0001039828-23-000149.txt : 20230925
0001039828-23-000149.hdr.sgml : 20230925
20230925185413
ACCESSION NUMBER: 0001039828-23-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230925
DATE AS OF CHANGE: 20230925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lorenzen Jeffrey D
CENTRAL INDEX KEY: 0001353991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31911
FILM NUMBER: 231276896
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CENTRAL INDEX KEY: 0001039828
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 421447959
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DEMOINES
STATE: IA
ZIP: 50266
BUSINESS PHONE: 5152210002
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
4
1
wk-form4_1695682443.xml
FORM 4
X0508
4
2023-09-21
0
0001039828
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
AEL
0001353991
Lorenzen Jeffrey D
6000 WESTOWN PARKWAY
WEST DES MOINES
IA
50266
0
1
0
0
Executive VP-Chief Inv Officer
0
Common Stock
2023-09-21
4
M
0
11299
31.63
A
62975
D
Common Stock
2023-09-21
4
M
0
15755
27.40
A
78730
D
Common Stock
2023-09-21
4
M
0
49565
27.05
A
128295
D
Common Stock
2023-09-21
4
S
0
76619
53.8454
D
51676
D
Common Stock
2023-09-21
4
S
0
20776
53.8742
D
30900
D
Common Stock
14045
I
By ESOP
Options - Right to Buy
31.63
2023-09-21
4
M
0
11299
0
D
2022-06-02
2031-06-02
Common Stock
11299
0
D
Options - Right to Buy
27.40
2023-09-21
4
M
0
15755
0
D
2022-02-25
2031-02-25
Common Stock
15755
7877
D
Options - Right to Buy
27.05
2023-09-21
4
M
0
49565
0
D
2022-01-02
2030-11-19
Common Stock
49565
0
D
This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.
Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
/s/ Mark A. Schuman, authorized signer
2023-09-25