0001580231-17-000004.txt : 20170210 0001580231-17-000004.hdr.sgml : 20170210 20170210160117 ACCESSION NUMBER: 0001580231-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIXELWORKS, INC CENTRAL INDEX KEY: 0001040161 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 911761992 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-200-9200 MAIL ADDRESS: STREET 1: 224 AIRPORT PARKWAY STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: PIXELWORKS INC DATE OF NAME CHANGE: 20000210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE STEVEN L CENTRAL INDEX KEY: 0001252258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30269 FILM NUMBER: 17593115 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-09 0 0001040161 PIXELWORKS, INC PXLW 0001252258 MOORE STEVEN L 224 AIRPORT PARKWAY SUITE 400 SAN JOSE CA 95110 0 1 0 0 VP, CFO & Treasurer Common Stock 2017-02-09 4 M 0 60000 3.48 A 470636 D Common Stock 2017-02-09 4 S 0 60000 3.7585 D 410636 D Non-Qualified Stock Option (right to buy) 3.48 2017-02-09 4 M 0 60000 0.0 D 2017-02-10 Common Stock 60000 0 D Non-Qualified Stock Option (right to buy) 0.6 2019-03-23 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 2.28 2018-02-28 Common Stock 16666 16666 D Non-Qualified Stock Option (right to buy) 2.28 2018-03-02 Common Stock 8333 8333 D Non-Qualified Stock Option (right to buy) 2.36 2018-02-09 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 5.25 2017-07-18 Common Stock 66666 66666 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration. Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. Steven L Moore 2017-02-09