0001039828-23-000180.txt : 20231221 0001039828-23-000180.hdr.sgml : 20231221 20231221214412 ACCESSION NUMBER: 0001039828-23-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231221 DATE AS OF CHANGE: 20231221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhalla Anant CENTRAL INDEX KEY: 0001709369 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 231507026 MAIL ADDRESS: STREET 1: 11225 NORTH COMMUNITY HOUSE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wk-form4_1703213040.xml FORM 4 X0508 4 2023-12-20 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001709369 Bhalla Anant 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 1 1 0 0 CEO & President 0 Common Stock 2023-12-20 4 M 0 109490 0 A 1137624 D Common Stock 2023-12-20 4 D 0 109490 55.52 D 1028134 D Common Stock 2075 I By ESOP Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023. Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock. /s/ Anant Bhalla 2023-12-21