Supervisor - Investment Operations

0001040197-18-000003.txt : 20180417 0001040197-18-000003.hdr.sgml : 20180417 20180417111939 ACCESSION NUMBER: 0001040197-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180417 DATE AS OF CHANGE: 20180417 EFFECTIVENESS DATE: 20180417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 18758237 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040197 XXXXXXXX 03-31-2018 03-31-2018 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Supervisor - Investment Operations 216-920-4965 Bryan Gregorich Cleveland OH 04-17-2018 0 471 1761360 false INFORMATION TABLE 2 inftable.xml 3M Company CS 88579Y101 1426 6496 SH SOLE 0 0 6496 A T & T Corp New CS 00206R102 3627 101744 SH SOLE 39799 0 61945 Abbott Laboratories CS 002824100 15427 257455 SH SOLE 55879 0 201576 AbbVie Inc. CS 00287Y109 4684 49488 SH SOLE 14200 0 35288 AbbVie Inc. CS 00287Y109 189 2000 SH Call SOLE 0 0 2000 Accenture PLC Cl A CS G1151C101 2080 13549 SH SOLE 785 0 12764 Adobe Systems CS 00724F101 7084 32785 SH SOLE 2348 0 30437 Aegon N.V. Adr CS 007924103 143 21129 SH SOLE 19004 0 2125 Aercap Holdings NV CS N00985106 330 6514 SH SOLE 2956 0 3558 Aetna Inc. CS 00817Y108 208 1229 SH SOLE 0 0 1229 Affiliated Managers CS 008252108 442 2329 SH SOLE 375 0 1954 Air Products & Chemicals Inc CS 009158106 840 5282 SH SOLE 3500 0 1782 Akamai Tech CS 00971T101 716 10089 SH SOLE 500 0 9589 Alexandria Real Estate Equitie CS 015271109 345 2765 SH SOLE 1114 0 1651 Alibaba Group Holding Limited CS 01609w102 242 1317 SH SOLE 321 0 996 Allegion Plc CS g0176j109 809 9487 SH SOLE 1850 0 7637 Allergan PLC CS G0177J108 2264 13450 SH SOLE 4504 0 8946 Allstate Corp CS 020002101 793 8363 SH SOLE 1412 0 6951 Allstate Corp CS 020002101 171 1800 SH Put SOLE 0 0 1800 Allstate Corp CS 020002101 161 1700 SH Put SOLE 0 0 1700 Alphabet Inc Class A CS 02079k305 7016 6765 SH SOLE 2675 0 4090 Alphabet Inc Class C CS 02079k107 8846 8573 SH SOLE 793 0 7780 Altria Group Inc. CS 02209S103 7082 113647 SH SOLE 31238 0 82409 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 9674 6684 SH SOLE 1417 0 5267 America Movil SA de CV ADR Ser CS 02364W105 1014 53100 SH SOLE 0 0 53100 American Campus Communities CS 024835100 263 6805 SH SOLE 2940 0 3865 American Tower CS 03027X100 4158 28611 SH SOLE 8466 0 20145 Ameriprise Financial Inc CS 03076C106 309 2090 SH SOLE 901 0 1189 Ametek Inc CS 031100100 1553 20441 SH SOLE 675 0 19766 Amgen Inc CS 031162100 12183 71465 SH SOLE 19572 0 51893 Anadarko Pete Co. CS 032511107 301 4984 SH SOLE 2207 0 2777 Anheuser-Busch InBev CS 03524A108 7959 72395 SH SOLE 19131 0 53264 Antero Resources Corporation CS 03674x106 359 18093 SH SOLE 0 0 18093 Anthem, Inc CS 036752103 278 1266 SH SOLE 0 0 1266 Apple Inc CS 037833100 30866 183968 SH SOLE 35295 0 148673 Aramark CS 03852u106 369 9315 SH SOLE 3991 0 5324 Archer Daniels Midland Co. CS 039483102 2353 54263 SH SOLE 0 0 54263 Arthur J. Gallagher CS 363576109 217 3155 SH SOLE 580 0 2575 Ashland Global Holdings Inc CS 044186104 384 5500 SH SOLE 0 0 5500 Astellas Pharma Inc CS 04623U102 199 13126 SH SOLE 11807 0 1319 Automatic Data Processing CS 053015103 316 2788 SH SOLE 0 0 2788 Avangrid Inc CS 05351w103 690 13494 SH SOLE 0 0 13494 Avery Dennison CS 053611109 908 8543 SH SOLE 1825 0 6718 Baidu ADR CS 056752108 3770 16891 SH SOLE 623 0 16268 Banco de Brasil SA Sponsored A CS 059578104 143 11473 SH SOLE 9830 0 1643 Bank of America Corp CS 060505104 13184 439607 SH SOLE 159142 0 280465 Bank of New York Mellon CS 064058100 204 3952 SH SOLE 0 0 3952 Banner Corp CS 06652v208 271 4882 SH SOLE 0 0 4882 Barclays Plc Adr CS 06738E204 149 12619 SH SOLE 11350 0 1269 Barnes Group Inc CS 067806109 759 12670 SH SOLE 2525 0 10145 Baxter International CS 071813109 709 10906 SH SOLE 700 0 10206 BB&T Corp. CS 054937107 219 4215 SH SOLE 720 0 3495 Becton Dickinson & Company CS 075887109 250 1155 SH SOLE 179 0 976 Bemis CS 081437105 218 5000 SH SOLE 2265 0 2735 Berkshire Hathaway CS 084670108 1196 4 SH SOLE 0 0 4 Berkshire Hathaway Class B CS 084670702 7679 38493 SH SOLE 8452 0 30041 Berry Plastics Group CS 08579w103 244 4452 SH SOLE 2019 0 2433 Biogen Inc CS 09062X103 1035 3780 SH SOLE 188 0 3592 Black Knight Inc CS 09215c105 311 6607 SH SOLE 850 0 5757 Blackrock Inc CS 09247X101 4314 7963 SH SOLE 552 0 7411 Boeing Company CS 097023105 18700 57034 SH SOLE 11781 0 45253 Booking Holdings Inc CS 09857l108 7535 3622 SH SOLE 212 0 3410 Booz Allen Hamilton Holding CS 099502106 228 5880 SH SOLE 1065 0 4815 BorgWarner CS 099724106 315 6262 SH SOLE 2841 0 3421 BP Amoco PLC ADR CS 055622104 5688 140314 SH SOLE 25869 0 114445 Bristol-Myers Squibb CS 110122108 7848 124082 SH SOLE 32894 0 91188 Broadcom Inc CS 11135F101 1297 5504 SH SOLE 4077 0 1427 Burlington Stores Inc CS 122017106 988 7423 SH SOLE 1475 0 5948 Cambrex Corp CS 132011107 831 15895 SH SOLE 2850 0 13045 Cardinal Health Inc. CS 14149Y108 4424 70575 SH SOLE 12408 0 58167 Carter's Inc CS 146229109 960 9220 SH SOLE 2005 0 7215 Caterpillar Inc CS 149123101 462 3138 SH SOLE 0 0 3138 Celgene Corp. CS 151020104 527 5906 SH SOLE 0 0 5906 Charles River Laboratories Int CS 159864107 1069 10015 SH SOLE 2596 0 7419 Charles Schwab CS 808513105 1119 21430 SH SOLE 20000 0 1430 Charter Communications Inc CS 16119p108 1193 3834 SH SOLE 148 0 3686 Chevron Corporation CS 166764100 6715 58880 SH SOLE 13260 0 45620 China Mobile ADR CS 16941M109 344 7515 SH SOLE 2006 0 5509 Chromadex Corporation CS 171077407 45 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 10803 78987 SH SOLE 19830 0 59157 Church & Dwight Co CS 171340102 883 17528 SH SOLE 2940 0 14588 Cimarex Energy Co. CS 171798101 279 2981 SH SOLE 1303 0 1678 Cintas Inc. CS 172908105 1347 7896 SH SOLE 1472 0 6424 Cisco Systems CS 17275R102 14383 335345 SH SOLE 87134 0 248211 Citigroup CS 172967424 9083 134562 SH SOLE 35545 0 99017 Citizens Financial Group CS 174610105 598 14256 SH SOLE 772 0 13484 Citrix Systems Inc CS 177376100 868 9356 SH SOLE 966 0 8390 Clean Harbors Inc CS 184496107 202 4144 SH SOLE 1879 0 2265 Coca-Cola Co. CS 191216100 639 14712 SH SOLE 1246 0 13466 Cognex Corp. CS 192422103 960 18456 SH SOLE 2950 0 15506 Cognizant Technology Solutions CS 192446102 2363 29350 SH SOLE 1974 0 27376 Colgate Palmolive CS 194162103 1285 17929 SH SOLE 435 0 17494 Comcast Corp. Cl A CS 20030n101 15691 459196 SH SOLE 98262 0 360934 Compagnie de Saint-Gobain ADR CS 204280309 139 13230 SH SOLE 11900 0 1330 ConocoPhillips CS 20825C104 426 7190 SH SOLE 0 0 7190 Constellation Brands Inc. CS 21036P108 1660 7285 SH SOLE 513 0 6772 Cooper Companies CS 216648402 1015 4435 SH SOLE 800 0 3635 Copart Inc CS 217204106 981 19255 SH SOLE 3800 0 15455 Corning, Inc. CS 219350105 485 17402 SH SOLE 503 0 16899 Cortland Bancorp Inc CS 220587109 201 8770 SH SOLE 0 0 8770 Costco Wholesale Corp CS 22160K105 6076 32247 SH SOLE 4576 0 27671 CVS Health Corp. CS 126650100 5352 86024 SH SOLE 23810 0 62214 Danaher Corp. CS 235851102 1597 16310 SH SOLE 940 0 15370 Deere & Co CS 244199105 1103 7100 SH SOLE 450 0 6650 Dell Technologies Inc. CS 24703l103 381 5211 SH SOLE 0 0 5211 DENTSPLY Sirona Inc. CS 24906p109 244 4843 SH SOLE 2197 0 2646 Devon Energy Corp CS 25179M103 457 14388 SH SOLE 513 0 13875 Devon Energy Corp CS 25179M103 223 7000 SH Put SOLE 0 0 7000 Diageo PLC ADR CS 25243Q205 9862 72823 SH SOLE 17344 0 55479 Digital Turbine Inc CS 25400w102 60 30000 SH SOLE 0 0 30000 Disney, Walt Co. CS 254687106 6159 61323 SH SOLE 20342 0 40981 DNB Financial Corp CS 233237106 633 17757 SH SOLE 0 0 17757 Dollar Tree CS 256746108 297 3128 SH SOLE 1412 0 1716 Dover Corp. CS 260003108 324 3303 SH SOLE 1467 0 1836 DowDuPont Inc. CS 26078j100 2494 39150 SH SOLE 27641 0 11509 DTE Energy CS 233331107 336 3222 SH SOLE 1273 0 1949 Duke Energy Corp. CS 26441C204 483 6235 SH SOLE 4266 0 1969 Eaton Corporation CS G29183103 7412 92756 SH SOLE 13605 0 79151 Edison International Inc. CS 281020107 313 4913 SH SOLE 1373 0 3540 Emerson Electric CS 291011104 346 5071 SH SOLE 0 0 5071 ENI S.P.A. ADS CS 26874R108 218 6166 SH SOLE 5546 0 620 Envision Healthcare Corp CS 29414d100 378 9848 SH SOLE 3998 0 5850 EOG Resources CS 26875P101 1917 18209 SH SOLE 10310 0 7899 EQT Corp CS 26884L109 230 4836 SH SOLE 2182 0 2654 Equinix Corp CS 29444U700 402 962 SH SOLE 663 0 299 Estee Lauder CS 518439104 1915 12793 SH SOLE 1992 0 10801 ETRADE Fin Corp. CS 269246401 303 5475 SH SOLE 2469 0 3006 Eversource Energy CS 30040W108 260 4408 SH SOLE 3444 0 964 Exelon Corp. CS 30161N101 1792 45934 SH SOLE 4295 0 41639 Express Scripts Holding Co. CS 30219G108 601 8701 SH SOLE 375 0 8326 Exxon Mobil Corp CS 30231G102 5208 69808 SH SOLE 23361 0 46447 Facebook CS 30303M102 5992 37497 SH SOLE 12648 0 24849 Facebook CS 30303M102 799 5000 SH Put SOLE 0 0 5000 Facebook CS 30303M102 799 5000 SH Put SOLE 0 0 5000 Fairmount Santrol Holdings Inc CS 30555q108 289 67918 SH SOLE 0 0 67918 Farmers National Banc Corp CS 309627107 246 17753 SH SOLE 0 0 17753 Fedex CS 31428X106 407 1697 SH SOLE 425 0 1272 Fidelity National Information CS 31620M106 340 3530 SH SOLE 1426 0 2104 Fidelity Natl Finl Inc New CS 31620r303 2147 53650 SH SOLE 3513 0 50137 First Republic Bank of Califor CS 33616C100 674 7280 SH SOLE 1475 0 5805 Fiserv, Inc. CS 337738108 676 9478 SH SOLE 0 0 9478 Fluor Corp. CS 343412102 263 4592 SH SOLE 1534 0 3058 FMC Corp CS 302491303 287 3752 SH SOLE 1702 0 2050 Fortive Corporation CS 34959j108 533 6881 SH SOLE 855 0 6026 General Dynamics CS 369550108 1560 7062 SH SOLE 1193 0 5869 General Electric Company CS 369604103 3709 275126 SH SOLE 124126 0 151000 General Mills Inc CS 370334104 280 6218 SH SOLE 875 0 5343 Genpact Ltd CS G3922B107 921 28803 SH SOLE 6497 0 22306 Gilead Sciences Inc CS 375558103 2384 31621 SH SOLE 8142 0 23479 Goldfield Corp CS 381370105 56 14434 SH SOLE 3461 0 10973 Goldman Sachs Group, Inc. CS 38141G104 1074 4264 SH SOLE 310 0 3954 Grand Canyon Education CS 38526M106 219 2086 SH SOLE 1080 0 1006 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Great Plains Energy Inc. CS 391164100 209 6578 SH SOLE 2985 0 3593 Grupo Financiero Banorte SAB d CS P49501201 155 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 231 7205 SH SOLE 2823 0 4382 Halliburton Company CS 406216101 357 7600 SH SOLE 585 0 7015 Hanover Insurance Group Inc CS 410867105 235 1991 SH SOLE 903 0 1088 Harley Davidson Inc. CS 412822108 661 15405 SH SOLE 0 0 15405 Hartford Financial Services Gr CS 416515104 248 4810 SH SOLE 2157 0 2653 Henry Jack and Associates Inc CS 426281101 1060 8763 SH SOLE 1600 0 7163 Henry Schein CS 806407102 759 11300 SH SOLE 1930 0 9370 Home Depot, Inc. CS 437076102 15361 86181 SH SOLE 25539 0 60642 Honeywell International, Inc. CS 438516106 10508 72713 SH SOLE 23650 0 49063 Host Hotels and Resorts CS 44107P104 216 11605 SH SOLE 5185 0 6420 HP Inc. CS 40434l105 311 14194 SH SOLE 1470 0 12724 HSBC Holdings PLC ADR CS 404280406 241 5063 SH SOLE 3715 0 1348 Huntington Bancshares CS 446150104 509 33676 SH SOLE 0 0 33676 Hyatt Hotels CS 448579102 820 10750 SH SOLE 2125 0 8625 Illinois Tool Works CS 452308109 275 1755 SH SOLE 0 0 1755 Imageware Systems Inc. CS 45245s108 172 107344 SH SOLE 0 0 107344 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 ING Groep NV ADS CS 456837103 180 10612 SH SOLE 8288 0 2324 Int'l Business Machines Corp. CS 459200101 1808 11784 SH SOLE 504 0 11280 Intel Corp CS 458140100 18838 361720 SH SOLE 77176 0 284544 Intercontinental Exchange, Inc CS 45866f104 3298 45482 SH SOLE 3324 0 42158 International Flavors & Fragra CS 459506101 904 6600 SH SOLE 1280 0 5320 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 206 498 SH SOLE 187 0 311 IPG Photonics Corp Com CS 44980x109 1194 5116 SH SOLE 775 0 4341 Jacobs Engineering CS 469814107 297 5015 SH SOLE 0 0 5015 Johnson & Johnson CS 478160104 21572 168336 SH SOLE 27592 0 140744 JPMorgan Chase & Co. CS 46625H100 24981 227162 SH SOLE 45541 0 181621 Kar Auction Services Inc CS 48238t109 339 6246 SH SOLE 2771 0 3475 Kimberly-Clark CS 494368103 288 2613 SH SOLE 0 0 2613 Kinder Morgan, Inc. CS 49456B101 7815 518949 SH SOLE 169070 0 349879 Kingfisher ADR CS 495724403 84 10203 SH SOLE 9178 0 1025 Kroger Co CS 501044101 205 8552 SH SOLE 3668 0 4884 L-3 Communications CS 502413107 444 2133 SH SOLE 0 0 2133 Lam Research Corp CS 512807108 306 1507 SH SOLE 155 0 1352 Lamb Weston Holdings Inc CS 513272104 858 14742 SH SOLE 2900 0 11842 LCI Industries Inc CS 50189k103 687 6595 SH SOLE 1425 0 5170 Lennar Corp CS 526057104 253 4290 SH SOLE 0 0 4290 Lennox International Inc CS 526107107 1103 5396 SH SOLE 900 0 4496 Liberty Broadband Corporation CS 530307107 209 2468 SH SOLE 0 0 2468 Liberty Broadband Corporation CS 530307305 398 4639 SH SOLE 0 0 4639 Liberty Global PLC Cl A CS G5480U104 290 9255 SH SOLE 0 0 9255 Liberty Global PLC Cl C CS G5480U120 624 20499 SH SOLE 0 0 20499 Liberty Media Corp A SiriusXM CS 531229409 377 9181 SH SOLE 0 0 9181 Liberty Media Corp C CS 531229607 742 18162 SH SOLE 0 0 18162 Lilly, Eli Co CS 532457108 473 6107 SH SOLE 2272 0 3835 LKQ CS 501889208 410 10801 SH SOLE 4897 0 5904 Lockheed Martin CS 539830109 539 1595 SH SOLE 0 0 1595 Lonza Group LTD CS h50524133 994 4225 SH SOLE 0 0 4225 Lowe's Cos. CS 548661107 2151 24516 SH SOLE 3476 0 21040 M & T Bank CS 55261F104 211 1147 SH SOLE 492 0 655 MACOM Tech Solutions Holdings CS 55405y100 343 20654 SH SOLE 9368 0 11286 Marathon Petroleum Corp CS 56585A102 7852 107397 SH SOLE 28258 0 79139 Masco Corp CS 574599106 890 21998 SH SOLE 4200 0 17798 Mastercard CS 57636Q104 263 1501 SH SOLE 0 0 1501 Mattersight Corp CS 577097108 53 25000 SH SOLE 0 0 25000 McCormick & Co CS 579780206 918 8626 SH SOLE 1625 0 7001 McDonalds Corp CS 580135101 1552 9924 SH SOLE 4700 0 5224 McKesson HBOC Corp. CS 58155Q103 499 3540 SH SOLE 0 0 3540 Medtronic Plc CS g5960l103 2756 34357 SH SOLE 19757 0 14600 Merck & Co CS 58933Y105 4073 74784 SH SOLE 14582 0 60202 Metlife Inc. CS 59156R108 6992 152356 SH SOLE 44742 0 107614 Mettler-Toledo International CS 592688105 977 1699 SH SOLE 305 0 1394 Microsoft Corporation CS 594918104 18785 205819 SH SOLE 61305 0 144514 Milestone Scientific Inc CS 59935p209 25 35000 SH SOLE 0 0 35000 Mitel Networks Corp CS 60671q104 95 10246 SH SOLE 2101 0 8145 MKS Instruments CS 55306n104 852 7365 SH SOLE 1600 0 5765 Mondelez Intl Inc Com CS 609207105 6498 155715 SH SOLE 45038 0 110677 Monolithic Power Systems CS 609839105 1065 9195 SH SOLE 1675 0 7520 Monsanto Co. CS 61166W101 950 8139 SH SOLE 0 0 8139 Moody's Corp. CS 615369105 224 1388 SH SOLE 0 0 1388 Morgan Stanley CS 617446448 778 14426 SH SOLE 730 0 13696 Morgan Stanley CS 617446448 324 6000 SH Put SOLE 0 0 6000 Motorola Solutions CS 620076307 236 2237 SH SOLE 410 0 1827 Nestle SA ADR CS 641069406 666 8430 SH SOLE 0 0 8430 Netflix Inc. CS 64110L106 2795 9464 SH SOLE 41 0 9423 NextEra Energy CS 65339F101 14901 91234 SH SOLE 27441 0 63793 Nike Inc. CS 654106103 8588 129257 SH SOLE 20345 0 108912 Noble Energy CS 655044105 724 23903 SH SOLE 4208 0 19695 Norfolk Southern CS 655844108 596 4392 SH SOLE 0 0 4392 Northrop Grumman Corp CS 666807102 2756 7894 SH SOLE 517 0 7377 NRG Yield Inc Cl A New CS 62942x306 186 11300 SH SOLE 0 0 11300 Occidental Petroleum CS 674599105 5905 90904 SH SOLE 26787 0 64117 Old Dominion Freight CS 679580100 837 5693 SH SOLE 1175 0 4518 Omnicom Group CS 681919106 752 10353 SH SOLE 606 0 9747 OptimizeRx Corp CS 68401u105 62 40000 SH SOLE 0 0 40000 Oracle Corp CS 68389X105 6781 148213 SH SOLE 52911 0 95302 P P & L Resources Inc CS 69351T106 328 11590 SH SOLE 2493 0 9097 Pac-West Telecom Inc. CS 695263103 321 6482 SH SOLE 2520 0 3962 Panasonic Adr CS 69832A205 195 13820 SH SOLE 12430 0 1390 Parker-Hannifin CS 701094104 1210 7076 SH SOLE 444 0 6632 Paycom Software Inc CS 70432v102 814 7582 SH SOLE 1550 0 6032 PayPal Holdings, Inc CS 70450y103 1153 15199 SH SOLE 945 0 14254 PepsiCo, Inc. CS 713448108 11786 107975 SH SOLE 26185 0 81790 Pfizer Inc CS 717081103 3679 103662 SH SOLE 57672 0 45990 Philip Morris Int'l CS 718172109 2196 22089 SH SOLE 0 0 22089 Phillips 66 CS 718546104 557 5805 SH SOLE 0 0 5805 Pinnacle Fnl Partners Inc CS 72346q104 276 4296 SH SOLE 1675 0 2621 Pinnacle West Capital Corp. CS 723484101 321 4027 SH SOLE 1691 0 2336 Pool Corp. CS 73278L105 1024 7000 SH SOLE 1375 0 5625 PPG Industries CS 693506107 242 2168 SH SOLE 965 0 1203 Procter & Gamble CS 742718109 6342 79999 SH SOLE 11651 0 68348 Profire Energy CS 74316x101 68 25000 SH SOLE 0 0 25000 Ptc Inc CS 69370C100 253 3245 SH SOLE 1472 0 1773 PVH Corp CS 693656100 1837 12130 SH SOLE 2032 0 10098 Qorvo Inc CS 74736K101 212 3012 SH SOLE 1360 0 1652 Qualcomm Incorporated CS 747525103 12836 231656 SH SOLE 48154 0 183503 Raymond James Financial CS 754730109 963 10771 SH SOLE 1845 0 8926 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 14290 66213 SH SOLE 15791 0 50422 Regal Beloit Corp CS 758750103 268 3650 SH SOLE 1656 0 1994 Regions Financial Corp CS 7591EP100 380 20471 SH SOLE 0 0 20471 Reinsurance Group of America I CS 759351604 314 2036 SH SOLE 903 0 1133 Research Frontiers Inc CS 760911107 11 11290 SH SOLE 0 0 11290 ResMed Inc CS 761152107 1160 11785 SH SOLE 2025 0 9760 Riverview Bancorp Inc CS 769397100 326 34950 SH SOLE 0 0 34950 Rolls-Royce PLC ADR CS 775781206 169 13836 SH SOLE 12445 0 1391 Roper Industries CS 776696106 1972 7027 SH SOLE 677 0 6350 Royal Dutch Shell Plc Spon ADR CS 780259107 576 8796 SH SOLE 2730 0 6066 RPC Inc CS 749660106 641 35578 SH SOLE 7200 0 28378 Rsp Permian Inc CS 74978Q105 224 4780 SH SOLE 875 0 3905 S S & C Technologies Inc CS 78467J100 1086 20240 SH SOLE 4150 0 16090 Salesforce.com CS 79466L302 499 4288 SH SOLE 931 0 3357 Sanofi-Aventis Spon ADR CS 80105N105 203 5067 SH SOLE 2930 0 2137 SAP SE Spon ADR CS 803054204 540 5136 SH SOLE 680 0 4456 Schlumberger Limited CS 806857108 3622 55919 SH SOLE 23775 0 32144 Scotts Miracle Grow CS 810186106 228 2657 SH SOLE 1198 0 1459 Sherwin Williams Company CS 824348106 3256 8304 SH SOLE 239 0 8065 Shire plc ADR CS 82481R106 220 1471 SH SOLE 103 0 1368 Signature Bank NY CS 82669G104 371 2614 SH SOLE 934 0 1680 Snap-On Inc CS 833034101 1027 6962 SH SOLE 1846 0 5116 Spirit Aerosystems CS 848574109 586 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 1032 17822 SH SOLE 440 0 17382 State Street Corp. CS 857477103 2185 21913 SH SOLE 400 0 21513 Steris Plc CS g84720104 847 9075 SH SOLE 1800 0 7275 Stryker Corp. CS 863667101 873 5422 SH SOLE 0 0 5422 Sumitomo Metal Mining Co CS 86563t104 147 14460 SH SOLE 13006 0 1454 Sumitomo Mitsui ADR CS 86562M209 163 19176 SH SOLE 17249 0 1927 Suncor Energy CS 867224107 228 6598 SH SOLE 4182 0 2416 SVB Finl Group CS 78486Q101 276 1152 SH SOLE 505 0 647 Synopsys Inc CS 871607107 1378 16558 SH SOLE 3737 0 12821 T. Rowe Price Associates Inc CS 74144T108 1264 11711 SH SOLE 552 0 11159 Taiwan Semiconductor Manufactu CS 874039100 312 7129 SH SOLE 3648 0 3481 Target CS 87612E106 327 4708 SH SOLE 0 0 4708 TCF Financial Corp CS 872275102 201 8811 SH SOLE 3996 0 4815 Tesla Inc. CS 88160r101 270 1013 SH SOLE 0 0 1013 Texas Instruments CS 882508104 511 4917 SH SOLE 0 0 4917 Texas Roadhouse CS 882681109 1054 18248 SH SOLE 3200 0 15048 The Wendy's Company CS 95058W100 311 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 598 2898 SH SOLE 501 0 2397 Time Warner Inc CS 887317303 10483 110838 SH SOLE 25443 0 85395 Tivo Corp. CS 88870p106 180 13271 SH SOLE 0 0 13271 TJX Companies Inc CS 872540109 227 2782 SH SOLE 567 0 2215 TransCanada Corp CS 89353d107 617 14932 SH SOLE 1178 0 13754 Travelers Companies Inc CS 89417E109 1291 9300 SH SOLE 500 0 8800 Tyler Technologies Inc CS 902252105 4513 21395 SH SOLE 155 0 21240 Tyler Technologies Inc CS 902252105 1266 6000 SH Put SOLE 0 0 6000 U S Bancorp new CS 902973304 1559 30868 SH SOLE 26010 0 4858 UBS AG CS h42097107 205 11605 SH SOLE 8076 0 3529 UDR Inc CS 902653104 221 6200 SH SOLE 0 0 6200 Ultra Petroleum Corp CS 903914208 103 24696 SH SOLE 0 0 24696 Union Pacific Corp CS 907818108 1784 13274 SH SOLE 7820 0 5454 United Parcel Service Inc. CS 911312106 4975 47535 SH SOLE 14501 0 33034 United Technologies CS 913017109 2831 22501 SH SOLE 8200 0 14301 UnitedHealth Group Inc CS 91324P102 17523 81882 SH SOLE 19655 0 62227 UNUM Corp. CS 91529Y106 277 5812 SH SOLE 2366 0 3446 Valvoline Inc CS 92047w101 241 10871 SH SOLE 4930 0 5941 Verizon Communications CS 92343V104 9110 190501 SH SOLE 35314 0 155187 Visa Inc Cl A CS 92826C839 11431 95564 SH SOLE 27254 0 68310 Vodafone Group PLC CS 92857W308 332 11922 SH SOLE 5095 0 6827 Vulcan Materials CS 929160109 7760 67969 SH SOLE 0 0 67969 Wabco Holdings Inc CS 92927K102 845 6315 SH SOLE 1275 0 5040 Walgreen Boots Alliance Inc CS 931427108 340 5190 SH SOLE 0 0 5190 Walmart Inc CS 931142103 1291 14512 SH SOLE 9983 0 4529 WEC Energy Group Inc. CS 92939u106 233 3719 SH SOLE 565 0 3154 WellCare Health Plans CS 94946T106 421 2173 SH SOLE 0 0 2173 Wells Fargo & Company CS 949746101 11000 209890 SH SOLE 63451 0 146439 Western Alliance Bancorp CS 957638109 213 3671 SH SOLE 672 0 2999 Weyerhauser Corporation CS 962166104 6534 186697 SH SOLE 60296 0 126401 Williams Companies, Inc. CS 969457100 422 16957 SH SOLE 0 0 16957 Worthington Industries CS 981811102 472 11006 SH SOLE 0 0 11006 Xilinx Inc CS 983919101 8236 114003 SH SOLE 29106 0 84897 Yum China Holdings Inc CS 98850p109 484 11654 SH SOLE 0 0 11654 Yum! Brands Inc. CS 988498101 1066 12525 SH SOLE 0 0 12525 Zoetis Inc CS 98978V103 232 2781 SH SOLE 1101 0 1680 Blackstone Mortgage Trust RE 09257w100 273 8680 SH SOLE 3938 0 4742 Brixmor Property Group RE 11120u105 188 12346 SH SOLE 5600 0 6746 Cole Credit Property Trust RE 19326u100 130 12851 SH SOLE 0 0 12851 Colony Northstar Inc RE 19625w104 67 11927 SH SOLE 0 0 11927 Corporate Prop Associates 18 RE 22004e109 109 13000 SH SOLE 0 0 13000 KBS Real Estate Investment Tru RE 48668l105 262 22363 SH SOLE 0 0 22363 Mid-America Apartment Communit RE 59522J103 206 2260 SH SOLE 1002 0 1258 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 324 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 599 7943 SH SOLE 0 0 7943 Citigroup Corp Nt SE 17324c3h7 25 25000 SH SOLE 0 0 25000 GS EEM Nt due 11/26/19 SE 40054ld50 1883 1715000 SH SOLE 75000 0 1640000 GS EEM Nt due 12/6/18 SE 40054kdn3 12996 9840000 SH SOLE 380000 0 9460000 GS EFA Nt due 11/26/19 SE 40054ld68 1955 1845000 SH SOLE 175000 0 1670000 GS MID due 6/11/20 SE 40055ab71 1879 1925000 SH SOLE 0 0 1925000 GS MSCI EM 8/2/19 SE 40054kux2 1636 1300000 SH SOLE 50000 0 1250000 GS Russell 2000 Idx Due 5/20 SE 40054kpk6 6984 5935000 SH SOLE 890000 0 5045000 GS S&P 400 Mid Nt due 4/9/19 SE 40054klz7 6794 5955000 SH SOLE 50000 0 5905000 GS S&P 500 Nt 8/2/19 SE 40054kuv6 3072 2790000 SH SOLE 135000 0 2655000 GS S&P MidCap 400 8/2/19 SE 40054kuw4 2779 2550000 SH SOLE 110000 0 2440000 GS S&P500 buffered equity Nt 9 SE 40054l2m5 5139 4700000 SH SOLE 200000 0 4500000 GS SX5E Nt due 3/31/20 SE 40054lu28 3944 4278000 SH SOLE 375000 0 3903000 JPM EAFE Nt due 4/10/2019 SE 46646ey63 4633 3915000 SH SOLE 250000 0 3665000 JPM Russell 2000 Nt 8/2/19 SE 46646qxa8 1489 1340000 SH SOLE 50000 0 1290000 JPM Russell 2000 Nt due 4/10/1 SE 46646er95 3024 2595000 SH SOLE 25000 0 2570000 JPM S&P 500 Nt due 12/6/18 SE 46646efz0 16585 14290000 SH SOLE 510000 0 13780000 JPM S&P 500 Nt due 4/10/19 SE 46646er87 9076 7965000 SH SOLE 475000 0 7490000 MS EEM Nt due 4/8/19 SE 61768cau1 6004 4945000 SH SOLE 100000 0 4845000 MS EFA Nt 8/2/19 SE 61768cev5 1811 1557000 SH SOLE 137000 0 1420000 MS EFA Nt Due 12/8/18 SE 61761j3a5 11584 9425000 SH SOLE 425000 0 9000000 MS SPX due 6/11/20 SE 61768cwj2 1814 1880000 SH SOLE 125000 0 1755000 MS SPX Nt 2/6/20 SE 61768cnq6 10804 10577000 SH SOLE 1065000 0 9512000 RBC EEM due 6/11/20 SE 78013xca4 2194 2150000 SH SOLE 0 0 2150000 RBC EFA due 6/11/20 SE 78013xcb2 1146 1150000 SH SOLE 0 0 1150000 RBC RTY due 8/28/19 SE 78013xgl6 2859 2900000 SH SOLE 100000 0 2800000 RBC SPX due 8/13/20 SE 78013xfu7 4011 4017000 SH SOLE 0 0 4017000 RBC SX5E Abs Ret due 8/13/20 SE 78013xft0 4970 5072000 SH SOLE 0 0 5072000 Andeavor Logistics LP ML 03350f106 2868 64005 SH SOLE 2287 0 61718 Antero Midstream Partners LP ML 03673l103 3672 141825 SH SOLE 9017 0 132808 Dominion Energy Midstream Part ML 257454108 2840 184989 SH SOLE 4674 0 180315 Energy Transfer Equity LP ML 29273V100 2541 178841 SH SOLE 11280 0 167561 Energy Transfer Ptnrs LP ML 29278n103 3809 234860 SH SOLE 8195 0 226665 Enterprise Products Ptnrs ML 293792107 9848 402297 SH SOLE 23722 0 378575 EQT GP Holdings LP ML 26885j103 822 35615 SH SOLE 145 0 35470 EQT Midstream Partners, LP ML 26885b100 6892 116752 SH SOLE 9160 0 107592 Genesis Energy LP ML 371927104 3517 178424 SH SOLE 2993 0 175431 JPMorgan Alerian MLP Index ML 46625H365 8653 360554 SH SOLE 24299 0 336255 Magellan Midstream Ptnrs LP ML 559080106 6693 114697 SH SOLE 7667 0 107030 MPLX LP ML 55336V100 3837 116123 SH SOLE 2562 0 113561 Nextera Energy Partners Lp ML 65341b106 2402 60060 SH SOLE 6401 0 53659 Phillips 66 Partners LP Common ML 718549207 2900 60685 SH SOLE 3635 0 57050 Shell Midstream Partners LP ML 822634101 553 26262 SH SOLE 947 0 25315 Spectra Energy Prtns ML 84756N109 1389 41280 SH SOLE 4610 0 36670 T C Pipelines ML 87233Q108 354 10200 SH SOLE 0 0 10200 Tallgrass Energy LP ML 874696107 3264 171609 SH SOLE 3447 0 168162 Targa Resources Prtns Com St ML 87612G101 4502 102312 SH SOLE 5219 0 97093 UBS E-TRACS Alerian MLP Infras ML 902641646 11137 527075 SH SOLE 18433 0 508642 Valero Energy Partners LP ML 91914j102 5560 156919 SH SOLE 11891 0 145028 Western Gas Equity Partners LP ML 95825R103 3009 90863 SH SOLE 1384 0 89479 Western Gas Partners ML 958254104 2913 68273 SH SOLE 7487 0 60786 Williams Partners LP ML 96949l105 3062 88945 SH SOLE 6575 0 82370 Deutsche X Tracks MSCI EAFE EE 233051200 11910 387825 SH SOLE 39544 0 348281 Diamonds Trust Series 1 EE 78467X109 828 3430 SH SOLE 2667 0 763 GS Activebeta Large Cap ETF EE 381430503 1888 35357 SH SOLE 0 0 35357 iShares Dow Jones US Aerospace EE 464288760 1609 8126 SH SOLE 1006 0 7119 iShares FTSE/Xinhua China25 In EE 464287184 701 14837 SH SOLE 0 0 14837 iShares MSCI EAFE Index EE 464287465 23683 339885 SH SOLE 23215 0 316670 iShares MSCI Emerg Mkts Indx F EE 464287234 10286 213051 SH SOLE 24910 0 188141 iShares MSCI South Korea Index EE 464286772 413 5476 SH SOLE 4926 0 550 iShares Russell 1000 EE 464287622 1207 8221 SH SOLE 0 0 8221 iShares Russell 1000 Growth In EE 464287614 22205 163161 SH SOLE 11690 0 151471 iShares Russell 1000 Value Ind EE 464287598 11878 99013 SH SOLE 10990 0 88023 iShares Russell 2000 Growth In EE 464287648 9333 48975 SH SOLE 4050 0 44925 iShares Russell 2000 Index EE 464287655 28214 185825 SH SOLE 10323 0 175502 iShares Russell 2000 Value Ind EE 464287630 7637 62662 SH SOLE 6713 0 55949 iShares Russell Mid Cap Growth EE 464287481 1245 10124 SH SOLE 0 0 10124 iShares Russell Mid Cap Index EE 464287499 1817 8804 SH SOLE 0 0 8804 iShares Russell Mid Cap Value EE 464287473 1415 16367 SH SOLE 231 0 16136 iShares S&P Global Technology EE 464287291 507 3200 SH SOLE 0 0 3200 iShares Select Dividend ETF EE 464287168 4168 43814 SH SOLE 250 0 43564 iShares US Home Construction EE 464288752 1696 42950 SH SOLE 3750 0 39200 JP Morgan Diversified Ret Intl EE 46641q209 501 8427 SH SOLE 0 0 8427 Powershares ETF Bulletshs 2018 EE 739371813 236 2372 SH SOLE 0 0 2372 Powershares ETF Bulletshs 2018 EE 739371789 8010 44579 SH SOLE 2067 0 42512 Powershares ETF Insider Sentmt EE 739371508 349 5500 SH SOLE 0 0 5500 PowerShares QQQ EE 73935A104 23104 144285 SH SOLE 17390 0 126895 PwrShares Bldg/Construction ET EE 73935x666 10524 336976 SH SOLE 17933 0 319043 SPDR Energy Index EE 81369Y506 739 10958 SH SOLE 784 0 10174 SPDR Euro STOXX 50 ETF EE 78463X202 11059 274633 SH SOLE 13850 0 260784 SPDR Financial Index EE 81369Y605 548 19875 SH SOLE 0 0 19875 SPDR S&P 500 ETF EE 78462F103 106898 406225 SH SOLE 36730 0 369496 SPDR S&P 500 ETF EE 78462F103 211 800 SH Put SOLE 0 0 800 SPDR S&amp;P 500 ETF EE 78462F103 605 2300 SH Put SOLE 0 0 2300 SPDR S&P Bank ETF EE 78464a797 7243 151235 SH SOLE 3039 0 148196 SPDR S&P Biotech EE 78464A870 1675 19090 SH SOLE 0 0 19090 SPDR S&P Dividend ETF EE 78464A763 23875 261786 SH SOLE 26848 0 234938 SPDR S&P Int'l Small Cap Fd EE 78463X871 899 25392 SH SOLE 0 0 25392 SPDR S&P Mid Cap 400 ETF EE 78467Y107 80135 234497 SH SOLE 17848 0 216649 SPDR STOXX Europe 50 ETF EE 78463X103 537 15500 SH SOLE 5700 0 9800 SPDR Technology Index EE 81369Y803 243 3718 SH SOLE 0 0 3718 SPDR Utilities Index EE 81369Y886 210 4151 SH SOLE 0 0 4151 Vaneck Vectors ETF TR EE 92189f106 2722 123826 SH SOLE 0 0 123826 Vaneck Vectors ETF TR EE 92189f700 998 16137 SH SOLE 1200 0 14937 Vanguard Dividend Appreciation EE 921908844 264 2609 SH SOLE 0 0 2609 Vanguard FTSE All-World Ex-US EE 922042775 368 6765 SH SOLE 0 0 6765 Vanguard FTSE Developed Mkts E EE 921943858 5805 131197 SH SOLE 2449 0 128748 Vanguard FTSE Emerging Mkts ET EE 922042858 13005 276820 SH SOLE 25209 0 251611 Vanguard Growth ETF EE 922908736 625 4406 SH SOLE 0 0 4406 Vanguard Information Technolog EE 92204A702 716 4186 SH SOLE 350 0 3836 Vanguard Small Cap Value Fund EE 922908611 295 2276 SH SOLE 0 0 2276 Vanguard Tot Stock Mrkt ETF EE 922908769 2788 20541 SH SOLE 0 0 20541 Vanguard Value ETF EE 922908744 304 2950 SH SOLE 0 0 2950 WisdomTree Dividend Ex-Finl ET EE 97717W406 207 2450 SH SOLE 0 0 2450 WisdomTree Emerging Mkts SmCp EE 97717W281 252 4654 SH SOLE 600 0 4054 WisdomTree Int'l Small Cap Div EE 97717W760 4945 64703 SH SOLE 3433 0 61270 Wisdomtree Midcap Dividend EE 97717w505 2881 84427 SH SOLE 6108 0 78319 iShares Core MSCI EAFE EZ 46432f842 29339 445343 SH SOLE 16783 0 428559 iShares Core MSCI Emerging Mkt EZ 46434g103 34873 597148 SH SOLE 26854 0 570295 iShares Dow Jones US RE Index EZ 464287739 1265 16756 SH SOLE 175 0 16581 iShares MSCI EAFE Small Cap In EZ 464288273 7998 122692 SH SOLE 8045 0 114647 iShares S&P 500 Growth EZ 464287309 9199 59319 SH SOLE 11518 0 47801 iShares S&P 500 Index EZ 464287200 64835 244321 SH SOLE 7727 0 236594 iShares S&P Barra Value Index EZ 464287408 9333 85358 SH SOLE 5537 0 79821 iShares S&P Mid Cap 400 Growth EZ 464287606 19510 89360 SH SOLE 6613 0 82747 iShares S&P Mid Cap 400 Value EZ 464287705 17663 114326 SH SOLE 6165 0 108161 iShares S&P Mid Cap Index EZ 464287507 45747 243891 SH SOLE 11407 0 232484 iShares S&P Small Cap 600 Grow EZ 464287887 2263 13018 SH SOLE 3188 0 9830 iShares S&P Small Cap 600 Valu EZ 464287879 3337 22125 SH SOLE 2932 0 19193 iShares S&P Small Cap Index EZ 464287804 22182 288041 SH SOLE 14067 0 273974 Ishares Trust High Dividend Eq EZ 46429B663 293 3472 SH SOLE 0 0 3472