0001039828-23-000180.txt : 20231221
0001039828-23-000180.hdr.sgml : 20231221
20231221214412
ACCESSION NUMBER: 0001039828-23-000180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231220
FILED AS OF DATE: 20231221
DATE AS OF CHANGE: 20231221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bhalla Anant
CENTRAL INDEX KEY: 0001709369
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31911
FILM NUMBER: 231507026
MAIL ADDRESS:
STREET 1: 11225 NORTH COMMUNITY HOUSE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CENTRAL INDEX KEY: 0001039828
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 421447959
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DEMOINES
STATE: IA
ZIP: 50266
BUSINESS PHONE: 5152210002
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
4
1
wk-form4_1703213040.xml
FORM 4
X0508
4
2023-12-20
0
0001039828
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
AEL
0001709369
Bhalla Anant
6000 WESTOWN PARKWAY
WEST DES MOINES
IA
50266
1
1
0
0
CEO & President
0
Common Stock
2023-12-20
4
M
0
109490
0
A
1137624
D
Common Stock
2023-12-20
4
D
0
109490
55.52
D
1028134
D
Common Stock
2075
I
By ESOP
Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.
Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock.
/s/ Anant Bhalla
2023-12-21