0001039828-23-000145.txt : 20230922
0001039828-23-000145.hdr.sgml : 20230922
20230922142330
ACCESSION NUMBER: 0001039828-23-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andre Axel
CENTRAL INDEX KEY: 0001881905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31911
FILM NUMBER: 231271236
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CENTRAL INDEX KEY: 0001039828
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 421447959
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DEMOINES
STATE: IA
ZIP: 50266
BUSINESS PHONE: 5152210002
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
4
1
wk-form4_1695407001.xml
FORM 4
X0508
4
2023-09-21
0
0001039828
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
AEL
0001881905
Andre Axel
6000 WESTOWN PARKWAY
WEST DES MOINES
IA
50266
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-09-21
4
M
0
29273
32.35
A
43013
D
Common Stock
2023-09-21
4
S
0
29273
53.8743
D
13740
D
Common Stock
813
I
By ESOP
Options - Right to Buy
32.35
2023-09-21
4
M
0
29273
0
D
2022-09-07
2031-09-07
Common Stock
29273
14636
D
This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.
/s/ Mark A. Schuman, authorized signer
2023-09-22