0001580231-17-000004.txt : 20170210
0001580231-17-000004.hdr.sgml : 20170210
20170210160117
ACCESSION NUMBER: 0001580231-17-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170209
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIXELWORKS, INC
CENTRAL INDEX KEY: 0001040161
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 911761992
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-200-9200
MAIL ADDRESS:
STREET 1: 224 AIRPORT PARKWAY
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: PIXELWORKS INC
DATE OF NAME CHANGE: 20000210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOORE STEVEN L
CENTRAL INDEX KEY: 0001252258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30269
FILM NUMBER: 17593115
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-09
0
0001040161
PIXELWORKS, INC
PXLW
0001252258
MOORE STEVEN L
224 AIRPORT PARKWAY
SUITE 400
SAN JOSE
CA
95110
0
1
0
0
VP, CFO & Treasurer
Common Stock
2017-02-09
4
M
0
60000
3.48
A
470636
D
Common Stock
2017-02-09
4
S
0
60000
3.7585
D
410636
D
Non-Qualified Stock Option (right to buy)
3.48
2017-02-09
4
M
0
60000
0.0
D
2017-02-10
Common Stock
60000
0
D
Non-Qualified Stock Option (right to buy)
0.6
2019-03-23
Common Stock
100000
100000
D
Non-Qualified Stock Option (right to buy)
2.28
2018-02-28
Common Stock
16666
16666
D
Non-Qualified Stock Option (right to buy)
2.28
2018-03-02
Common Stock
8333
8333
D
Non-Qualified Stock Option (right to buy)
2.36
2018-02-09
Common Stock
50000
50000
D
Non-Qualified Stock Option (right to buy)
5.25
2017-07-18
Common Stock
66666
66666
D
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration.
Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
Steven L Moore
2017-02-09