
1144
SH
SOLE
0
0
1144
Wal Mart de Mexico ADR
CS
93114W107
718
21081
SH
SOLE
17351
0
3730
Walgreen Boots Alliance Inc
CS
931427108
1713
36408
SH
SOLE
1048
0
35360
Walmart Inc
CS
931142103
11293
81027
SH
SOLE
40190
0
40837
Waste Management Inc
CS
94106L109
1546
10352
SH
SOLE
64
0
10287
Wavefront Tech Solutions Inc
CS
94354b100
34
202500
SH
SOLE
0
0
202500
Wells Fargo & Company
CS
949746101
3169
68291
SH
SOLE
32683
0
35608
West Pharmaceutical Services
CS
955306105
1438
3387
SH
SOLE
205
0
3182
Western Alliance Bancorp
CS
957638109
249
2290
SH
SOLE
210
0
2080
Weyerhauser Corporation
CS
962166104
1440
40475
SH
SOLE
35174
0
5301
Wheels Up Experience Inc Ordin
CS
96328l106
532
80671
SH
SOLE
0
0
80671
Williams-Sonoma
CS
969904101
2158
12169
SH
SOLE
627
0
11542
Williams Companies, Inc.
CS
969457100
594
22880
SH
SOLE
120
0
22760
Wolverine Energy and Infrastru
CS
977891100
2
13163
SH
SOLE
0
0
13163
WuXi Biologics (Cayman) ADR
CS
98260n108
748
22989
SH
SOLE
0
0
22989
Xilinx Inc
CS
983919101
5369
35561
SH
SOLE
6350
0
29211
Xylem Inc
CS
98419M100
717
5794
SH
SOLE
503
0
5291
Yum China Holdings Inc
CS
98850p109
796
13704
SH
SOLE
632
0
13072
Yum! Brands Inc.
CS
988498101
1965
16066
SH
SOLE
280
0
15786
Zanite Acquisition Corp
CS
98907k103
991
98000
SH
SOLE
0
0
98000
Zebra Technologies Inc. Cl A
CS
989207105
1945
3774
SH
SOLE
185
0
3589
Zimmer Biomet Holdings Inc
CS
98956p102
589
4024
SH
SOLE
285
0
3739
Zions Bancorp NA
CS
989701107
1224
19785
SH
SOLE
0
0
19785
Zoetis Inc
CS
98978V103
924
4758
SH
SOLE
651
0
4107
AGNC Investment Corp
RE
00123q104
1590
100804
SH
SOLE
51048
0
49756
CNL Healthcare Properties
RE
12612c108
74
10013
SH
SOLE
3840
0
6173
Corporate Prop Associates 18
RE
22004e109
94
10602
SH
SOLE
0
0
10602
Highlands REIT
RE
43110a104
7
26712
SH
SOLE
0
0
26712
KBS Real Estate Investment Tru
RE
48243c109
117
56524
SH
SOLE
6825
0
49698
KBS Real Estate Investment Tru
RE
48668l105
166
15447
SH
SOLE
5019
0
10429
Pacific Oak Strategic Opportun
RE
694701103
146
15061
SH
SOLE
0
0
15061
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Real Estate Select Sector SPDR
RE
81369y860
201
4511
SH
SOLE
3
0
4508
Retail Properties of America
RE
76131V202
358
27824
SH
SOLE
0
0
27824
Schwab US REIT
RE
808524847
1458
31928
SH
SOLE
2990
0
28938
Simon Property Group Inc
RE
828806109
487
3747
SH
SOLE
0
0
3747
Starwood Property Trust
RE
85571B105
280
11455
SH
SOLE
1500
0
9955
Vanguard REIT Viper Index Seri
RE
922908553
2074
20381
SH
SOLE
0
0
20381
Aim Immunotech Wts
WT
00901b113
0
15000
SH
SOLE
0
0
15000
Zanite Acquisition Corp Wts
WT
98907k111
41
49000
SH
SOLE
0
0
49000
Barclays SPX Market Linked Gro
SE
06747pws4
57
50000
SH
SOLE
0
0
50000
BNS MID 10-15-21 20 buff
SE
064159nx0
9528
7615000
SH
SOLE
50000
0
7565000
BNS MXEA 2-7-22 20 buff
SE
064159ps9
1993
1605000
SH
SOLE
0
0
1605000
BNS MXEF 10-15-21 20 buff
SE
064159nw2
6053
4955000
SH
SOLE
350000
0
4605000
C MXEA 2-23-23 15 buff
SE
17328wfe3
3587
3255000
SH
SOLE
0
0
3255000
C MXEA due 12-20-23 15 buff
SE
17329ftj3
2478
2610000
SH
SOLE
0
0
2610000
C SPX 2-7-22 20 buff
SE
17327tzp4
3246
2715000
SH
SOLE
40000
0
2675000
GS MID 2-9-22 20 buff
SE
40056fzu2
1428
1180000
SH
SOLE
0
0
1180000
GS Mid Due 11-23-23 15 Buff
SE
40057hdl1
1341
1360000
SH
SOLE
0
0
1360000
GS RTY 7-26-23 15 buff
SE
40057f7f5
1228
1185000
SH
SOLE
30000
0
1155000
GS SPX 7-26-23 15 buff
SE
40057f7e8
2182
2010000
SH
SOLE
80000
0
1930000
GS SPX 8-11-22 20 buff
SE
40056yj88
9562
8340000
SH
SOLE
1365000
0
6975000
GS SPX due 12-20-23 15 Buff
SE
40057hmp2
2764
2760000
SH
SOLE
25000
0
2735000
HSBC SPX Market Linked Growth
SE
40435ukr4
35
30000
SH
SOLE
0
0
30000
HSBC SPX Market Linked Growth
SE
40435ur55
37
33000
SH
SOLE
0
0
33000
JPM EEM Note
SE
48132f5w2
14
12000
SH
SOLE
0
0
12000
JPM EEM Note
SE
48132hzv7
15
13000
SH
SOLE
0
0
13000
JPM EEM Note
SE
48132k4k8
14
12000
SH
SOLE
0
0
12000
JPM EEM Note
SE
48132mzl8
14
13000
SH
SOLE
0
0
13000
JPM EEM Note
SE
48132pxh2
13
13000
SH
SOLE
0
0
13000
JPM EFA Note
SE
48132f5r3
14
12000
SH
SOLE
0
0
12000
JPM EFA Note
SE
48132hzu9
15
13000
SH
SOLE
0
0
13000
JPM EFA Note
SE
48132k3w3
14
12000
SH
SOLE
0
0
12000
JPM MID 7-26-23 15 buff
SE
48132rng1
1471
1400000
SH
SOLE
85000
0
1315000
JPM MXEF 6-8-22 20 buff
SE
48132hex6
2652
2225000
SH
SOLE
400000
0
1825000
JPM MXEF due 12-20-23 15 buff
SE
48132unq2
10101
10970000
SH
SOLE
650000
0
10320000
JPM NDX Note
SE
48132f5q5
14
12000
SH
SOLE
0
0
12000
JPM NDX Note
SE
48132hzt2
15
13000
SH
SOLE
0
0
13000
JPM NDX Note
SE
48132k3x1
14
12000
SH
SOLE
0
0
12000
JPM RTY Note
SE
48132mzf1
14
13000
SH
SOLE
0
0
13000
JPM RTY Note
SE
48132pxf6
14
13000
SH
SOLE
0
0
13000
JPM SPX Note
SE
48132mzm6
14
13000
SH
SOLE
0
0
13000
JPM SPX Note
SE
48132pxj8
14
13000
SH
SOLE
0
0
13000
MS MXEA 10-15-21 20 buff
SE
61768d6j9
4217
3270000
SH
SOLE
300000
0
2970000
MS MXEA 6-8-22 20 buff
SE
61769h3r4
1693
1425000
SH
SOLE
225000
0
1200000
MS MXEA 8-15-22 20 buff
SE
61770fle4
2158
1890000
SH
SOLE
0
0
1890000
MS SPX 4-12-22 15 buff
SE
61770fk70
1968
1535000
SH
SOLE
175000
0
1360000
RBC RTY 10-15-21 20 buff
SE
78013x5m6
4702
3730000
SH
SOLE
30000
0
3700000
RBC RTY 2-7-22 20 buff
SE
78013xye2
1431
1175000
SH
SOLE
0
0
1175000
RBC RTY due 3-14-24 15 buff
SE
78016e3h8
1029
1050000
SH
SOLE
60000
0
990000
RBC SPX 10-15-21 20 buff
SE
78013x5l8
11130
8865000
SH
SOLE
450000
0
8415000
RBC SPX 2-24-23 15 buff
SE
78015kyu2
6288
5500000
SH
SOLE
30000
0
5470000
RBC SPX 5-22-23 15 buff
SE
78016epb7
1171
1060000
SH
SOLE
0
0
1060000
RBC SPX Due 11-22-23 15 Buff
SE
78016et49
2050
2015000
SH
SOLE
160000
0
1855000
UBS MXEF 7-26-23 15 buff
SE
90276bnr0
1662
1825000
SH
SOLE
0
0
1825000
Energy Transfer LP
ML
29273v100
3176
331494
SH
SOLE
22382
0
309112
Enterprise Products Ptnrs
ML
293792107
8037
371380
SH
SOLE
13985
0
357395
Genesis Energy LP
ML
371927104
312
31343
SH
SOLE
0
0
31343
JPMorgan Alerian MLP Index
ML
46625H365
5642
310537
SH
SOLE
23398
0
287139
Magellan Midstream Ptnrs LP
ML
559080106
4659
102216
SH
SOLE
6410
0
95806
MPLX LP
ML
55336V100
1446
50788
SH
SOLE
6900
0
43888
Nextera Energy Partners Lp
ML
65341b106
2653
35203
SH
SOLE
3451
0
31752
Plains Group Holdings LP Cla
ML
72651a207
159
14791
SH
SOLE
0
0
14791
Targa Resources Prtns Com St
ML
87612G101
1997
40575
SH
SOLE
11500
0
29075
UBS E-TRACS Alerian MLP Infras
ML
90274d382
4603
296372
SH
SOLE
9000
0
287372
Western Midstream Partners LP
ML
958669103
233
11137
SH
SOLE
0
0
11137
ARK Innovation ETF
EE
00214q104
218
1969
SH
SOLE
5
0
1964
Communication Services Select
EE
81369y852
883
11024
SH
SOLE
0
0
11024
Deutsche X Tracks MSCI EAFE
EE
233051200
3279
86828
SH
SOLE
23692
0
63136
Dimensional International Valu
EE
25434V807
1101
33638
SH
SOLE
0
0
33638
Dimensional US Core Equity 2 E
EE
25434v708
2887
108645
SH
SOLE
0
0
108645
Dimensional World ex U.S. Core
EE
25434V880
1943
75082
SH
SOLE
0
0
75082
Fidelity High Dividend ETF
EE
316092840
2059
55646
SH
SOLE
0
0
55646
First Tr Pfrd Sec & Inc ETF
EE
33739e108
1314
63952
SH
SOLE
63352
0
600
First Tr Value Line Dividend I
EE
33734H106
3129
79826
SH
SOLE
68520
0
11305
First Trust Capital Strength E
EE
33733e104
7822
104550
SH
SOLE
82145
0
22405
First Trust Dow Jones Internet
EE
33733E302
296
1255
SH
SOLE
263
0
992
First Trust NASDAQ Cln Edge Gr
EE
33733e500
321
5135
SH
SOLE
0
0
5135
First Trust NASDAQ Cybersecuri
EE
33734x846
200
4110
SH
SOLE
0
0
4110
First Trust Rising Dividend ET
EE
33738r506
553
11656
SH
SOLE
8432
0
3224
First Trust Riverfront ETF
EE
33739p608
211
3052
SH
SOLE
3052
0
0
First Trust Senior Loan ETF
EE
33738d309
618
12906
SH
SOLE
12906
0
0
First Trust Small Cap Val Alph
EE
33737m409
462
9250
SH
SOLE
0
0
9250
First Trust US IPO Index
EE
336920103
493
3995
SH
SOLE
3693
0
302
Global X US Infrastructure Dev
EE
37954y673
20036
788497
SH
SOLE
57833
0
730664
Industrial Select Sector SPDR
EE
81369Y704
1485
15175
SH
SOLE
164
0
15011
Invesco FTSE RAFI US 1000 ETF
EE
46137V613
445
2812
SH
SOLE
0
0
2812
Invesco QQQ Trust
EE
46090E103
55612
155358
SH
SOLE
29736
0
125622
Invesco QQQ Trust
EE
46090E103
72
200
SH
Put
SOLE
0
0
200
Invesco S&P 500 Eql Wt Tech ET
EE
46137V282
231
800
SH
SOLE
0
0
800
Invesco S&P 500 Equal Weight E
EE
46137V357
921
6150
SH
SOLE
0
0
6150
Invesco S&P 500 Healthcare
EE
46137V332
10216
34261
SH
SOLE
1400
0
32861
Invesco S&P 500 Low Volatility
EE
46138E354
312
5123
SH
SOLE
3156
0
1967
Invesco S&P 500 Pure Growth
EE
46137v266
647
3362
SH
SOLE
0
0
3362
iShares Core MSCI Intl Dev Mkt
EE
46435G326
548
8205
SH
SOLE
0
0
8205
iShares Core MSCI Total Intl S
EE
46432f834
253
3559
SH
SOLE
20
0
3539
iShares Core U.S. REIT ETF
EE
464288521
940
16020
SH
SOLE
0
0
16020
iShares EAFE Value ETF
EE
464288877
261
5142
SH
SOLE
0
0
5142
iShares Edge MSCI Min Vol Glob
EE
464286525
340
3305
SH
SOLE
1241
0
2064
iShares ESG Advanced MSCI EM E
EE
46436e742
223
5147
SH
SOLE
0
0
5147
iShares ESG Aware MSCI USA ETF
EE
46435g425
634
6443
SH
SOLE
0
0
6443
iShares FTSE/Xinhua China25 In
EE
464287184
548
14088
SH
SOLE
0
0
14088
iShares Morningstar Mid-Cap ET
EE
464288208
266
4000
SH
SOLE
0
0
4000
iShares Morningstar Mid-Cap Gr
EE
464288307
283
4110
SH
SOLE
0
0
4110
iShares Morningstar Small Cap
EE
464288604
236
4800
SH
SOLE
0
0
4800
iShares MSCI US Momentum Fctr
EE
46432f396
6623
37714
SH
SOLE
1538
0
36176
iShares MSCI USA Quality Facto
EE
46432f339
4456
33828
SH
SOLE
29873
0
3955
iShares NASDAQ Biotech Index
EE
464287556
2206
13641
SH
SOLE
500
0
13141
iShares North Amer Tech-Softwa
EE
464287515
269
674
SH
SOLE
0
0
674
iShares Russell Mid Cap Growth
EE
464287481
4349
38810
SH
SOLE
10864
0
27946
iShares Russell Mid Cap Index
EE
464287499
15503
198199
SH
SOLE
2478
0
195721
iShares Russell Mid Cap Value
EE
464287473
3842
33922
SH
SOLE
11054
0
22868
iShares Russell Top 200 Growth
EE
464289438
333
2181
SH
SOLE
0
0
2181
iShares Russell Top 200 Value
EE
464289420
261
3977
SH
SOLE
0
0
3977
iShares Select Dividend ETF
EE
464287168
4737
41292
SH
SOLE
800
0
40492
iShares US Home Construction
EE
464288752
1906
28800
SH
SOLE
18000
0
10800
iShares US Technology
EE
464287721
903
8922
SH
SOLE
1490
0
7432
JP Morgan Diversified Ret Intl
EE
46641q209
290
4811
SH
SOLE
0
0
4811
KraneShares CSI China Internet
EE
500767306
44
930
SH
SOLE
0
0
930
KraneShares CSI China Internet
EE
500767306
710
15000
SH
Put
SOLE
0
0
15000
Main Street Capital Corp
EE
56035l104
619
15068
SH
SOLE
749
0
14319
Materials Select Sector SPDR
EE
81369Y100
1168
14768
SH
SOLE
0
0
14768
Powershares Solar ETF
EE
46138g706
249
3108
SH
SOLE
600
0
2508
PowerShares WilderHill Clean E
EE
46137v134
283
3662
SH
SOLE
0
0
3662
ProShares Large Cap Core Plus
EE
74347r248
372
3715
SH
SOLE
0
0
3715
ProShares Ultra S&P 500
EE
74347R107
254
2120
SH
SOLE
0
0
2120
Schwab Emerging Mkts ETF
EE
808524706
2885
94649
SH
SOLE
2216
0
92433
Schwab Fd US Lg Co ETF
EE
808524771
1072
19862
SH
SOLE
62
0
19800
Schwab Fund. Intl. LG Co. ETF
EE
808524755
398
12125
SH
SOLE
32
0
12093
Schwab Fundamental Emerg Mkts
EE
808524730
274
8510
SH
SOLE
26
0
8484
Schwab International Equity
EE
808524805
3701
95639
SH
SOLE
2483
0
93156
Schwab Intl Small Cap
EE
808524888
220
5287
SH
SOLE
15
0
5272
Schwab US Dividend Equity
EE
808524797
434
5844
SH
SOLE
8
0
5836
Schwab US Large Cap ETF
EE
808524201
20059
192816
SH
SOLE
20433
0
172383
Schwab US Large Cap Growth
EE
808524300
6076
41028
SH
SOLE
1247
0
39781
Schwab US Large Cap Value
EE
808524409
6903
102293
SH
SOLE
3591
0
98702
Schwab US Mid-Cap ETF
EE
808524508
7220
94183
SH
SOLE
6989
0
87194
Schwab US Small-Cap ETF
EE
808524607
6313
63067
SH
SOLE
3801
0
59266
SPDR Consumer Discret Select S
EE
81369Y407
2122
11827
SH
SOLE
0
0
11827
SPDR Consumer Staples Select S
EE
81369Y308
1390
20197
SH
SOLE
0
0
20197
SPDR Dow Jones Indl Avg ETF Se
EE
78467X109
1651
4881
SH
SOLE
2175
0
2706
SPDR Energy Index
EE
81369Y506
1724
33105
SH
SOLE
1708
0
31397
SPDR Euro STOXX 50 ETF
EE
78463X202
1577
34828
SH
SOLE
5255
0
29573
SPDR Financial Index
EE
81369Y605
2763
73632
SH
SOLE
7128
0
66504
SPDR Health Care Select
EE
81369Y209
1956
15364
SH
SOLE
588
0
14776
SPDR Portfolio S&P 500 Growth
EE
78464a409
490
7652
SH
SOLE
6620
0
1032
SPDR S&P 500 ETF
EE
78462F103
189384
441309
SH
SOLE
53483
0
387826
SPDR S&P 500 ETF
EE
78462F103
858
2000
SH
Call
SOLE
0
0
2000
SPDR S&P 500 ETF
EE
78462F103
43
100
SH
Call
SOLE
0
0
100
SPDR S&P 500 ETF
EE
78462F103
215
500
SH
Put
SOLE
0
0
500
SPDR S&P 500 Value ETF
EE
78464a508
473
12134
SH
SOLE
6445
0
5689
SPDR S&P Bank ETF
EE
78464a797
1035
19570
SH
SOLE
1851
0
17719
SPDR S&P Biotech
EE
78464A870
1520
12094
SH
SOLE
0
0
12094
SPDR S&P Dividend ETF
EE
78464A763
33236
282739
SH
SOLE
47476
0
235263
SPDR S&P Int'l Small Cap Fd
EE
78463X871
1559
40498
SH
SOLE
508
0
39990
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
92426
192201
SH
SOLE
18339
0
173862
SPDR Technology Index
EE
81369Y803
3907
26166
SH
SOLE
1787
0
24379
SPDR Utilities Index
EE
81369Y886
1265
19795
SH
SOLE
792
0
19003
T. Rowe Price Blue Chip Growth
EE
87283q107
859
26926
SH
SOLE
8222
0
18704
UBS AG FI Large Cap Growth
EE
902677780
597
845
SH
SOLE
0
0
845
Vaneck ETF TR
EE
92189f106
2370
80405
SH
SOLE
0
0
80405
Vaneck ETF TR
EE
92189f700
762
8354
SH
SOLE
1200
0
7154
Vanguard Consumer Discretionar
EE
92204A108
388
1252
SH
SOLE
0
0
1252
Vanguard Dividend Appreciation
EE
921908844
40992
266874
SH
SOLE
1193
0
265681
Vanguard Europe ETF
EE
922042874
3940
60048
SH
SOLE
647
0
59401
Vanguard Financials ETF
EE
92204A405
836
9024
SH
SOLE
129
0
8895
Vanguard FTSE All-World Ex-US
EE
922042775
2768
45412
SH
SOLE
0
0
45412
Vanguard FTSE Developed Mkts E
EE
921943858
36068
714359
SH
SOLE
156288
0
558071
Vanguard FTSE Emerging Mkts ET
EE
922042858
29782
595516
SH
SOLE
102352
0
493164
Vanguard Growth ETF
EE
922908736
2607
8983
SH
SOLE
181
0
8802
Vanguard Health Care ETF
EE
92204A504
406
1643
SH
SOLE
887
0
756
Vanguard High Dividend Yield E
EE
921946406
821
7942
SH
SOLE
2547
0
5395
Vanguard Index Fds S&P 500
EE
922908363
4853
12304
SH
SOLE
330
0
11974
Vanguard Industrials Index Fun
EE
92204A603
211
1125
SH
SOLE
70
0
1055
Vanguard Information Technolog
EE
92204A702
13148
32765
SH
SOLE
1923
0
30842
Vanguard Large Cap ETF
EE
922908637
1773
8825
SH
SOLE
328
0
8497
Vanguard Mega Cap Index ETF
EE
921910873
332
2176
SH
SOLE
0
0
2176
Vanguard Mid Cap Vipers Index
EE
922908629
1845
7792
SH
SOLE
1136
0
6656
Vanguard Russell 1000 ETF
EE
92206c730
10093
50419
SH
SOLE
0
0
50419
Vanguard S&P 500 Growth ETF
EE
921932505
250
939
SH
SOLE
0
0
939
Vanguard Small Cap ETF
EE
922908751
1535
7020
SH
SOLE
186
0
6834
Vanguard Small Cap Growth
EE
922908595
504
1798
SH
SOLE
5
0
1793
Vanguard Small Cap Value Fund
EE
922908611
1295
7651
SH
SOLE
12
0
7639
Vanguard Tot Stock Mrkt ETF
EE
922908769
67544
304172
SH
SOLE
87356
0
216816
Vanguard Total Int'l Stock Ind
EE
921909768
2183
34503
SH
SOLE
29723
0
4780
Vanguard Value ETF
EE
922908744
1816
13415
SH
SOLE
321
0
13094
WisdomTree Dividend Ex-Finl ET
EE
97717W406
315
3355
SH
SOLE
1685
0
1670
Wisdomtree Emerg Markets
EE
97717x578
1092
29249
SH
SOLE
0
0
29249
WisdomTree Int'l Small Cap Div
EE
97717W760
5847
78764
SH
SOLE
2137
0
76627
WisdomTree Large Cap Dividend
EE
97717w307
346
2903
SH
SOLE
0
0
2903
Wisdomtree Midcap Dividend
EE
97717w505
9976
240680
SH
SOLE
1760
0
238920
Fidelity MSCI Health Care Inde
EZ
316092600
1459
22863
SH
SOLE
0
0
22863
Fidelity MSCI Information Tech
EZ
316092808
336
2834
SH
SOLE
0
0
2834
Fidelity MSCI Real Estate ETF
EZ
316092857
5614
184678
SH
SOLE
55734
0
128944
Fidelity Nasdaq Composite Inde
EZ
315912808
458
8158
SH
SOLE
0
0
8158
GS Activebeta Large Cap ETF
EZ
381430503
10505
122114
SH
SOLE
3843
0
118271
Invesco Dynamic Building and C
EZ
46137V779
2339
49378
SH
SOLE
8079
0
41299
iShares Core MSCI EAFE
EZ
46432f842
71402
961640
SH
SOLE
58599
0
903041
iShares Core MSCI Emerging Mkt
EZ
46434g103
56872
920854
SH
SOLE
54395
0
866458
IShares Core S&P Total US Stoc
EZ
464287150
4121
41887
SH
SOLE
10094
0
31793
iShares Core US Value ETF
EZ
464287663
292
4119
SH
SOLE
0
0
4119
iShares Dow Jones US RE Index
EZ
464287739
1438
14047
SH
SOLE
175
0
13872
Ishares Inc MSCI EM Asia ETF
EZ
464286426
999
11828
SH
SOLE
4919
0
6909
iShares MSCI EAFE Index
EZ
464287465
22453
287816
SH
SOLE
15930
0
271886
iShares MSCI EAFE Small Cap In
EZ
464288273
14015
188347
SH
SOLE
13633
0
174714
iShares MSCI Emerg Mkts Indx F
EZ
464287234
9956
197612
SH
SOLE
27614
0
169998
iShares MSCI USA Min Volatilit
EZ
46429b697
5575
75851
SH
SOLE
50875
0
24976
iShares Russell 1000
EZ
464287622
8017
33169
SH
SOLE
4065
0
29104
iShares Russell 1000 Growth In
EZ
464287614
53460
195079
SH
SOLE
14514
0
180566
iShares Russell 1000 Value Ind
EZ
464287598
29009
185347
SH
SOLE
16869
0
168477
iShares Russell 2000 Growth In
EZ
464287648
17878
60894
SH
SOLE
3042
0
57852
iShares Russell 2000 Index
EZ
464287655
65952
301497
SH
SOLE
21121
0
280375
iShares Russell 2000 Value Ind
EZ
464287630
32304
201611
SH
SOLE
7242
0
194369
iShares S&P 500 Growth
EZ
464287309
41705
564268
SH
SOLE
45998
0
518270
iShares S&P 500 Index
EZ
464287200
376388
873656
SH
SOLE
71202
0
802454
iShares S&P Barra Value Index
EZ
464287408
61468
422693
SH
SOLE
19986
0
402707
iShares S&P Mid Cap 400 Growth
EZ
464287606
48559
613202
SH
SOLE
32405
0
580797
iShares S&P Mid Cap 400 Value
EZ
464287705
30110
292219
SH
SOLE
13355
0
278864
iShares S&P Mid Cap Index
EZ
464287507
86173
327566
SH
SOLE
25301
0
302265
iShares S&P Small Cap 600 Grow
EZ
464287887
6926
53262
SH
SOLE
6132
0
47130
iShares S&P Small Cap 600 Valu
EZ
464287879
6796
67504
SH
SOLE
6608
0
60896
iShares S&P Small Cap Index
EZ
464287804
69879
639979
SH
SOLE
53167
0
586813
iShares Tr MSCI AC Asia Ex Jap
EZ
464288182
2574
30308
SH
SOLE
194
0
30114
iShares Tr MSCI ACWI Index
EZ
464288257
255
2548
SH
SOLE
0
0
2548
iShares Tr S&P 100 Index Fd
EZ
464287101
554
2807
SH
SOLE
2560
0
247
iShares Tr. Core Div Growth
EZ
46434v621
726
14443
SH
SOLE
4345
0
10098
Ishares Trust High Dividend Eq
EZ
46429B663
388
4112
SH
SOLE
0
0
4112