Director

0001040197-15-000006.txt : 20151028 0001040197-15-000006.hdr.sgml : 20151028 20151028085607 ACCESSION NUMBER: 0001040197-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 151179159 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001040197 XXXXXXXX 09-30-2015 09-30-2015 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Jackie Spirko Director 216-420-4917 Jackie Spirko Cleveland OH 10-28-2015 0 433 1322105 false INFORMATION TABLE 2 inftable.xml 3M Company CS 88579Y101 1151 8119 SH SOLE 184 0 7935 A T & T Corp New CS 00206R102 1621 49748 SH SOLE 500 0 49248 Abbott Laboratories CS 002824100 13391 332947 SH SOLE 8732 0 324215 AbbVie Inc. CS 00287Y109 2130 39155 SH SOLE 1180 0 37975 Accenture PLC Cl A CS G1151C101 1521 15477 SH SOLE 555 0 14922 Ace Limited CS H0023R105 12199 117978 SH SOLE 3566 0 114412 Acuity Brands Inc CS 00508Y102 762 4340 SH SOLE 1140 0 3200 Adobe Systems CS 00724F101 1766 21480 SH SOLE 600 0 20880 Aetna Inc. CS 00817Y108 401 3666 SH SOLE 495 0 3171 Affiliated Managers CS 008252108 500 2925 SH SOLE 375 0 2550 Air Products & Chemicals Inc CS 009158106 444 3477 SH SOLE 0 0 3477 Airgas Inc CS 009363102 559 6256 SH SOLE 1700 0 4556 Akamai Tech CS 00971T101 1638 23723 SH SOLE 2035 0 21688 Albemarle Corp CS 012653101 461 10444 SH SOLE 2153 0 8291 Alexandria Real Estate Equitie CS 015271109 247 2917 SH SOLE 1384 0 1533 Alexion Pharmaceuticals Inc CS 015351109 321 2054 SH SOLE 850 0 1204 Allergan PLC CS G0177J108 342 1259 SH SOLE 0 0 1259 Alliance Data Systems CS 018581108 712 2750 SH SOLE 775 0 1975 Alphabet Inc Class A CS 02079k305 3173 4971 SH SOLE 559 0 4412 Alphabet Inc Class C CS 02079k107 6701 11013 SH SOLE 887 0 10126 Altria Group Inc. 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CS 03073E105 207 2179 SH SOLE 509 0 1670 Ametek Inc CS 031100100 1591 30412 SH SOLE 675 0 29737 Amgen Inc CS 031162100 11813 85401 SH SOLE 2767 0 82634 Amphenol Corp CS 032095101 529 10374 SH SOLE 4288 0 6086 Ansys Inc CS 03662Q105 1040 11796 SH SOLE 3668 0 8128 Anthem, Inc CS 036752103 291 2075 SH SOLE 0 0 2075 Apple Inc CS 037833100 9770 88578 SH SOLE 4605 0 83973 Archer Daniels Midland Co. CS 039483102 2568 61955 SH SOLE 2169 0 59786 Automatic Data Processing CS 053015103 220 2734 SH SOLE 0 0 2734 B/E Aerospace, Inc CS 073302101 536 12215 SH SOLE 3325 0 8890 Baidu ADR CS 056752108 2523 18363 SH SOLE 0 0 18363 Bank of America Corp CS 060505104 11427 733439 SH SOLE 23237 0 710202 Baxalta Inc CS 07177m103 354 11246 SH SOLE 765 0 10481 Baxter International CS 071813109 369 11246 SH SOLE 765 0 10481 Becton Dickinson & Company CS 075887109 256 1928 SH SOLE 320 0 1608 Berkshire Hathaway CS 084670108 586 3 SH SOLE 0 0 3 Berkshire Hathaway Class B CS 084670702 3766 28882 SH SOLE 1403 0 27479 Biogen Inc CS 09062X103 2350 8052 SH SOLE 350 0 7702 Blackrock Inc CS 09247X101 2161 7263 SH SOLE 620 0 6643 Blackstone Group LP CS 09253U108 9470 299019 SH SOLE 11961 0 287058 Boeing Company CS 097023105 13843 105709 SH SOLE 4405 0 101304 Bristol-Myers Squibb CS 110122108 1095 18504 SH SOLE 4115 0 14389 Cablevision New Cl A CS 12686C109 455 14000 SH SOLE 0 0 14000 Cadence Design Systems CS 127387108 203 9827 SH SOLE 5025 0 4802 Camden Property Trust CS 133131102 526 7120 SH SOLE 1800 0 5320 Cameron International CS 13342B105 475 7754 SH SOLE 0 0 7754 Cardinal Health Inc. CS 14149Y108 9819 127822 SH SOLE 3956 0 123866 Carter's Inc CS 146229109 730 8055 SH SOLE 2200 0 5855 CBRE Group Inc CS 12504L109 255 7971 SH SOLE 2658 0 5313 Celgene Corp. CS 151020104 613 5666 SH SOLE 520 0 5146 Centrus Energy Corp CS 15643u104 37 12176 SH SOLE 40 0 12136 Charles Schwab CS 808513105 708 24785 SH SOLE 9691 0 15094 Chart Industries CS 16115Q308 226 11759 SH SOLE 300 0 11459 Chesapeake Energy Corp. CS 165167107 420 57320 SH SOLE 0 0 57320 Chevron Corporation CS 166764100 6031 76459 SH SOLE 3557 0 72902 China Mobile ADR CS 16941M109 679 11420 SH SOLE 833 0 10587 Chubb Corporation CS 171232101 2238 18244 SH SOLE 226 0 18018 Church & Dwight Co CS 171340102 964 11495 SH SOLE 3470 0 8025 Cintas Inc. CS 172908105 859 10020 SH SOLE 2775 0 7245 Cisco Systems CS 17275R102 9654 367774 SH SOLE 14082 0 353692 Citigroup CS 172967424 3337 67270 SH SOLE 3370 0 63900 Citrix Systems Inc CS 177376100 1253 18091 SH SOLE 2072 0 16019 Coca-Cola Co. CS 191216100 469 11692 SH SOLE 1246 0 10446 Cognex Corp. CS 192422103 696 20240 SH SOLE 5450 0 14790 Cognizant Technology Solutions CS 192446102 3807 60807 SH SOLE 5920 0 54887 Colfax Corp CS 194014106 232 7773 SH SOLE 3036 0 4737 Colgate Palmolive CS 194162103 1186 18694 SH SOLE 435 0 18259 Columbia Pipeline Group Inc CS 198280109 461 25200 SH SOLE 0 0 25200 Comcast Corp Class A Special CS 20030N200 1724 30118 SH SOLE 0 0 30118 Comcast Corp. Cl A CS 20030n101 14328 251905 SH SOLE 9159 0 242746 Compagnie de Saint-Gobain ADR CS 204280309 93 10733 SH SOLE 9652 0 1081 ConocoPhillips CS 20825C104 962 20051 SH SOLE 160 0 19891 Cooper Companies CS 216648402 923 6202 SH SOLE 2076 0 4126 Core Laboratories N.V. CS N22717107 462 4625 SH SOLE 1425 0 3200 Corning, Inc. CS 219350105 565 32996 SH SOLE 5626 0 27370 Costco Wholesale Corp CS 22160K105 3079 21297 SH SOLE 2825 0 18472 Credit Agricole SA CS 225313105 72 12648 SH SOLE 11374 0 1274 CVS Health Corp. CS 126650100 1854 19216 SH SOLE 117 0 19099 Danaher Corp. CS 235851102 1690 19830 SH SOLE 3421 0 16409 Darling Ingredients, Inc. CS 237266101 142 12628 SH SOLE 6459 0 6169 DaVita Healthcare Partners Inc CS 23918K108 429 5933 SH SOLE 2454 0 3479 Deere & Co CS 244199105 959 12962 SH SOLE 670 0 12292 Deutsche Boerse AG CS 251542106 89 10399 SH SOLE 9351 0 1048 Diageo PLC ADR CS 25243Q205 5259 48793 SH SOLE 1506 0 47287 Discovery Communications CS 25470F104 2117 81332 SH SOLE 3999 0 77333 Disney, Walt Co. CS 254687106 2740 26812 SH SOLE 110 0 26702 DNB Financial Corp CS 233237106 475 18044 SH SOLE 0 0 18044 Dorman Products CS 258278100 902 17717 SH SOLE 5090 0 12627 Dover Corp. CS 260003108 214 3738 SH SOLE 1093 0 2645 Dow Chemical CS 260543103 261 6164 SH SOLE 500 0 5664 Du Pont (EI) de Nemours CS 263534109 2572 53369 SH SOLE 500 0 52869 Duke Energy Corp. CS 26441C204 420 5840 SH SOLE 4603 0 1237 E M C Corporation CS 268648102 16719 692021 SH SOLE 24475 0 667546 Eaton Corporation CS G29183103 831 16198 SH SOLE 300 0 15898 Ebay CS 278642103 343 14042 SH SOLE 500 0 13542 Ecolabs Inc. CS 278865100 564 5136 SH SOLE 2081 0 3055 Edison International Inc. CS 281020107 226 3588 SH SOLE 1605 0 1983 Enbridge Inc CS 29250n105 340 9155 SH SOLE 0 0 9155 Enlink Midstream LLC CS 29336T100 1026 56154 SH SOLE 491 0 55663 EOG Resources CS 26875P101 232 3181 SH SOLE 350 0 2831 EQT Corp CS 26884L109 211 3255 SH SOLE 1333 0 1922 Equifax Inc. CS 294429105 898 9245 SH SOLE 2575 0 6670 Equinix Corp CS 29444U700 542 1983 SH SOLE 789 0 1194 Estee Lauder CS 518439104 3526 43702 SH SOLE 4824 0 38878 Everi Holdings Inc CS 30034t103 90 17532 SH SOLE 4103 0 13429 Eversource Energy CS 30040W108 282 5575 SH SOLE 4636 0 939 Exelon Corp. CS 30161N101 3052 102758 SH SOLE 4572 0 98186 Express Scripts Holding Co. 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CS 30249U101 500 16113 SH SOLE 5088 0 11025 Footlocker Inc CS 344849104 678 9426 SH SOLE 2500 0 6926 Ford Motor Company CS 345370860 1945 143313 SH SOLE 0 0 143313 General Dynamics CS 369550108 1052 7624 SH SOLE 1253 0 6371 General Electric Company CS 369604103 16177 641444 SH SOLE 20662 0 620782 General Mills Inc CS 370334104 258 4590 SH SOLE 439 0 4151 Genpact Ltd CS G3922B107 474 20063 SH SOLE 8301 0 11762 Gentex Corp CS 371901109 196 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 2523 25692 SH SOLE 1400 0 24292 GlaxoSmithKline PLC CS 37733W105 280 7271 SH SOLE 3372 0 3899 Glencore International PLC CS G39420107 104 74776 SH SOLE 0 0 74776 GNC Holdings CS 36191G107 285 7061 SH SOLE 0 0 7061 Graco Inc. CS 384109104 594 8855 SH SOLE 2400 0 6455 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Great Plains Energy Inc. CS 391164100 259 9594 SH SOLE 4227 0 5367 Grupo Financiero Banorte SAB d CS P49501201 153 31240 SH SOLE 0 0 31240 Hain Celestial Group CS 405217100 837 16230 SH SOLE 4900 0 11330 Harley Davidson Inc. CS 412822108 1009 18384 SH SOLE 1424 0 16960 Hartford Financial Services Gr CS 416515104 357 7809 SH SOLE 2702 0 5107 Healthwatch Inc CS 422214809 0 10000 SH SOLE 0 0 10000 Henry Jack and Associates Inc CS 426281101 902 12960 SH SOLE 3498 0 9462 Henry Schein CS 806407102 814 6135 SH SOLE 1625 0 4510 Heritage Commerce Corp CS 426927109 496 43716 SH SOLE 0 0 43716 Home Depot, Inc. CS 437076102 16261 140797 SH SOLE 4218 0 136579 Honeywell International, Inc. CS 438516106 8777 92692 SH SOLE 3310 0 89381 Host Hotels and Resorts CS 44107P104 183 11588 SH SOLE 5471 0 6117 IDEXX Laboratories CS 45168D104 800 10780 SH SOLE 2760 0 8020 Imageware Systems Inc. CS 45245s108 81 53782 SH SOLE 0 0 53782 Immune Therapeutics Inc CS 45252a107 3 12500 SH SOLE 0 0 12500 Int'l Business Machines Corp. CS 459200101 1508 10403 SH SOLE 504 0 9899 Intel Corp CS 458140100 14793 490800 SH SOLE 25233 0 465567 Intercontinental Exchange, Inc CS 45866f104 2884 12274 SH SOLE 588 0 11686 International Flavors & Fragra CS 459506101 759 7350 SH SOLE 1880 0 5470 International Paper Company CS 460146103 6466 171093 SH SOLE 5828 0 165265 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 591 1287 SH SOLE 532 0 755 Investors Bancorp Inc New CS 46146l101 176 14280 SH SOLE 7296 0 6984 IPG Photonics Corp Com CS 44980x109 649 8545 SH SOLE 2375 0 6170 J B Hunt Transport Services In CS 445658107 626 8765 SH SOLE 2365 0 6400 J M Smucker CS 832696405 437 3828 SH SOLE 1061 0 2767 Jarden Corp CS 471109108 864 17686 SH SOLE 4943 0 12743 Johnson & Johnson CS 478160104 22167 237463 SH SOLE 7622 0 229841 JPMorgan Chase & Co. CS 46625H100 17291 283599 SH SOLE 10329 0 273270 KBR CS 48242W106 185 11122 SH SOLE 0 0 11122 KeyCorp CS 493267108 261 20059 SH SOLE 0 0 20059 Kimberly-Clark CS 494368103 237 2170 SH SOLE 0 0 2170 Kinder Morgan, Inc. CS 49456B101 5878 212339 SH SOLE 9507 0 202832 Kingfisher ADR CS 495724403 149 13675 SH SOLE 12298 0 1377 L-3 Communications CS 502424104 227 2176 SH SOLE 0 0 2176 Lennox International Inc CS 526107107 851 7506 SH SOLE 2100 0 5406 Liberty Broadband Corporation CS 530307305 231 4506 SH SOLE 0 0 4506 Liberty Global PLC Cl A CS G5480U104 393 9155 SH SOLE 0 0 9155 Liberty Global PLC Cl C CS G5480U120 824 20099 SH SOLE 0 0 20099 Liberty Media Corporation Clas CS 531229300 621 18028 SH SOLE 0 0 18028 Liberty Media Holding Corp. Ca CS 531229102 322 9014 SH SOLE 0 0 9014 Lilly, Eli Co CS 532457108 628 7502 SH SOLE 2272 0 5230 Linear Technology Corporation CS 535678106 627 15540 SH SOLE 4375 0 11165 Lloyds TSB Group PLC CS 539439109 91 19726 SH SOLE 17735 0 1991 Lockheed Martin CS 539830109 209 1006 SH SOLE 125 0 881 Lowe's Cos. CS 548661107 2284 33144 SH SOLE 3135 0 30009 Macy's CS 55616P104 9867 192260 SH SOLE 5665 0 186595 Marathon Petroleum Corp CS 56585A102 288 6209 SH SOLE 290 0 5919 McCormick & Co CS 579780206 224 2720 SH SOLE 525 0 2195 McDonalds Corp CS 580135101 2874 29169 SH SOLE 500 0 28669 McKesson HBOC Corp. CS 58155Q103 2242 12116 SH SOLE 440 0 11676 Mead Johnson Nutrition CS 582839106 2360 33519 SH SOLE 3997 0 29522 Medtronic Plc CS g5960l103 11823 176619 SH SOLE 6268 0 170351 Merck & Co CS 58933Y105 2559 51804 SH SOLE 3507 0 48297 Metlife Inc. CS 59156R108 9335 197989 SH SOLE 6172 0 191817 Metro AG CS 59160r102 76 13862 SH SOLE 12465 0 1397 Mettler-Toledo International CS 592688105 723 2538 SH SOLE 715 0 1823 Microchip Technology CS 595017104 215 4986 SH SOLE 2243 0 2743 Microsoft Corporation CS 594918104 4639 104811 SH SOLE 4989 0 99822 Middleby Corp. CS 596278101 836 7950 SH SOLE 2200 0 5750 Molson Coors Brewing Co CS 60871R209 231 2782 SH SOLE 1299 0 1483 Mondelez Intl Inc Com CS 609207105 568 13571 SH SOLE 630 0 12941 Monsanto Co. CS 61166W101 385 4506 SH SOLE 0 0 4506 National Instruments Corp CS 636518102 249 8954 SH SOLE 3695 0 5259 National Oilwell Varco Inc CS 637071101 377 10021 SH SOLE 0 0 10021 Nestle SA ADR CS 641069406 664 8829 SH SOLE 0 0 8829 NetSuite Inc CS 64118q107 226 2689 SH SOLE 1114 0 1575 NextEra Energy CS 65339F101 8503 87166 SH SOLE 3359 0 83807 Nike Inc. CS 654106103 3441 27982 SH SOLE 1444 0 26538 Norfolk Southern CS 655844108 393 5141 SH SOLE 0 0 5141 NRG Yield Inc Cl A New CS 62942x306 422 37874 SH SOLE 0 0 37874 NRG Yield Inc Cl C CS 62942x405 4369 376350 SH SOLE 16765 0 359585 Nugene International Inc CS 67052f102 24 14000 SH SOLE 0 0 14000 Nxp Semiconductors Nv CS n6596x109 499 5734 SH SOLE 2372 0 3362 Occidental Petroleum CS 674599105 8616 130243 SH SOLE 3309 0 126934 Omnicom Group CS 681919106 759 11513 SH SOLE 706 0 10807 ONEOK Inc CS 682680103 685 21279 SH SOLE 1650 0 19629 Oracle Corp CS 68389X105 2191 60672 SH SOLE 0 0 60672 P P & L Resources Inc CS 69351T106 290 8816 SH SOLE 210 0 8606 Palo Alto Networks Inc. CS 697435105 262 1524 SH SOLE 0 0 1524 Parexel International Corp. CS 699462107 756 12207 SH SOLE 3325 0 8882 Parker-Hannifin CS 701094104 880 9041 SH SOLE 569 0 8472 PayPal Holdings, Inc CS 70450y103 474 15257 SH SOLE 500 0 14757 PepsiCo, Inc. CS 713448108 17335 183823 SH SOLE 6052 0 177771 Petrofac Ltd. CS 716473103 58 10039 SH SOLE 9028 0 1011 Pfizer Inc CS 717081103 5156 164138 SH SOLE 34772 0 129366 Philip Morris Int'l CS 718172109 1304 16437 SH SOLE 0 0 16437 Phillips 66 CS 718546104 496 6460 SH SOLE 90 0 6370 Polaris Industries CS 731068102 572 4775 SH SOLE 1250 0 3525 Portland General Electric Co CS 736508847 203 5486 SH SOLE 2890 0 2596 PRA Group, Inc. CS 69354n106 471 8900 SH SOLE 1000 0 7900 Praxair Inc. CS 74005P104 306 3006 SH SOLE 0 0 3006 Preferred Bank CS 740367404 435 13777 SH SOLE 0 0 13777 Priceline Group Inc. CS 741503403 4254 3439 SH SOLE 182 0 3257 Procter & Gamble CS 742718109 15539 216002 SH SOLE 7247 0 208755 Qihoo 360 Technology Co Ltd CS 74734M109 2215 46315 SH SOLE 1561 0 44754 Qualcomm Incorporated CS 747525103 12752 237330 SH SOLE 7322 0 230008 Quanta Services Inc. CS 74762E102 261 10801 SH SOLE 0 0 10801 Quest Diagnostics Inc CS 74834L100 209 3407 SH SOLE 1051 0 2356 Raymond James Financial CS 754730109 713 14360 SH SOLE 2945 0 11415 Raytheon Company CS 755111507 12482 114244 SH SOLE 3501 0 110743 Reynolds American CS 761713106 518 11694 SH SOLE 3828 0 7866 Robert Half International CS 770323103 705 13790 SH SOLE 3775 0 10015 Roper Industries CS 776696106 1538 9814 SH SOLE 425 0 9389 Royal Dutch Shell Plc Spon ADR CS 780259206 658 13889 SH SOLE 0 0 13889 Salesforce.com CS 79466L302 688 9913 SH SOLE 3310 0 6603 SAP SE Spon ADR CS 803054204 306 4728 SH SOLE 909 0 3819 Schlumberger Limited CS 806857108 1819 26373 SH SOLE 460 0 25913 Scripps Networks Interactive I CS 811065101 434 8813 SH SOLE 2350 0 6463 SemGroup Corporation CS 81663a105 340 7874 SH SOLE 0 0 7874 Serco Group Plc CS 81748l100 28 18419 SH SOLE 16563 0 1856 Sherwin Williams Company CS 824348106 2550 11447 SH SOLE 0 0 11447 Signature Bank NY CS 82669G104 836 6080 SH SOLE 1810 0 4270 Snap-On Inc CS 833034101 814 5390 SH SOLE 1525 0 3865 Spectra Energy CS 847560109 1427 54310 SH SOLE 7440 0 46870 Spirit Aerosystems CS 848574109 338 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 2144 37713 SH SOLE 6510 0 31203 Starz Liberty Cap Com Ser A CS 85571Q102 315 8437 SH SOLE 0 0 8437 State Street Corp. CS 857477103 1727 25689 SH SOLE 733 0 24956 Stericycle Inc CS 858912108 679 4875 SH SOLE 2017 0 2858 Sterling Bancorp Del CS 85917a100 211 14218 SH SOLE 0 0 14218 Stryker Corp. CS 863667101 618 6570 SH SOLE 85 0 6485 Synopsys Inc CS 871607107 1039 22497 SH SOLE 7205 0 15292 Sysco Corp CS 871829107 215 5514 SH SOLE 1998 0 3516 T. Rowe Price Associates Inc CS 74144T108 1130 16252 SH SOLE 750 0 15502 Target CS 87612E106 846 10760 SH SOLE 201 0 10559 TerraForm Power, Inc CS 88104r100 243 17110 SH SOLE 0 0 17110 Teva Pharmaceutical Inds CS 881624209 1084 19195 SH SOLE 2369 0 16826 Texas Instruments CS 882508104 260 5255 SH SOLE 595 0 4660 Texas Roadhouse CS 882681109 904 24290 SH SOLE 5950 0 18340 The Wendy's Company CS 95058W100 153 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 244 1995 SH SOLE 357 0 1638 Time Warner Cable CS 88732J207 1548 8631 SH SOLE 680 0 7951 Time Warner Inc CS 887317303 8614 125289 SH SOLE 4965 0 120324 TransCanada Corp CS 89353d107 8922 282530 SH SOLE 9984 0 272546 Travelers Companies Inc CS 89417E109 1008 10123 SH SOLE 500 0 9623 TripAdvisor CS 896945201 500 7936 SH SOLE 3283 0 4653 UDR Inc CS 902653104 298 8646 SH SOLE 0 0 8646 Ultra Petroleum Corp CS 903914109 1226 191935 SH SOLE 0 0 191935 Under Armour CS 904311107 482 4980 SH SOLE 1274 0 3706 Union Pacific Corp CS 907818108 657 7426 SH SOLE 418 0 7008 United Parcel Service Inc. CS 911312106 3991 40435 SH SOLE 1421 0 39014 United Technologies CS 913017109 4227 47496 SH SOLE 265 0 47231 UnitedHealth Group Inc CS 91324P102 4450 38355 SH SOLE 610 0 37745 Verizon Communications CS 92343V104 8785 201915 SH SOLE 4080 0 197835 Viacom, Inc. CS 92553P201 224 5199 SH SOLE 505 0 4694 Visa Inc Cl A CS 92826C839 5993 86025 SH SOLE 6809 0 79216 Vodafone Group PLC CS 92857W308 1206 37987 SH SOLE 1823 0 36164 Vonage Holdings Corporation CS 92886T201 75 12712 SH SOLE 3114 0 9598 VTTI Energy Partners LP CS Y9384M101 371 18946 SH SOLE 0 0 18946 Vulcan Materials CS 929160109 825 9249 SH SOLE 0 0 9249 W. W. Grainger Inc CS 384802104 8106 37702 SH SOLE 1322 0 36380 Wal-Mart Stores Inc CS 931142103 369 5688 SH SOLE 45 0 5643 Walgreen Boots Alliance Inc CS 931427108 585 7035 SH SOLE 195 0 6840 Watsco CS 942622200 237 2001 SH SOLE 300 0 1701 Weatherford Int'l Inc CS G48833100 162 19141 SH SOLE 1396 0 17745 WEC Energy Group Inc. CS 92939u106 233 4470 SH SOLE 565 0 3905 Wells Fargo & Company CS 949746101 2035 39637 SH SOLE 1565 0 38072 Williams-Sonoma CS 969904101 773 10125 SH SOLE 2765 0 7360 Williams Companies, Inc. CS 969457100 15432 418788 SH SOLE 12524 0 406264 Xcerra Corp CS 98400j108 74 11736 SH SOLE 2672 0 9064 Xilinx Inc CS 983919101 1223 28837 SH SOLE 0 0 28837 Yadkin Financial Corp CS 984305102 487 22643 SH SOLE 0 0 22643 Yum! Brands Inc. CS 988498101 1110 13884 SH SOLE 0 0 13884 Zions Bancorp CS 989701107 221 8032 SH SOLE 3380 0 4652 Cedar Realty Trust Inc RE 150602209 92 14772 SH SOLE 3308 0 11464 Healthcare Tr America Inc Cl A RE 42225P501 521 21275 SH SOLE 0 0 21275 iShares Dow Jones US RE Index RE 464287739 1811 25530 SH SOLE 0 0 25530 Northern Funds Global RE Index RE 665162541 122 13124 SH SOLE 0 0 13124 NorthStar Asset Mgmt Group Inc RE 66705y104 5840 406689 SH SOLE 10374 0 396315 NorthStar Realty Finance Corp RE 66704r704 2754 222962 SH SOLE 4279 0 218683 Retail Properties of America RE 76131V202 392 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 444 5882 SH SOLE 0 0 5882 Kinder Morgan Warrants Exp 5/2 WT 49456b119 78 85023 SH SOLE 0 0 85023 Barclays Euro 50 Due 9-27-16 SE 06741ukf0 3941 3975000 SH SOLE 300000 0 3675000 Barclays S&P 500 due 7/26/17 SE 06741upv0 6743 6925000 SH SOLE 1010000 0 5915000 Barclays S&P 500 Note due 06-0 SE 06741t2h9 14467 13090000 SH SOLE 525000 0 12565000 Barclays Spx Mid Note due 01-2 SE 06741ugh1 5154 5335000 SH SOLE 180000 0 5155000 Credit Suisse EEM Note due 05- SE 22547w3c5 11493 13120000 SH SOLE 490000 0 12630000 GS EAFE Note due 06-03-16 SE 38147qw69 11348 12220000 SH SOLE 545000 0 11675000 GS EURO STOXX 50 note 3-9-16 SE 38147qfy7 3680 3755000 SH SOLE 0 0 3755000 GS Russell 2000 Note due 11-17 SE 38141gts3 5788 4977000 SH SOLE 700000 0 4277000 MS EEM Note due 03-13-17 SE 61761jll1 2207 2645000 SH SOLE 155000 0 2490000 MS EEM Note Due 9-22-16 SE 61761jtm1 1771 2150000 SH SOLE 100000 0 2050000 MS Euro 50 Note Due 9-22-17 SE 61761jxu8 1752 2000000 SH SOLE 0 0 2000000 MS Int'l Note Due 5/11/17 SE 61761jzc6 5324 5925000 SH SOLE 200000 0 5725000 MS Russell 2000 Note Due 9-22- SE 61761jtl3 847 850000 SH SOLE 60000 0 790000 MS XLE Note Due 5-19-17 SE 61761jut4 5432 7055000 SH SOLE 100000 0 6955000 Wells Fargo Note SE 94986rfk2 41 25000 SH SOLE 0 0 25000 Brookfield Renewable Energy Pa ML g16258108 3540 128760 SH SOLE 1500 0 127260 Columbia Pipeline Partners ML 198281107 3207 253283 SH SOLE 10754 0 242529 DCP Midstream Ptnrs ML 23311P100 786 32498 SH SOLE 0 0 32498 Dominion Midstream Partners ML 257454108 5555 206896 SH SOLE 7476 0 199420 Enbridge Energy ML 29250R106 748 30257 SH SOLE 3506 0 26751 Energy Transfer Equity LP ML 29273V100 12092 581079 SH SOLE 43854 0 537225 Energy Transfer Ptnrs LP ML 29273R109 564 13734 SH SOLE 800 0 12934 Enterprise Products Ptnrs ML 293792107 12555 504229 SH SOLE 26177 0 478052 EQT Midstream Partners, LP ML 26885b100 10623 160150 SH SOLE 11574 0 148576 Genesis Energy LP ML 371927104 3909 101966 SH SOLE 2233 0 99733 JPMorgan Alerian MLP Index ML 46625H365 13056 429605 SH SOLE 24750 0 404855 Magellan Midstream Ptnrs LP ML 559080106 12911 214784 SH SOLE 10549 0 204235 Markwest Energy Partners LP ML 570759100 1252 29180 SH SOLE 1623 0 27557 MPLX LP ML 55336V100 5016 131279 SH SOLE 5344 0 125935 NuStar Energy ML 67058H102 411 9168 SH SOLE 600 0 8568 Phillips 66 Partners LP Common ML 718549207 4610 93558 SH SOLE 2080 0 91478 Plains All Amern Pipeline ML 726503105 2414 79460 SH SOLE 3284 0 76176 Plains Group Holdings LP Cla ML 72651a108 6797 388417 SH SOLE 23537 0 364880 Shell Midstream Partners LP ML 822634101 252 8550 SH SOLE 0 0 8550 Spectra Energy Prtns ML 84756N109 2141 53220 SH SOLE 6057 0 47163 Sunoco Logistics Ptnrs ML 86764L108 8507 296809 SH SOLE 15311 0 281498 T C Pipelines ML 87233Q108 1208 25363 SH SOLE 2498 0 22865 Tallgrass Energy LP ML 874696107 622 31281 SH SOLE 304 0 30977 Targa Resources Prtns Com St ML 87612G101 6976 135398 SH SOLE 9077 0 126321 Tesoro Logistics LP ML 88160T107 1479 32870 SH SOLE 91 0 32779 UBS E-TRACS Alerian MLP Infras ML 902641646 3765 139143 SH SOLE 24128 0 115015 Valero Energy Partners LP ML 91914j102 9292 210416 SH SOLE 11116 0 199300 Western Gas Equity Partners LP ML 95825R103 6482 164403 SH SOLE 4297 0 160106 Western Gas Partners ML 958254104 4271 91223 SH SOLE 9134 0 82089 Williams Partners LP ML 96949l105 7550 236529 SH SOLE 21604 0 214925 Deutsche X Tracks MSCI EAFE EE 233051200 9026 346092 SH SOLE 32660 0 313432 Diamonds Trust Series 1 EE 78467X109 875 5382 SH SOLE 2150 0 3232 First Trust ISE Cloud Computin EE 33734X192 427 15228 SH SOLE 0 0 15228 Guggenheim BRIC Index Series EE 18383M100 375 15890 SH SOLE 0 0 15890 Guggenheim Insider Sentiment E EE 18383M209 290 6500 SH SOLE 0 0 6500 Guggenheim S&P 500 Equal Weigh EE 78355W106 469 6382 SH SOLE 0 0 6382 Guggenheim S&P Healthcare Equa EE 78355W841 7389 52587 SH SOLE 3163 0 49424 Industrial Select Sector SPDR EE 81369Y704 488 9781 SH SOLE 0 0 9781 iShares Core MSCI EAFE EE 46432f842 4019 76108 SH SOLE 9550 0 66558 iShares Core MSCI Emerging Mkt EE 46434g103 8544 214178 SH SOLE 25358 0 188820 iShares DJ US Oil & Gas Explor EE 464288851 1611 29047 SH SOLE 3000 0 26047 iShares FTSE/Xinhua China25 In EE 464287184 894 25191 SH SOLE 0 0 25191 iShares Goldman Sachs Nat Res EE 464287374 1780 61297 SH SOLE 7650 0 53647 iShares Int'l Select Dividend EE 464288448 1565 55622 SH SOLE 6042 0 49580 iShares MSCI EAFE Index EE 464287465 23923 417357 SH SOLE 33211 0 384147 iShares MSCI EAFE Small Cap In EE 464288273 4921 103010 SH SOLE 18650 0 84359 iShares MSCI Emerg Mkts Indx F EE 464287234 13415 409251 SH SOLE 58307 0 350944 iShares MSCI South Korea Index EE 464286772 277 5683 SH SOLE 5110 0 573 iShares NASDAQ Biotech Index EE 464287556 815 2687 SH SOLE 16 0 2671 iShares Russell 1000 EE 464287622 719 6712 SH SOLE 2800 0 3912 iShares Russell 1000 Growth In EE 464287614 11360 122148 SH SOLE 15325 0 106823 iShares Russell 1000 Value Ind EE 464287598 7115 76275 SH SOLE 14627 0 61648 iShares Russell 2000 Growth In EE 464287648 6912 51593 SH SOLE 7640 0 43953 iShares Russell 2000 Index EE 464287655 17433 159644 SH SOLE 10941 0 148704 iShares Russell 2000 Value Ind EE 464287630 6105 67757 SH SOLE 8861 0 58896 iShares Russell Mid Cap Growth EE 464287481 345 3894 SH SOLE 0 0 3894 iShares Russell Mid Cap Index EE 464287499 606 3895 SH SOLE 0 0 3895 iShares Russell Mid Cap Value EE 464287473 598 8913 SH SOLE 1050 0 7863 iShares S&P 500 Growth EE 464287309 1920 17807 SH SOLE 12335 0 5472 iShares S&P 500 Index EE 464287200 16177 83947 SH SOLE 6350 0 77597 iShares S&P Barra Value Index EE 464287408 1387 16510 SH SOLE 8000 0 8510 iShares S&P Global Technology EE 464287291 268 2984 SH SOLE 0 0 2984 iShares S&P Mid Cap 400 Growth EE 464287606 12884 82016 SH SOLE 11179 0 70837 iShares S&P Mid Cap Barra Valu EE 464287705 10197 88402 SH SOLE 9617 0 78785 iShares S&P Mid Cap Index EE 464287507 14741 107902 SH SOLE 10829 0 97073 iShares S&P Small Cap 600 Grow EE 464287887 831 6920 SH SOLE 3900 0 3020 iShares S&P Small Cap 600 Valu EE 464287879 377 3602 SH SOLE 2200 0 1402 iShares S&P Small Cap Index EE 464287804 5909 55450 SH SOLE 9273 0 46177 iShares Select Dividend ETF EE 464287168 4031 55404 SH SOLE 2190 0 53214 iShares Tr MSCI ACWI Index EE 464288257 270 5000 SH SOLE 5000 0 0 iShares US Home Construction EE 464288752 1279 48985 SH SOLE 3750 0 45235 Market Vectors Agribusiness ET EE 57060U605 2785 60751 SH SOLE 1200 0 59551 Market Vectors GOLD Miners Tru EE 57060U100 1798 130866 SH SOLE 250 0 130616 PowerShares QQQ EE 73935A104 17191 168936 SH SOLE 25262 0 143674 SPDR Consumer Staples Select S EE 81369Y308 273 5786 SH SOLE 0 0 5786 SPDR DJ Intl Real Estate ETF EE 78463X863 314 7994 SH SOLE 2494 0 5500 SPDR Energy Index EE 81369Y506 1165 19042 SH SOLE 187 0 18855 SPDR Euro STOXX 50 ETF EE 78463X202 11564 341611 SH SOLE 32126 0 309485 SPDR KBW Reg'l Banking EE 78464a698 514 12475 SH SOLE 1267 0 11208 SPDR S&P 500 ETF EE 78462F103 66595 347521 SH SOLE 42646 0 304875 SPDR S&P Dividend ETF EE 78464A763 19051 264011 SH SOLE 27644 0 236367 SPDR S&P Int'l Small Cap Fd EE 78463X871 666 24192 SH SOLE 0 0 24192 SPDR S&P Mid Cap 400 ETF EE 78467Y107 54096 217350 SH SOLE 20638 0 196711 SPDR STOXX Europe 50 ETF EE 78463X103 1428 45182 SH SOLE 17400 0 27782 SPDR Technology Index EE 81369Y803 518 13126 SH SOLE 0 0 13126 Vanguard Dividend Appreciation EE 921908844 460 6236 SH SOLE 0 0 6236 Vanguard FTSE All-World Ex-US EE 922042775 514 12047 SH SOLE 0 0 12047 Vanguard FTSE Developed Market EE 921943858 2277 63879 SH SOLE 2397 0 61482 Vanguard FTSE Emerging Markets EE 922042858 6763 204383 SH SOLE 6784 0 197599 Vanguard Growth ETF EE 922908736 302 3008 SH SOLE 0 0 3008 Vanguard Information Technolog EE 92204A702 462 4615 SH SOLE 319 0 4296 Vanguard Mid Cap Vipers Index EE 922908629 574 4923 SH SOLE 0 0 4923 Vanguard Small Cap ETF EE 922908751 398 3691 SH SOLE 0 0 3691 Vanguard Total Stock Market ET EE 922908769 1170 11849 SH SOLE 0 0 11849 WisdomTree Emerging Mkts SmCp EE 97717W281 1044 29323 SH SOLE 2762 0 26561 WisdomTree Int'l Small Cap Div EE 97717W760 4022 72903 SH SOLE 2324 0 70579 Wisdomtree Midcap Dividend EE 97717w505 2167 27907 SH SOLE 2430 0 25477 Vertical Capital Innovations M VE 92535j208 6437 941073 SH SOLE 139663 0 801411